SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Wong Karian

(Last) (First) (Middle)
C/O IROBOT CORPORATION
8 CROSBY DRIVE

(Street)
BEDFORD MA 01730

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2020
3. Issuer Name and Ticker or Trading Symbol
IROBOT CORP [ IRBT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Finance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 10,153(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 3,622 restricted stock units granted pursuant to the iRobot Corporation 2015 Stock Option and Incentive Plan. 2,774 of the restricted stock units will vest in equal installments on September 8, 2020 and 2021, respectively. 848 of the restricted stock units will vest in equal installments on March 9, 2021 and 2022, respectively. Includes 3,138 restricted stock units granted pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. 766 of the restricted stock units will vest in equal installments on March 8, 2021, 2022 and 2023, respectively. 2,372 of the restricted stock units will vest over a four-year period, at a rate of twenty-five percent (25%) on each anniversary of the grant date (March 6, 2020). Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than 30 days after such vesting date.
Remarks:
/s/ Glen D. Weinstein, Attorney-in-Fact 05/06/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.