0001606587-21-000158.txt : 20210202 0001606587-21-000158.hdr.sgml : 20210202 20210202124631 ACCESSION NUMBER: 0001606587-21-000158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Royal Fund Management, LLC CENTRAL INDEX KEY: 0001810099 IRS NUMBER: 900561235 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20238 FILM NUMBER: 21579906 BUSINESS ADDRESS: STREET 1: 1515 BUENOS AIRES BLVD. CITY: LADY LAKE STATE: FL ZIP: 32159 BUSINESS PHONE: 352-750-1637 MAIL ADDRESS: STREET 1: 1515 BUENOS AIRES BLVD. CITY: LADY LAKE STATE: FL ZIP: 32159 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001810099 XXXXXXXX 12-31-2020 12-31-2020 false Royal Fund Management, LLC
1515 Buenos Aires Blvd. Lady Lake FL 32159
13F HOLDINGS REPORT 028-20238 N
Mark Sorensen Managing Member 352-750-1637 Mark Sorensen Lady Lake FL 02-02-2021 0 176 472205 false
INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM COM 00287Y109 4101 38278 SH SOLE NONE 0 0 38278 ADOBE INC COM COM 00724F101 1071 2143 SH SOLE NONE 0 0 2143 ALIBABA GROUP HOLDING LTD ADR SPONSORED SPONSORED ADS 01609W102 1279 5498 SH SOLE NONE 0 0 5498 ALIGN TECHNOLOGY INC COM COM 016255101 917 1717 SH SOLE NONE 0 0 1717 ALLETE INC COM COM NEW 018522300 276 4468 SH SOLE NONE 0 0 4468 ALLIANZGI CONV & INM 2024 TRGT COM COM 01883H102 242 24249 SH SOLE NONE 0 0 24249 ALPHABET INC COM CL A CAP STK CL A 02079K305 1307 746 SH SOLE NONE 0 0 746 AMAZON COM INC COM COM 023135106 2501 768 SH SOLE NONE 0 0 768 AMERICAN ELECTRIC POWER CO INC COM COM 025537101 243 2928 SH SOLE NONE 0 0 2928 AMGEN INC COM COM 031162100 3433 14932 SH SOLE NONE 0 0 14932 ANTHEM INC COM COM 036752103 704 2194 SH SOLE NONE 0 0 2194 APPLE INC COM COM 037833100 4607 34722 SH SOLE NONE 0 0 34722 AT&T INC COM COM 00206R102 4477 155676 SH SOLE NONE 0 0 155676 BANK OF AMERICA CORPORATION COM COM 060505104 210 6940 SH SOLE NONE 0 0 6940 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 251 1084 SH SOLE NONE 0 0 1084 BHP GROUP LTD ADR SPONSORED SPONSORED ADS 088606108 256 3918 SH SOLE NONE 0 0 3918 BLACKROCK 2022 GBL INC OPPRTNT COM COM 09258P104 221 24503 SH SOLE NONE 0 0 24503 BOEING CO COM COM 097023105 1403 6557 SH SOLE NONE 0 0 6557 BRISTOL-MYERS SQUIBB CO COM COM 110122108 3803 61313 SH SOLE NONE 0 0 61313 BROADCOM INC COM COM 11135F101 1187 2711 SH SOLE NONE 0 0 2711 CARLISLE COS INC COM COM 142339100 639 4092 SH SOLE NONE 0 0 4092 CATERPILLAR INC COM COM 149123101 443 2435 SH SOLE NONE 0 0 2435 CHEVRON CORPORATION COM COM 166764100 496 5880 SH SOLE NONE 0 0 5880 CISCO SYSTEMS INC COM COM 17275R102 3022 67543 SH SOLE NONE 0 0 67543 COCA-COLA CO COM COM 191216100 798 14566 SH SOLE NONE 0 0 14566 CONSOLIDATED EDISON INC COM COM 209115104 414 5731 SH SOLE NONE 0 0 5731 CROWDSTRIKE HOLDINGS INC COM CL A CL A 22788C105 1862 8793 SH SOLE NONE 0 0 8793 CSX CORP COM COM 126408103 4344 47875 SH SOLE NONE 0 0 47875 CVS HEALTH CORPORATION COM