0000950103-21-009205.txt : 20210622 0000950103-21-009205.hdr.sgml : 20210622 20210622204635 ACCESSION NUMBER: 0000950103-21-009205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Michael J. CENTRAL INDEX KEY: 0001808921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 211036969 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp153022_4-carpenter.xml FORM 4 X0306 4 2021-06-17 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001808921 Carpenter Michael J. C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 0 1 0 0 PRES., GLBAL SALES & FLD OPS Class A common stock 2021-06-17 4 C 0 25000 A 211072 D Class A common stock 2021-06-17 4 S 0 600 232.67 D 210472 D Class A common stock 2021-06-17 4 S 0 2100 234.06 D 208372 D Class A common stock 2021-06-17 4 S 0 1900 235.14 D 206472 D Class A common stock 2021-06-17 4 S 0 2400 236.13 D 204072 D Class A common stock 2021-06-17 4 S 0 1800 236.94 D 202272 D Class A common stock 2021-06-17 4 S 0 2700 238.13 D 199572 D Class A common stock 2021-06-17 4 S 0 3500 239.16 D 196072 D Class A common stock 2021-06-17 4 S 0 8500 240.10 D 187572 D Class A common stock 2021-06-17 4 S 0 1500 240.91 D 186072 D Class A common stock 2021-06-21 4 C 0 3125 A 189197 D Class A common stock 2021-06-21 4 S 0 400 231.89 D 188797 D Class A common stock 2021-06-21 4 S 0 1050 233.13 D 187747 D Class A common stock 2021-06-21 4 S 0 1633 234.30 D 186114 D Class A common stock 2021-06-21 4 S 0 2065 235.47 D 184049 D Class A common stock 2021-06-21 4 S 0 2661 236.37 D 181388 D Class A common stock 2021-06-21 4 S 0 5565 237.49 D 175823 D Class A common stock 2021-06-21 4 S 0 1110 238.09 D 174713 D Stock Options (Right to Buy) 1.76 2021-06-17 4 M 0 25000 0 D 2027-02-04 Class B common stock 25000 58295 D Class B common stock 0 2021-06-17 4 M 0 25000 1.76 A Class A common stock 25000 25000 D Class B common stock 0 2021-06-17 4 C 0 25000 0 D Class A common stock 25000 0 D Restricted Stock Units 0 2021-06-20 4 M 0 3125 0 D Class B common stock 3125 15625 D Class B common stock 0 2021-06-20 4 M 0 3125 0 A Class A common stock 3125 3125 D Class B common stock 0 2021-06-21 4 C 0 3125 0 D Class A common stock 3125 0 D The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2021. These transactions were executed in multiple trades at prices ranging from $232.60 to $233.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $233.60 to $234.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $234.61 to $235.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $235.61 to $236.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $236.61 to $237.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $237.63 to $238.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $238.63 to $239.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $239.63 to $240.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $240.67 to $241.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $231.42 to $232.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $232.65 to $233.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $233.71 to $234.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $234.87 to $235.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $235.87 to $236.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $236.93 to $237.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $237.95 to $238.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. RSUs convert into Class B common stock on a one-for-one basis. The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter. All transactions, other than the vesting and settlement of Restricted Stock Units awards, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter 2021-06-22