Chief Compliance Officer

0001809159-21-000002.txt : 20210407 0001809159-21-000002.hdr.sgml : 20210407 20210406190444 ACCESSION NUMBER: 0001809159-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210406 EFFECTIVENESS DATE: 20210407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spotlight Asset Group, Inc. CENTRAL INDEX KEY: 0001809159 IRS NUMBER: 814792396 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20216 FILM NUMBER: 21810278 BUSINESS ADDRESS: STREET 1: 2 MID AMERICA PLAZA STREET 2: SUITE 710 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 630-230-6840 MAIL ADDRESS: STREET 1: 2 MID AMERICA PLAZA STREET 2: SUITE 710 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001809159 XXXXXXXX 03-31-2021 03-31-2021 Spotlight Asset Group, Inc.

2 MID AMERICA PLAZA SUITE 710 OAKBROOK TERRACE IL 60181

13F HOLDINGS REPORT 028-20216 N Bridget Eileen Ward Chief Compliance Officer 6306863743 Bridget Eileen Ward New Providence NJ 04-06-2021 0 133 265943 false INFORMATION TABLE 2 spotlightassetgroup13fQ12021.xml SPOTLIGHT ASSET GROUP 13F 1Q 2021 ISHARES TR CORE S&P MCP ETF 464287507 11696 44937 SH SOLE 0 0 0 44937 ISHARES TR S&P MC 400VL ETF 464287705 2369 23245 SH SOLE 0 0 0 23245 ISHARES TR CORE S&P SCP ETF 464287804 2456 22627 SH SOLE 0 0 0 22627 ISHARES TR SP SMCP600VL ETF 464287879 2501 24830 SH SOLE 0 0 0 24830 ISHARES TR S&P SML 600 GWT 464287887 2229 17385 SH SOLE 0 0 0 17385 ISHARES TR S&P 500 VAL ETF 464287408 11748 83180 SH SOLE 0 0 0 83180 ISHARES TR CORE S&P500 ETF 464287200 22645 56923 SH SOLE 0 0 0 56923 ISHARES TR S&P 500 GRWT ETF 464287309 2587 39728 SH SOLE 0 0 0 39728 ISHARES TR RUS 1000 ETF 464287622 210 937 SH SOLE 0 0 0 937 ISHARES TR RUS 1000 VAL ETF 464287598 468 3086 SH SOLE 0 0 0 3086 ISHARES TR RUS 1000 GRW ETF 464287614 835 3435 SH SOLE 0 0 0 3435 ISHARES TR RUSSELL 2000 ETF 464287655 2582 11686 SH SOLE 0 0 0 11686 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3077 6463 SH SOLE 0 0 0 6463 SPDR S&P 500 ETF TR TR UNIT 78462F103 3842 9693 SH SOLE 0 0 0 9693 ADOBE SYSTEMS INCORPORATED COM 00724F101 339 713 SH SOLE 0 0 0 713 AMAZON COM INC COM 023135106 10034 3243 SH SOLE 0 0 0 3243 BRISTOL-MYERS SQUIBB CO COM 110122108 1256 19900 SH SOLE 0 0 0 19900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1569 6141 SH SOLE 0 0 0 6141 REALTY INCOME CORP COM 756109104 233 3667 SH SOLE 0 0 0 3667 INVESCO QQQ TR UNIT SER 1 46090E103 464 1454 SH SOLE 0 0 0 1454 ABBOTT LABS COM 002824100 793 6621 SH SOLE 0 0 0 6621 EBAY INC. COM 278642103 229 3732 SH SOLE 0 0 0 3732 INTEL CORP COM 458140100 1048 16379 SH SOLE 0 0 0 16379 ORACLE CORP COM 68389X105 462 6591 SH SOLE 0 0 0 6591 DISNEY WALT CO COM 254687106 378 2048 SH SOLE 0 0 0 2048 SEMPRA ENERGY COM 816851109 1484 11193 SH SOLE 0 0 0 11193 JOHNSON & JOHNSON COM 478160104 485 2953 SH SOLE 0 0 0 2953 PFIZER INC COM 717081103 224 6175 SH SOLE 0 0 0 6175 LOWES COS INC COM 548661107 552 2905 SH SOLE 0 0 0 2905 ISHARES TR MSCI EAFE ETF 464287465 14698 193730 SH SOLE 0 0 0 193730 AMERISOURCEBERGEN CORP COM 03073E105 214 1814 SH SOLE 0 0 0 1814 CHEVRON CORP NEW COM 166764100 810 7734 SH SOLE 0 0 0 7734 MICROSOFT CORP COM 594918104 3722 15787 SH SOLE 0 0 0 15787 UNITED PARCEL SERVICE INC CL B 911312106 348 2048 SH SOLE 0 0 0 2048 COCA