0000950103-21-009205.txt : 20210622
0000950103-21-009205.hdr.sgml : 20210622
20210622204635
ACCESSION NUMBER: 0000950103-21-009205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carpenter Michael J.
CENTRAL INDEX KEY: 0001808921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38933
FILM NUMBER: 211036969
MAIL ADDRESS:
STREET 1: CROWDSTRIKE HOLDINGS, INC.
STREET 2: 150 MATHILDA PLACE, SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc.
CENTRAL INDEX KEY: 0001535527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453788918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 888-512-8906
MAIL ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
4
1
dp153022_4-carpenter.xml
FORM 4
X0306
4
2021-06-17
0
0001535527
CrowdStrike Holdings, Inc.
CRWD
0001808921
Carpenter Michael J.
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300
SUNNYVALE
CA
94086
0
1
0
0
PRES., GLBAL SALES & FLD OPS
Class A common stock
2021-06-17
4
C
0
25000
A
211072
D
Class A common stock
2021-06-17
4
S
0
600
232.67
D
210472
D
Class A common stock
2021-06-17
4
S
0
2100
234.06
D
208372
D
Class A common stock
2021-06-17
4
S
0
1900
235.14
D
206472
D
Class A common stock
2021-06-17
4
S
0
2400
236.13
D
204072
D
Class A common stock
2021-06-17
4
S
0
1800
236.94
D
202272
D
Class A common stock
2021-06-17
4
S
0
2700
238.13
D
199572
D
Class A common stock
2021-06-17
4
S
0
3500
239.16
D
196072
D
Class A common stock
2021-06-17
4
S
0
8500
240.10
D
187572
D
Class A common stock
2021-06-17
4
S
0
1500
240.91
D
186072
D
Class A common stock
2021-06-21
4
C
0
3125
A
189197
D
Class A common stock
2021-06-21
4
S
0
400
231.89
D
188797
D
Class A common stock
2021-06-21
4
S
0
1050
233.13
D
187747
D
Class A common stock
2021-06-21
4
S
0
1633
234.30
D
186114
D
Class A common stock
2021-06-21
4
S
0
2065
235.47
D
184049
D
Class A common stock
2021-06-21
4
S
0
2661
236.37
D
181388
D
Class A common stock
2021-06-21
4
S
0
5565
237.49
D
175823
D
Class A common stock
2021-06-21
4
S
0
1110
238.09
D
174713
D
Stock Options (Right to Buy)
1.76
2021-06-17
4
M
0
25000
0
D
2027-02-04
Class B common stock
25000
58295
D
Class B common stock
0
2021-06-17
4
M
0
25000
1.76
A
Class A common stock
25000
25000
D
Class B common stock
0
2021-06-17
4
C
0
25000
0
D
Class A common stock
25000
0
D
Restricted Stock Units
0
2021-06-20
4
M
0
3125
0
D
Class B common stock
3125
15625
D
Class B common stock
0
2021-06-20
4
M
0
3125
0
A
Class A common stock
3125
3125
D
Class B common stock
0
2021-06-21
4
C
0
3125
0
D
Class A common stock
3125
0
D
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2021.
These transactions were executed in multiple trades at prices ranging from $232.60 to $233.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $233.60 to $234.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $234.61 to $235.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $235.61 to $236.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $236.61 to $237.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $237.63 to $238.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $238.63 to $239.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $239.63 to $240.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $240.67 to $241.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $231.42 to $232.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $232.65 to $233.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $233.71 to $234.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $234.87 to $235.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $235.87 to $236.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $236.93 to $237.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $237.95 to $238.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
RSUs convert into Class B common stock on a one-for-one basis.
The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
All transactions, other than the vesting and settlement of Restricted Stock Units awards, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
2021-06-22