COM 126650100 4298 62934 SH SOLE NONE 0 0 62934 DARDEN RESTAURANTS INC COM COM 237194105 4794 40250 SH SOLE NONE 0 0 40250 DIAGEO ADR SPONSORED SPON ADR NEW 25243Q205 644 4058 SH SOLE NONE 0 0 4058 DIGITAL REALTY TRUST INC COM STK USD0.01 COM 253868103 2685 19248 SH SOLE NONE 0 0 19248 DNP SELECT INCOME FUND INC COM COM 23325P104 144 14053 SH SOLE NONE 0 0 14053 DOLLAR GENERAL CORP COM COM 256677105 617 2937 SH SOLE NONE 0 0 2937 DOW INC COM COM 260557103 232 4195 SH SOLE NONE 0 0 4195 DUFF & PHELPS UTILITY AND CORP COM COM 26432K108 139 13949 SH SOLE NONE 0 0 13949 DUKE ENERGY CORP COM COM NEW 26441C204 4333 47332 SH SOLE NONE 0 0 47332 EATON CORPORATION PLC COM SHS G29183103 590 4917 SH SOLE NONE 0 0 4917 EATON VANCE FLATNG RAT 2022 TA FLTNG RATE 2022 TR COM COM 27831H100 213 24055 SH SOLE NONE 0 0 24055 EATON VANCE HIGH INCOME 2021 T COM SH BEN INT COM SH BEN INT 27829W101 220 22672 SH SOLE NONE 0 0 22672 EMERSON ELECTRIC CO COM COM 291011104 4551 56631 SH SOLE NONE 0 0 56631 ENERGY TRANSFER LP COM UNITS REP LTD PTN INT COM UT LTD PTN 29273V100 71 11618 SH SOLE NONE 0 0 11618 ESTEE LAUDER COMPANIES INC COM CL A CL A 518439104 757 2846 SH SOLE NONE 0 0 2846 EXXON MOBIL CORPORATION COM COM 30231G102 325 7893 SH SOLE NONE 0 0 7893 FACEBOOK INC COM CL A CL A 30303M102 1540 5640 SH SOLE NONE 0 0 5640 FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF DJ INTERNT IDX 33733E302 441 2078 SH SOLE NONE 0 0 2078 FIRST TRUST PORTFOLIOS SHS ETF SHS 337345102 6081 44044 SH SOLE NONE 0 0 44044 FORD MOTOR CO COM COM 345370860 294 33487 SH SOLE NONE 0 0 33487 GARMIN LTD COM SHS H2906T109 4092 34198 SH SOLE NONE 0 0 34198 GENERAL DYNAMICS CORP COM COM 369550108 599 4031 SH SOLE NONE 0 0 4031 GENERAL ELECTRIC CO COM COM 369604103 127 11845 SH SOLE NONE 0 0 11845 GREENBRIER COMPANIES INC COM COM 393657101 5099 140185 SH SOLE NONE 0 0 140185 HOME DEPOT INC COM COM 437076102 1194 4495 SH SOLE NONE 0 0 4495 ILLUMINA INC COM COM 452327109 802 2169 SH SOLE NONE 0 0 2169 INTEL CORP COM COM 458140100 2096 42076 SH SOLE NONE 0 0 42076 INTERNATIONAL BUS MACH CORP COM COM 459200101 3684 29266 SH SOLE NONE 0 0 29266 INTUIT INC COM COM 461202103 295 777 SH SOLE NONE 0 0 777 INVESCO EXCHANGE TRADED FUND T GBL SRT TRM HY ETF GBL SRT TRM HY 46138E669 1327 59797 SH SOLE NONE 0 0 59797 INVESCO EXCHANGE TRADED FUND T PFD ETF PFD ETF 46138E511 4099 268619 SH SOLE NONE 0 0 268619 INVESCO HIGH INCM 2024 TARGT T COM COM 46136K105 200 22984 SH SOLE NONE 0 0 22984 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 13419 42771 SH SOLE NONE 0 0 42771 IRON MOUNTAIN INC COM USD0.01 COM 46284V101 206 7001 SH SOLE NONE 0 0 7001 ISHARES SILVER TRUST ISHARES ETF ISHARES 46428Q109 260 10610 SH SOLE NONE 0 0 10610 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH 46434V621 2168 48376 SH SOLE NONE 0 0 48376 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 205 547 SH SOLE NONE 0 