COLA CO COM 191216100 374 7097 SH SOLE 0 0 0 7097 PEPSICO INC COM 713448108 214 1512 SH SOLE 0 0 0 1512 VERIZON COMMUNICATIONS INC COM 92343V104 423 7269 SH SOLE 0 0 0 7269 SPDR SER TR PRTFLO S&P500 GW 78464A409 439 7782 SH SOLE 0 0 0 7782 ISHARES TR RUS MD CP GR ETF 464287481 4896 47971 SH SOLE 0 0 0 47971 SELECT SECTOR SPDR TR ENERGY 81369Y506 1338 27266 SH SOLE 0 0 0 27266 SCHWAB CHARLES CORP COM 808513105 230 3528 SH SOLE 0 0 0 3528 DEERE & CO COM 244199105 852 2276 SH SOLE 0 0 0 2276 BK OF AMERICA CORP COM 060505104 433 11204 SH SOLE 0 0 0 11204 STARBUCKS CORP COM 855244109 1078 9864 SH SOLE 0 0 0 9864 WALMART INC COM 931142103 989 7282 SH SOLE 0 0 0 7282 ANTHEM INC COM 036752103 238 663 SH SOLE 0 0 0 663 UNILEVER PLC SPON ADR NEW 904767704 253 4525 SH SOLE 0 0 0 4525 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 335 2833 SH SOLE 0 0 0 2833 NOVARTIS AG SPONSORED ADR 66987V109 321 3759 SH SOLE 0 0 0 3759 PROCTER AND GAMBLE CO COM 742718109 218 1609 SH SOLE 0 0 0 1609 GILEAD SCIENCES INC COM 375558103 2113 32690 SH SOLE 0 0 0 32690 HOME DEPOT INC COM 437076102 608 1993 SH SOLE 0 0 0 1993 MCDONALDS CORP COM 580135101 1429 6377 SH SOLE 0 0 0 6377 JPMORGAN CHASE & CO COM 46625H100 661 4342 SH SOLE 0 0 0 4342 BOOKING HOLDINGS INC COM 09857L108 315 135 SH SOLE 0 0 0 135 ISHARES TR IBOXX INV CP ETF 464287242 11933 91756 SH SOLE 0 0 0 91756 UNITEDHEALTH GROUP INC COM 91324P102 609 1636 SH SOLE 0 0 0 1636 COMCAST CORP NEW CL A 20030N101 370 6837 SH SOLE 0 0 0 6837 VANGUARD INDEX FDS TOTAL STK MKT 922908769 520 2517 SH SOLE 0 0 0 2517 WELLTOWER INC COM 95040Q104 487 6798 SH SOLE 0 0 0 6798 DUKE ENERGY CORP NEW COM NEW 26441C204 330 3417 SH SOLE 0 0 0 3417 APPLE INC COM 037833100 14058 115084 SH SOLE 0 0 0 115084 LAM RESEARCH CORP COM 512807108 227 381 SH SOLE 0 0 0 381 CATERPILLAR INC COM 149123101 312 1345 SH SOLE 0 0 0 1345 ISHARES TR MSCI EMG MKT ETF 464287234 1242 23285 SH SOLE 0 0 0 23285 L BRANDS INC COM 501797104 201 3251 SH SOLE 0 0 0 3251 GENERAL DYNAMICS CORP COM 369550108 226 1246 SH SOLE 0 0 0 1246 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 217 4178 SH SOLE 0 0 0 4178 NETFLIX INC COM 64110L106 815 1563 SH SOLE 0 0 0 1563 ISHARES TR CORE US AGGBD ET 464287226 28998 254745 SH SOLE 0 0 0 254745 NVIDIA CORPORATION COM 67066G104 1005 1883 SH SOLE 0 0 0 1883 ALPHABET INC CAP STK CL A 02079K305 1233 598 SH SOLE 0 0 0 598 VANGUARD INDEX FDS VALUE ETF 922908744 225 1710 SH SOLE 0 0 0 1710 VANGUARD INDEX FDS MID CAP ETF 922908629 1983 8957 SH SOLE 0 0 0 8957 CARMAX INC COM 143130102 207 1559 SH SOLE 0 0 0 1559 SAREPTA THERAPEUTICS INC COM 803607100 52 700 SH SOLE 0 0 0 700 SALESFORCE COM INC COM 79466L302 974 4595 SH SOLE 0 0 0 4595 TG THERAPEUTICS INC COM 88322Q108 3615 75000 SH SOLE 0 0 0 75000 ENBRIDGE INC COM 29250N105 301 8273 SH SOLE 0 0 0 8273 FORTRESS BIOTECH INC COM 34960Q109 38 10700 SH SOLE 0 0 0 10700 FLAHERTY & CRUMRINE PFD INCO COM 33848E106 141 10700 SH SOLE 0 0 0 10700 MASTERCARD INCORPORATED CL A 57636Q104 891 2503 SH SOLE 0 0 0 2503 BANK MONTREAL QUE COM 063671101 356 4000 SH SOLE 0 0 0 4000 NUVEEN PFD & INCM SECURTIES COM 67072C105 259 26653 SH SOLE 0 0 0 26653 ISHARES TR IBOXX HI YD ETF 464288513 1182 13558 SH SOLE 0 0 0 13558 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1949 