0001811783-20-000005.txt : 20201013
0001811783-20-000005.hdr.sgml : 20201013
20201013090631
ACCESSION NUMBER: 0001811783-20-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
EFFECTIVENESS DATE: 20201013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Richard P Slaughter Associates Inc
CENTRAL INDEX KEY: 0001811783
IRS NUMBER: 742589344
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20292
FILM NUMBER: 201234864
BUSINESS ADDRESS:
STREET 1: 13809 RESEARCH BLV
STREET 2: SUITE 905
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 5129180000
MAIL ADDRESS:
STREET 1: 13809 RESEARCH BLV
STREET 2: SUITE 905
CITY: AUSTIN
STATE: TX
ZIP: 78750
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001811783
XXXXXXXX
09-30-2020
09-30-2020
Richard P Slaughter Associates Inc
13809 RESEARCH BLV
SUITE 905
AUSTIN
TX
78750
13F HOLDINGS REPORT
028-20292
N
BROOKS C. SLAUGHTER
President/CEO
5129180000
BROOKS C. SLAUGHTER
AUSTIN
TX
10-13-2020
0
100
218238
false
INFORMATION TABLE
2
q3-09302020.xml
ABB LTD
SPONSORED ADR
000375204
1302
51190
SH
SOLE
51190
0
0
AMAZON COM INC
COM
023135106
733
233
SH
SOLE
233
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
964
11800
SH
SOLE
11800
0
0
APPLE INC
COM
037833100
1260
10884
SH
SOLE
10884
0
0
BP PLC
SPONSORED ADR
055622104
672
38539
SH
SOLE
38539
0
0
BK OF AMERICA CORP
COM
060505104
2406
99894
SH
SOLE
99894
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3282
15414
SH
SOLE
15414
0
0
CAMPBELL SOUP CO
COM
134429109
881
18219
SH
SOLE
18219
0
0
CHEVRON CORP NEW
COM
166764100
790
10982
SH
SOLE
10982
0
0
CITIGROUP INC
COM NEW
172967424
2045
47437
SH
SOLE
47437
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
1439
56946
SH
SOLE
56946
0
0
CUMMINS INC
COM
231021106
1010
4785
SH
SOLE
4785
0
0
DISNEY WALT CO
COM DISNEY
254687106
2030
16361
SH
SOLE
16361
0
0
FISERV INC
COM
337738108
226
2200
SH
SOLE
2200
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
693
90427
SH
SOLE
90427
0
0
HOME DEPOT INC
COM
437076102
214
773
SH
SOLE
773
0
0
INTEL CORP
COM
458140100
1115
21548
SH
SOLE
21548
0
0
JABIL INC
COM
466313103
1371
40018
SH
SOLE
40018
0
0
JOHNSON & JOHNSON
COM
478160104
3577
24030
SH
SOLE
24030
0
0
LEGGETT & PLATT INC
COM
524660107
997
24230
SH
SOLE
24230
0
0
LOCKHEED MARTIN CORP
COM
539830109
976
2547
SH
SOLE
2547
0
0
LOEWS CORP
COM
540424108
1662
47832
SH
SOLE
47832
0
0
MICROSOFT CORP
COM
594918104
503
2394
SH
SOLE
2394
0
0
MORGAN STANLEY
COM NEW
617446448
2961
61259
SH
SOLE
61259
0
0
OLD REP INTL CORP
COM
680223104
845
57373
SH
SOLE
57373
0
0
ONEOK INC NEW
COM
682680103
807
31079
SH
SOLE
31079
0
0
POSCO
SPONSORED ADR
693483109
2562
61206
SH
SOLE
61206
0
0
PARK OHIO HLDGS CORP
COM
700666100
1305
81224
SH
SOLE
81224
0
0
PARSLEY ENERGY INC
CL A
701877102
784
83762
SH
SOLE
83762
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
863
83801
SH
SOLE
83801
0
0
PEPSICO INC
COM
713448108
1007
7266
SH
SOLE
7266
0
0
ROYAL BK CDA
COM
780087102
974
13896
SH
SOLE
13896
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3143
124875
SH
SOLE
124875
0
0
SOUTHERN CO
COM
842587107
978
18040
SH
SOLE
18040
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1162
494579
SH
SOLE
494579
0
0
SQUARE INC
CL A
852234103
979
6023
SH
SOLE
6023
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
998
12311
SH
SOLE
12311
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2607
15647
SH
SOLE
15647
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
862
23999
SH
SOLE
23999
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
1479
15263
SH
SOLE
15263
0
0
NCR CORP NEW
COM
62886E108
2597
117325
SH
SOLE
117325
0
0
AT&T INC
COM
00206R102
1429
50127
SH
SOLE
50127
0
0
ABBVIE INC
COM
00287Y109
2369
27049
SH
SOLE
27049
0
0
ADOBE INC
COM
00724F101
212
434
SH
SOLE
434
0
0
AIR LEASE CORP
CL A
00912X302
3139
106720
SH
SOLE
106720
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3072