0 547 ISHARES TRUST CORE TOTAL USD ETF CORE TOTAL USD 46434V613 1982 36328 SH SOLE NONE 0 0 36328 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 3990 28890 SH SOLE NONE 0 0 28890 ISHARES TRUST MODERT ALLOC ETF MODERT ALLOC ETF 464289875 1376 31856 SH SOLE NONE 0 0 31856 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 313 6070 SH SOLE NONE 0 0 6070 ISHARES TRUST MSCI USA MOMENTUM FACTOR ETF MSCI USA MMENTM 46432F396 5455 33823 SH SOLE NONE 0 0 33823 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 360 1495 SH SOLE NONE 0 0 1495 ISHARES TRUST RUS 2000 GRW ETF RUS 2000 GRW ETF 464287648 398 1391 SH SOLE NONE 0 0 1391 ISHARES TRUST RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 234 1782 SH SOLE NONE 0 0 1782 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 644 3287 SH SOLE NONE 0 0 3287 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 12852 201381 SH SOLE NONE 0 0 201381 ISHARES TRUST S&P MC 400GR ETF S&P MC 400GR ETF 464287606 8731 120901 SH SOLE NONE 0 0 120901 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 464287887 239 2094 SH SOLE NONE 0 0 2094 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 4073 31913 SH SOLE NONE 0 0 31913 ISHARES TRUST U.S. BAS MTL ETF U.S. BAS MTL ETF 464287838 11027 97231 SH SOLE NONE 0 0 97231 ISHARES TRUST U.S. CNSM GD ETF U.S. CNSM GD ETF 464287812 235 1356 SH SOLE NONE 0 0 1356 ISHARES TRUST U.S. TECH ETF U.S. TECH ETF 464287721 257 3028 SH SOLE NONE 0 0 3028 ISHARES TRUST US INDUSTRIALS ETF US INDUSTRIALS 464287754 224 2316 SH SOLE NONE 0 0 2316 JOHNSON & JOHNSON COM COM 478160104 3560 22626 SH SOLE NONE 0 0 22626 JP MORGAN CHASE & CO COM COM 46625H100 6731 52974 SH SOLE NONE 0 0 52974 JP MORGAN ETF TRUST HIGH YLD RESRCH ETF HIGH YLD RESRCH 46641Q878 1341 25856 SH SOLE NONE 0 0 25856 KELLOGG COMPANY COM COM 487836108 2682 43109 SH SOLE NONE 0 0 43109 KIMBERLY CLARK CORP COM COM 494368103 2462 18264 SH SOLE NONE 0 0 18264 KRAFT HEINZ CO COM COM 500754106 590 17022 SH SOLE NONE 0 0 17022 LAM RESEARCH CORP COM COM 512807108 823 1743 SH SOLE NONE 0 0 1743 LAMAR ADVERTISING CO COM USD0.001 CL A CL A 512816109 4425 53173 SH SOLE NONE 0 0 53173 LOCKHEED MARTIN CORP COM COM 539830109 215 606 SH SOLE NONE 0 0 606 LOWE'S COMPANIES INC COM COM 548661107 3602 22441 SH SOLE NONE 0 0 22441 LULULEMON ATHLETICA INC COM COM 550021109 784 2254 SH SOLE NONE 0 0 2254 MARKEL CORP COM COM 570535104 659 638 SH SOLE NONE 0 0 638 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 870 6601 SH SOLE NONE 0 0 6601 MCCORMICK & COMPANY INC COM COM VTG 579780107 215 2260 SH SOLE NONE 0 0 2260 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 421 4412 SH SOLE NONE 0 0 4412 MCDONALD'S CORPORATION COM COM 580135101 3343 15582 SH SOLE NONE 0 0 15582 MERCK & CO INC COM COM 58933Y105 3063 37455 SH SOLE NONE 0 0 37455 MICROSOFT CORP COM COM 594918104 7227 32495 SH SOLE NONE 0 0 32495 NANO DIMENSION