0000950103-21-000922.txt : 20210125
0000950103-21-000922.hdr.sgml : 20210125
20210125164647
ACCESSION NUMBER: 0000950103-21-000922
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210121
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carpenter Michael J.
CENTRAL INDEX KEY: 0001808921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38933
FILM NUMBER: 21550159
MAIL ADDRESS:
STREET 1: CROWDSTRIKE HOLDINGS, INC.
STREET 2: 150 MATHILDA PLACE, SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc.
CENTRAL INDEX KEY: 0001535527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453788918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 888-512-8906
MAIL ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
4
1
dp144739_4-carpenter.xml
FORM 4
X0306
4
2021-01-21
0
0001535527
CrowdStrike Holdings, Inc.
CRWD
0001808921
Carpenter Michael J.
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300
SUNNYVALE
CA
94086
0
1
0
0
PRES., GLBAL SALES & FLD OPS
Class A common stock
2021-01-21
4
C
0
99500
A
229152
D
Class A common stock
2021-01-21
4
S
0
5069
220.68
D
224083
D
Class A common stock
2021-01-21
4
S
0
28128
221.30
D
195955
D
Class A common stock
2021-01-21
4
S
0
1103
222.22
D
194852
D
Class A common stock
2021-01-21
4
S
0
1900
223.69
D
192952
D
Class A common stock
2021-01-21
4
S
0
25283
224.83
D
167669
D
Class A common stock
2021-01-21
4
S
0
28713
225.50
D
138956
D
Class A common stock
2021-01-21
4
S
0
6644
226.39
D
132312
D
Class A common stock
2021-01-21
4
S
0
2660
228.07
D
129652
D
Class A common stock
2021-01-22
4
C
0
5800
A
135452
D
Class A common stock
2021-01-22
4
S
0
5700
225.25
D
129752
D
Class A common stock
2021-01-22
4
S
0
100
226
D
129652
D
Stock Options (Right to Buy)
1.76
2021-01-21
4
M
0
99500
0
D
2027-02-04
Class B common stock
99500
108527
D
Class B common stock
0
2021-01-21
4
M
0
99500
1.76
A
Class A common stock
99500
99500
D
Class B common stock
0
2021-01-21
4
C
0
99500
0
D
Class A common stock
99500
0
D
Stock Options (Right to Buy)
1.76
2021-01-22
4
M
0
5800
0
D
2027-02-04
Class B common stock
5800
102727
D
Class B common stock
0
2021-01-22
4
M
0
5800
1.76
A
Class A common stock
5800
5800
D
Class B common stock
0
2021-01-22
4
C
0
5800
0
D
Class A common stock
5800
0
D
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
These transactions were executed in multiple trades at prices ranging from $219.90 to $220.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $220.90 to $221.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $221.91 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $223.14 to $224.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $224.15 to $225.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $225.15 to $226.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $226.16 to $227.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $227.73 to $228.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $225.00 to $225.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.
Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
2021-01-25