0001209191-23-056735.txt : 20231127 0001209191-23-056735.hdr.sgml : 20231127 20231127205551 ACCESSION NUMBER: 0001209191-23-056735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231122 FILED AS OF DATE: 20231127 DATE AS OF CHANGE: 20231127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKay Christopher J. CENTRAL INDEX KEY: 0001874705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39550 FILM NUMBER: 231441697 MAIL ADDRESS: STREET 1: 130 E. RANDOLPH STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OppFi Inc. CENTRAL INDEX KEY: 0001818502 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 851648122 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 E. RANDOLPH STREET STREET 2: SUITE 3400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 212-8079 MAIL ADDRESS: STREET 1: 130 E. RANDOLPH STREET STREET 2: SUITE 3400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: FG New America Acquisition Corp. DATE OF NAME CHANGE: 20200717 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-22 0 0001818502 OppFi Inc. OPFI 0001874705 McKay Christopher J. 130 E. RANDOLPH STREET SUITE 3400 CHICAGO IL 60601 0 1 0 0 Chief Risk & Analytics Officer 0 Class A Common Stock 2023-11-22 4 M 0 3850 0.00 A 46744 D Class A Common Stock 2023-11-22 4 S 0 696 3.3345 D 46048 D Class A Common Stock 2023-11-22 4 S 0 266 3.3345 D 45782 D Restricted Stock Unit 0.00 2023-11-22 4 M 0 3850 0.00 D Class A Common Stock 3850 30807 D On November 22, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2023. Represents shares sold to satisfy tax liability upon the vesting of RSUs. Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award. Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan. /s/ Marv Gurevich, Esq., as attorney-in-fact for Christopher J. McKay 2023-11-27