0000950103-21-000204.txt : 20210107 0000950103-21-000204.hdr.sgml : 20210107 20210107164346 ACCESSION NUMBER: 0000950103-21-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210105 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Shawn CENTRAL INDEX KEY: 0001808553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 21514704 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp144014_4-henry.xml FORM 4 X0306 4 2021-01-05 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001808553 Henry Shawn C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE, CA 94086 0 1 0 0 Please see remarks Class A common stock 2021-01-05 4 C 0 160551 A 468352 D Class A common stock 2021-01-05 4 S 0 5047 198.28 D 463305 D Class A common stock 2021-01-05 4 S 0 3300 199.35 D 460005 D Class A common stock 2021-01-05 4 S 0 23105 200.33 D 436900 D Stock Options (Right to Buy) 1.665 2021-01-05 4 M 0 100000 0 D 2026-06-30 Class B common stock 100000 0 D Class B common stock 0 2021-01-05 4 M 0 100000 1.665 A Class A common stock 100000 100000 D Stock Options (Right to Buy) 2.63 2021-01-05 4 M 0 14197 0 D 2027-12-12 Class B common stock 14197 303 D Class B common stock 0 2021-01-05 4 M 0 14197 2.63 A Class A common stock 14197 114197 D Stock Options (Right to Buy) 3.33 2021-01-05 4 M 0 18229 0 D 2028-04-09 Class B common stock 18229 6771 D Class B common stock 0 2021-01-05 4 M 0 18229 3.33 A Class A common stock 18229 132426 D Stock Options (Right to Buy) 11.13 2021-01-05 4 M 0 28125 0 D 2028-09-25 Class B common stock 28125 21875 D Class B common stock 0 2021-01-05 4 M 0 28125 11.13 A Class A common stock 28125 160551 D Class B common stock 0 2021-01-05 4 C 0 160551 0 D Class A common stock 160551 0 D The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). These transactions were executed in multiple trades at prices ranging from $197.75 to $198.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $198.87 to $199.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $200.00 to $200.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options were granted on June 30, 2016 and vest in 48 equal monthly installments beginning on July 31, 2016. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. The stock options were granted on December 12, 2017 and vest in 48 equal monthly installments beginning on March 1, 2017. The stock options were granted on April 9, 2018 and vest in 48 equal monthly installments beginning on March 1, 2018. The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018. The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Shawn Henry 2021-01-07