LTD ADR SPONSORED SPONSORD ADS NEW 63008G203 109 12000 SH SOLE NONE 0 0 12000 NCR CORP COM COM 62886E108 2162 57572 SH SOLE NONE 0 0 57572 NETAPP INC COM COM 64110D104 796 12018 SH SOLE NONE 0 0 12018 NETFLIX INC COM COM 64110L106 838 1551 SH SOLE NONE 0 0 1551 NEWMONT CORPORATION COM COM 651639106 516 8630 SH SOLE NONE 0 0 8630 NOVARTIS AG ADR SPONSORED SPONSORED ADR 66987V109 3182 33702 SH SOLE NONE 0 0 33702 NUCOR CORP COM COM 670346105 261 4919 SH SOLE NONE 0 0 4919 NUVEEN PFD & INC FD COM COM 67075A106 238 9694 SH SOLE NONE 0 0 9694 NUVEEN PFD & INCOME 2022 TERM COM USD0.00 COM 67075T105 230 9481 SH SOLE NONE 0 0 9481 NVIDIA CORP COM COM 67066G104 816 1564 SH SOLE NONE 0 0 1564 OCUGEN INC COM COM 67577C105 30 16500 SH SOLE NONE 0 0 16500 OMEGA HEALTHCARE INVESTORS COM STK USD0.10 COM 681936100 330 9086 SH SOLE NONE 0 0 9086 PAYCHEX INC COM COM 704326107 4043 43393 SH SOLE NONE 0 0 43393 PAYPAL HOLDINGS INC COM COM 70450Y103 1125 4806 SH SOLE NONE 0 0 4806 PEPSICO INC COM COM 713448108 455 3074 SH SOLE NONE 0 0 3074 PFIZER INC COM COM 717081103 233 6348 SH SOLE NONE 0 0 6348 PHILIP MORRIS INTL INC COM COM 718172109 300 3628 SH SOLE NONE 0 0 3628 PROCTER & GAMBLE CO COM COM 742718109 4026 28940 SH SOLE NONE 0 0 28940 PRUDENTIAL FINANCIAL INC COM COM 744320102 601 7709 SH SOLE NONE 0 0 7709 QORVO INC COM COM 74736K101 1628 9793 SH SOLE NONE 0 0 9793 QUALCOMM INC COM COM 747525103 5899 38723 SH SOLE NONE 0 0 38723 RAYTHEON TECH CORP COM COM 75513E101 5115 71530 SH SOLE NONE 0 0 71530 RIO TINTO ADR SPONSORED SPONSORED ADR 767204100 924 12284 SH SOLE NONE 0 0 12284 ROCKWELL AUTOMATION INC COM COM 773903109 829 3308 SH SOLE NONE 0 0 3308 RPC INC COM COM 749660106 154 49187 SH SOLE NONE 0 0 49187 SCHWAB STRATEGIC TR US LARGE-CAP GROWTH ETF US LCAP GR ETF 808524300 2306 17958 SH SOLE NONE 0 0 17958 SHERWIN-WILLIAMS CO COM COM 824348106 242 330 SH SOLE NONE 0 0 330 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS 78463V107 206 1158 SH SOLE NONE 0 0 1158 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 7784 20821 SH SOLE NONE 0 0 20821 SPDR SERIES TRUST HLTH CR EQUIP ETF HLTH CR EQUIP 78464A581 5371 47186 SH SOLE NONE 0 0 47186 SPDR SERIES TRUST MSCI USA STRTGIC ETF MSCI USA STRTGIC 78468R812 5087 48693 SH SOLE NONE 0 0 48693 SPDR SERIES TRUST SSGA US LRG ETF SSGA US LRG ETF 78468R804 5058 42172 SH SOLE NONE 0 0 42172 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 1328 4221 SH SOLE NONE 0 0 4221 SPROTT PHYSICAL GOLD AND SILVE TR UNIT TR UNIT 85208R101 1098 56784 SH SOLE NONE 0 0 56784 SQUARE INC COM CL A CL A 852234103 1566 7198 SH SOLE NONE 0 0 7198 STARBUCKS CORP COM COM 855244109 5664 52946 SH SOLE NONE 0 0 52946 STORE CAP CORP COM USD0.01 COM 862121100 3448 101500 SH SOLE NONE 0 0 101500 STRYKER CORP COM COM 863667101 1057 4316 SH SOLE NONE 0 0 4316 SYSCO CORP COM COM 871829107 3500 47140 SH SOLE NONE 0 0 47140 TC ENERGY