10451
SH
SOLE
10451
0
0
ALPHABET INC
CAP STK CL C
02079K107
2338
1591
SH
SOLE
1591
0
0
BCE INC
COM NEW
05534B760
955
23030
SH
SOLE
23030
0
0
BIOGEN INC
COM
09062X103
1297
4573
SH
SOLE
4573
0
0
BLACKROCK INC
COM
09247X101
1477
2622
SH
SOLE
2622
0
0
BROADMARK RLTY CAP INC
COM
11135B100
1912
193936
SH
SOLE
193936
0
0
CENTERPOINT ENERGY INC
COM
15189T107
938
48496
SH
SOLE
48496
0
0
EXXON MOBIL CORP
COM
30231G102
1165
33958
SH
SOLE
33958
0
0
FACEBOOK INC
CL A
30303M102
2157
8238
SH
SOLE
8238
0
0
FEDEX CORP
COM
31428X106
1761
7004
SH
SOLE
7004
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2908
14473
SH
SOLE
14473
0
0
IRON MTN INC NEW
COM
46284V101
894
33383
SH
SOLE
33383
0
0
JPMORGAN CHASE & CO
COM
46625H100
934
9702
SH
SOLE
9702
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1497
7952
SH
SOLE
7952
0
0
MERITAGE HOMES CORP
COM
59001A102
1501
13602
SH
SOLE
13602
0
0
METLIFE INC
COM
59156R108
933
25120
SH
SOLE
25120
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1014
11667
SH
SOLE
11667
0
0
NVIDIA CORPORATION
COM
67066G104
221
410
SH
SOLE
410
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
2554
22314
SH
SOLE
22314
0
0
SANOFI
SPONSORED ADR
80105N105
937
18680
SH
SOLE
18680
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1011
17008
SH
SOLE
17008
0
0
WP CAREY INC
COM
92936U109
851
13063
SH
SOLE
13063
0
0
WESTROCK CO
COM
96145D105
1760
50663
SH
SOLE
50663
0
0
CNH INDL N V
SHS
N20944109
2556
326878
SH
SOLE
326878
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
7447
264571
SH
SOLE
264571
0
0
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
3751
75445
SH
SOLE
75445
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
5922
140625
SH
SOLE
140625
0
0
ISHARES INC
MIN VOL EMRG MKT
464286533
9934
180041
SH
SOLE
180041
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
312
1601
SH
SOLE
1601
0
0
ISHARES TR
CORE S&P500 ETF
464287200
382
1137
SH
SOLE
1137
0
0
ISHARES TR
CORE US AGGBD ET
464287226
296
2511
SH
SOLE
2511
0
0
ISHARES TR
MSCI EAFE ETF
464287465
294
4620
SH
SOLE
4620
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1031
5567
SH
SOLE
5567
0
0
ISHARES TR
RUS 1000 ETF
464287622
336
1799
SH
SOLE
1799
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
210
2509
SH
SOLE
2509
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1189
14938
SH
SOLE
14938
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
278
8864
SH
SOLE
8864
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
482
1568
SH
SOLE
1568
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
233
2957
SH
SOLE
2957
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
5421
58929
SH
SOLE
58929
0
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
2103
19372
SH
SOLE
19372
0
0
FIRST TR EXCH TRADED FD III
INSTL PFD SECS
33739P855
1040
53673
SH
SOLE
53673
0
0
INVESCO ACTIVELY MANAGED ETF
S&P500 DOWNSID
46090A705
848
25735
SH
SOLE
25735
0
0
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
368
13594
SH
SOLE
13594
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
11378
167018
SH
SOLE
167018
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
8283
129974
SH
SOLE
129974
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
8168
78738
SH
SOLE
78738
0
0
ISHARES TR
EDGE MSCI USA VL
46432F388
1555
21086
SH
SOLE
21086
0
0
ISHARES TR
INTL QLTY FACTOR
46434V456
14568
464986
SH
SOLE
464986
0
0
ISHARES TR
ULTR SH TRM BD
46434V878
9956
196892
SH
SOLE
196892
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
9266
182429
SH
SOLE
182429
0
0
J P MORGAN EXCHANGE-TRADED F
DIVERSFED RTRN
46641Q886
9008
140459
SH
SOLE
140459
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1027
3067
SH
SOLE
3067
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1232
42117
SH
SOLE
42117
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
1067
26113
SH
SOLE
26113
0
0