0000921895-15-000017.txt : 20150105
0000921895-15-000017.hdr.sgml : 20150105
20150105191359
ACCESSION NUMBER: 0000921895-15-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150105
DATE AS OF CHANGE: 20150105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE A M & CO
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 8474557111
MAIL ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Master Fund, Ltd.
CENTRAL INDEX KEY: 0001566641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 15507475
BUSINESS ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
BUSINESS PHONE: 609.357.1870
MAIL ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 15507476
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 15507477
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC
STREET 2: TEN PRINCETON AVENUE, PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
4
1
form407738033_01052014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-31
0
0000018172
CASTLE A M & CO
CAS
0001205885
MARTIN WILLIAM C
C/O RAGING CAPITAL MANAGEMENT, LLC
TEN PRINCETON AVENUE, PO BOX 228
ROCKY HILL
NJ
08553
0
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
PO BOX 228
ROCKY HILL
NJ
08553-0228
0
0
1
0
0001566641
Raging Capital Master Fund, Ltd.
C/O OGIER FIDUCIARY SERVICES (CAYMAN)
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY 1-9007
CAYMAN ISLANDS
0
0
1
0
Common Stock, $0.01 par value
2014-12-31
4
P
0
57372
7.9812
A
3377179
I
By Raging Capital Master Fund, Ltd.
Common Stock, $0.01 par value
2015-01-02
4
P
0
28412
7.8872
A
3405591
I
By Raging Capital Master Fund, Ltd.
This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "ReportingPersons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of CommonStock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directlyby Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2015-01-05
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2015-01-05
By: Raging Capital Master Fund, Ltd., By: Raging Capital Management, LLC, Investment Manager, By: /s/ Frederick C. Wasch, Chief Financial Officer
2015-01-05