23715 SH SOLE 0 0 0 23715 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1199 24406 SH SOLE 0 0 0 24406 ISHARES TR NATIONAL MUN ETF 464288414 1162 10012 SH SOLE 0 0 0 10012 REEDS INC COM 758338107 76 65000 SH SOLE 0 0 0 65000 SPDR SER TR BLMBRG BRC CNVRT 78464A359 264 3169 SH SOLE 0 0 0 3169 VISA INC COM CL A 92826C839 1666 7869 SH SOLE 0 0 0 7869 INTERNATIONAL TOWER HILL MIN COM 46050R102 13 12000 SH SOLE 0 0 0 12000 ISHARES TR SHRT NAT MUN ETF 464288158 1352 12542 SH SOLE 0 0 0 12542 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 936 9189 SH SOLE 0 0 0 9189 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 523 13900 SH SOLE 0 0 0 13900 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 321 3347 SH SOLE 0 0 0 3347 TESLA INC COM 88160R101 2174 3255 SH SOLE 0 0 0 3255 KKR & CO INC COM 48251W104 203 4157 SH SOLE 0 0 0 4157 ISHARES TR MSCI USA MIN VOL 46429B697 3427 49537 SH SOLE 0 0 0 49537 ISHARES TR MSCI EAFE MIN VL 46429B689 1495 20483 SH SOLE 0 0 0 20483 FACEBOOK INC CL A 30303M102 8995 30541 SH SOLE 0 0 0 30541 ISHARES INC CORE MSCI EMKT 46434G103 5162 80200 SH SOLE 0 0 0 80200 ISHARES TR CORE MSCI EAFE 46432F842 299 4149 SH SOLE 0 0 0 4149 ABBVIE INC COM 00287Y109 626 5784 SH SOLE 0 0 0 5784 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1182 22579 SH SOLE 0 0 0 22579 MUSTANG BIO INC COM 62818Q104 1014 305312 SH SOLE 0 0 0 305312 IQVIA HLDGS INC COM 46266C105 443 2295 SH SOLE 0 0 0 2295 ISHARES TR MSCI USA MMENTM 46432F396 573 3565 SH SOLE 0 0 0 3565 ISHARES TR 0-5YR HI YL CP 46434V407 811 17708 SH SOLE 0 0 0 17708 TWITTER INC COM 90184L102 476 7484 SH SOLE 0 0 0 7484 ISHARES TR BLACKROCK ULTRA 46434V878 6189 122500 SH SOLE 0 0 0 122500 AMC ENTMT HLDGS INC CL A COM 00165C104 1355 132695 SH SOLE 0 0 0 132695 ALPHABET INC CAP STK CL C 02079K107 1357 656 SH SOLE 0 0 0 656 HERITAGE INS HLDGS INC COM 42727J102 6598 595517 SH SOLE 0 0 0 595517 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1078 19106 SH SOLE 0 0 0 19106 RELMADA THERAPEUTICS INC COM 75955J402 865 24565 SH SOLE 0 0 0 24565 ETF SER SOLUTIONS US GLB JETS 26922A842 978 36334 SH SOLE 0 0 0 36334 ISHARES TR IBONDS DEC24 ETF 46434VBG4 208 7900 SH SOLE 0 0 0 7900 PAYPAL HLDGS INC COM 70450Y103 376 1548 SH SOLE 0 0 0 1548 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 408 7464 SH SOLE 0 0 0 7464 PULSE BIOSCIENCES INC COM 74587B101 507 21425 SH SOLE 0 0 0 21425 ISHARES TR ESG AW MSCI EAFE 46435G516 243 3206 SH SOLE 0 0 0 3206 ALCOA CORP COM 013872106 1237 38062 SH SOLE 0 0 0 38062 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 1129 45043 SH SOLE 0 0 0 45043 ISHARES TR ESG AWR MSCI USA 46435G425 421 4630 SH SOLE 0 0 0 4630 CHECKPOINT THERAPEUTICS INC COM 162828107 2046 651597 SH SOLE 0 0 0 651597 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 26 25000 PRN SOLE 0 0 0 25000 UBER TECHNOLOGIES INC COM 90353T100 321 5885 SH SOLE 0 0 0 5885 DRAFTKINGS INC COM CL A 26142R104 320 5210 SH SOLE 0 0 0 5210 NORTHERN LIGHTS FD TR AGILITY SHS MNGD 66538J720 1833 62697 SH SOLE 0 0 0 62697 PALANTIR TECHNOLOGIES INC CL A 69608A108 244 10493 SH SOLE 0 0 0 10493 CHURCHILL CAPITAL CORP IV CL A 171439102 2434 105000 SH SOLE 0 0 0 105000 SAREPTA THERAPEUTICS INC COM 803607100 78 10000 SH Call SOLE 0 0 0 10000