-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MdPlXW3fiJ1vqtj/+d3NYzcuFSFAwd5gL/18KhCfW8aMVE2rQ/TbfS3VfRTo1NAi o37GLGvhDCMQIq+3Gw7GFg== 0000950109-96-000739.txt : 19960216 0000950109-96-000739.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950109-96-000739 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960213 SROS: AMEX GROUP MEMBERS: FIRST CHICAGO NBD CORP GROUP MEMBERS: THE FIRST NATIONAL BANK OF CHICAGO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-31304 FILM NUMBER: 96516999 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHICAGO NBD CORP CENTRAL INDEX KEY: 0000070040 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 381984850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 FORMER COMPANY: FORMER CONFORMED NAME: NBD BANCORP INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL DETROIT CORP DATE OF NAME CHANGE: 19810522 SC 13G 1 FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* A.M. CASTLE & CO. ------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 148411 10 1 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement /x/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 148411 10 1 13G Page 2 of 6 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The First National Bank of Chicago 36-0899825 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,838,331 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,838,331 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,838,331 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 16.90% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------------------ CUSIP No. 148411 10 1 13G Page 3 of 6 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago NBD Corporation 38-1984850 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through one or more subsidiaries as reported herein. See Itam 4. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC CO - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: -------------- A.M. Castle & Co. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 3400 North Wolf Road Franklin Park, Illinois 60131 Item 2(a). Name of Person Filing: --------------------- First Chicago NBD Corporation ("FCN") is filing this statement on behalf of itself and its wholly-owned subsidiary, The First National Bank of Chicago ("FNBC"). The agreement of FCN and FNBC to file a joint disclosure statement on Schedule 13G is filed as Exhibit A hereto. Item 2(b). Address of Principal Business Office: ------------------------------------ For FCN and FNBC: One First National Plaza Chicago, Illinois 60670 Item 2(c). Citizenship: ----------- FNBC is a national banking association organized under the laws of the United States. FCN is a corporation organized under the laws of Delaware. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock (the "Common") Item 2(e). CUSIP Number ------------ 148 411 10 1 Item 3. Type of Person Filing: --------------------- (b) FNBC is a Bank as defined in section 3(a)(6) of the Act. (g) FCN is a Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G). Item 4. Ownership: --------- (a)-(b) FCN may be deemed to own shares of Common solely through its ownership of FNBC and one or more other banking subsidiaries (the "Banks"). FNBC holds solely in a fiduciary capacity 1,838,331 shares of Common Stock of the Company, representing 16.90% of the Company's outstanding Common. Further, FCN may be deemed beneficially to own 244,989 shares of the Company's outstanding Common solely through its ownership of the Banks, which hold such shares solely in a fiduciary capacity. The shares held by the Banks represent 2.20% of the currently outstanding Common. The shares which may be deemed to be beneficially owned by FCN through its ownership of FNBC and the Banks aggregate 18.68% of the Common. Each of the Banks is a "Bank" as defined in Section 3(a)(6) of the Act. (c) FNBC has sole voting power and sole investment power over the shares held by it. The Banks have sole voting power over the 249,989 shares held and sole investment power over 575 shares. See also items five through nine and item 11 on pages two and three hereof. Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company: --------------------------------------------------------------------- See Items 2(a) and 3. Item 8. Identification and Classification of Member of the Group: -------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Disclaimer - ---------- First Chicago NBD Corporation expressly declares that the filing of this statement shall not be construed as an admission that First Chicago NBD Corporation, is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this statement. Signature: - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1996 FIRST CHICAGO NBD CORPORATION /s/ M. Eileen Kennedy By: ----------------------- M. Eileen Kennedy Senior Vice President and Treasurer THE FIRST NATIONAL BANK OF CHICAGO /s/ M. Eileen Kennedy By: ---------------------- M. Eileen Kennedy Senior Vice President EXHIBIT A AGREEMENT --------- The undersigned hereby agree, pursuant to Section 240.13d-1(f)(1), that the statement on Schedule 13G (including all amendments thereto) to which this Agreement is attached is to be filed on behalf of each of the undersigned and that First Chicago NBD Corporation may file a Schedule 13G pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, and all amendments to such Schedule, with respect to shares of Common Stock of A.M. Castle & Co. Date: February 12, 1996 THE FIRST NATIONAL BANK OF CHICAGO By: /s/ M. Eileen Kennedy ----------------------- M. Eileen Kennedy Senior Vice President FIRST CHICAGO NBD CORPORATION By: /s/ M. Eileen Kennedy ----------------------- M. Eileen Kennedy Senior Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----