0001209191-22-013345.txt : 20220225 0001209191-22-013345.hdr.sgml : 20220225 20220225190025 ACCESSION NUMBER: 0001209191-22-013345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holme Timothy CENTRAL INDEX KEY: 0001834249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 22683148 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-23 0 0001811414 QuantumScape Corp QS 0001834249 Holme Timothy C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 Chief Technology Officer Class A Common Stock 2022-02-23 4 M 0 150512 0.6439 A 300000 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 2022-02-23 4 S 0 288519 14.3691 D 11481 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 2002-02-23 4 S 0 11481 15.0649 D 0 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 250621 D Stock Option (right to buy) 0.6439 2022-02-23 4 M 0 150512 0.00 D 2014-02-13 2023-04-08 Class B Common Stock 150512 183292 D The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares. Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $15.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. /s/ Michael O. McCarthy, III, attorney-in-fact 2022-02-25