0001209191-23-036841.txt : 20230613 0001209191-23-036841.hdr.sgml : 20230613 20230613175246 ACCESSION NUMBER: 0001209191-23-036841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Todd G. CENTRAL INDEX KEY: 0001873026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39550 FILM NUMBER: 231012388 MAIL ADDRESS: STREET 1: 105 S. MAPLE STREET CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OppFi Inc. CENTRAL INDEX KEY: 0001818502 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 851648122 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 E. RANDOLPH STREET STREET 2: SUITE 3400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 212-8079 MAIL ADDRESS: STREET 1: 130 E. RANDOLPH STREET STREET 2: SUITE 3400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: FG New America Acquisition Corp. DATE OF NAME CHANGE: 20200717 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-09 0 0001818502 OppFi Inc. OPFI 0001873026 Schwartz Todd G. ONE NORTH WACKER DRIVE, SUITE 3605 CHICAGO IL 60606 1 1 1 0 Chief Executive Officer 0 Class A Common Stock 2023-06-09 4 P 0 3024 2.2721 A 527199 I TGS Revocable Trust Class A Common Stock 18484 D Class V Common Stock 2023-06-12 4 D 0 74460 0.00 D 94120855 I OppFi Shares, LLC The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.18 to $2.30 for a weighted average sale price of $2.2721. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally. Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial. The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. /s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz 2023-06-13