CORPORATION COM COM 87807B107 207 5098 SH SOLE NONE 0 0 5098 TESLA INC COM COM 88160R101 3011 4268 SH SOLE NONE 0 0 4268 TEXAS INSTRUMENTS INC COM COM 882508104 579 3528 SH SOLE NONE 0 0 3528 THERMO FISHER SCIENTIFIC INC COM COM 883556102 830 1784 SH SOLE NONE 0 0 1784 UNION PACIFIC CORP COM COM 907818108 4376 21017 SH SOLE NONE 0 0 21017 UNITED PARCEL SERVICE INC COM CL B CL B 911312106 5677 33712 SH SOLE NONE 0 0 33712 UNITEDHEALTH GROUP INC COM COM 91324P102 1082 3086 SH SOLE NONE 0 0 3086 UNIVERSAL HEALTH SERVICES INC COM CL B CL B 913903100 630 4588 SH SOLE NONE 0 0 4588 US BANCORP COM COM NEW 902973304 3741 80309 SH SOLE NONE 0 0 80309 VALERO ENERGY CORP COM COM 91913Y100 229 4060 SH SOLE NONE 0 0 4060 VANGUARD 500 GRTH IDX F ETF 500 GRTH IDX F 921932505 5143 22354 SH SOLE NONE 0 0 22354 VANGUARD COMM SRVC ETF COMM SRVC ETF 92204A884 4208 35015 SH SOLE NONE 0 0 35015 VANGUARD CONSUM STP ETF CONSUM STP ETF 92204A207 12187 70076 SH SOLE NONE 0 0 70076 VANGUARD DIV APP ETF DIV APP ETF 921908844 12486 88452 SH SOLE NONE 0 0 88452 VANGUARD EMERG MKT BD ETF EMERG MKT BD ETF 921946885 1345 16353 SH SOLE NONE 0 0 16353 VANGUARD GROWTH ETF GROWTH ETF 922908736 10030 39593 SH SOLE NONE 0 0 39593 VANGUARD HEALTH CAR ETF HEALTH CAR ETF 92204A504 4617 20638 SH SOLE NONE 0 0 20638 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 6846 74820 SH SOLE NONE 0 0 74820 VANGUARD INF TECH ETF INF TECH ETF 92204A702 5407 15283 SH SOLE NONE 0 0 15283 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 9378 53367 SH SOLE NONE 0 0 53367 VANGUARD MCAP GR IDXVIP ETF MCAP GR IDXVIP 922908538 2785 13136 SH SOLE NONE 0 0 13136 VANGUARD MEGA GRWTH IND ETF MEGA GRWTH IND 921910816 18084 88758 SH SOLE NONE 0 0 88758 VANGUARD MID CAP ETF MID CAP ETF 922908629 6890 33324 SH SOLE NONE 0 0 33324 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 8934 25994 SH SOLE NONE 0 0 25994 VANGUARD SML CP GRW ETF SML CP GRW ETF 922908595 2817 10526 SH SOLE NONE 0 0 10526 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 13637 70063 SH SOLE NONE 0 0 70063 VANGUARD VNG RUS1000GRW ETF VNG RUS1000GRW 92206C680 4754 19187 SH SOLE NONE 0 0 19187 VANGUARD VNG RUS1000IDX ETF VNG RUS1000IDX 92206C730 9510 54280 SH SOLE NONE 0 0 54280 VECTOR GROUP COM COM 92240M108 219 18867 SH SOLE NONE 0 0 18867 VERIZON COMMUNICATIONS COM COM 92343V104 4989 84920 SH SOLE NONE 0 0 84920 VISA INC COM CL A COM CL A 92826C839 976 4463 SH SOLE NONE 0 0 4463 WALMART INC COM COM 931142103 4070 28237 SH SOLE NONE 0 0 28237 WALT DISNEY COMPANY (THE) COM COM 254687106 5550 30635 SH SOLE NONE 0 0 30635 WASTE MANAGEMENT INC COM COM 94106L109 3029 25691 SH SOLE NONE 0 0 25691 WELLS FARGO & COMPANY COM COM 949746101 265 8805 SH SOLE NONE 0 0 8805 WISDOMTREE TRUST ITL HDG QTLY DIV ETF ITL HDG QTLY DIV 97717X594 2041 51923 SH SOLE NONE 0 0 51923 WP CAREY INC COM USD0.001 COM 92936U109 340 4830 SH SOLE NONE 0 0 4830