0001808220-21-000024.txt : 20210621 0001808220-21-000024.hdr.sgml : 20210621 20210621182655 ACCESSION NUMBER: 0001808220-21-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210616 FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruz Shane E. CENTRAL INDEX KEY: 0001815988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39390 FILM NUMBER: 211032422 MAIL ADDRESS: STREET 1: GOHEALTH, INC. STREET 2: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GoHealth, Inc. CENTRAL INDEX KEY: 0001808220 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 386-8222 MAIL ADDRESS: STREET 1: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 4 1 wf-form4_162431438771464.xml FORM 4 X0306 4 2021-06-16 0 0001808220 GoHealth, Inc. GOCO 0001815988 Cruz Shane E. 214 WEST HURON ST. CHICAGO IL 60654 0 1 0 0 Chief Operating Officer Class A Common Stock 2021-06-16 4 C 0 62500 A 155343 D Class A Common Stock 2021-06-16 4 S 0 62500 11.2406 D 92843 D Class B Common Stock 2021-06-16 4 C 0 62500 A 62500 D Class B Common Stock 2021-06-16 4 J 0 62500 0 D 0 D Blizzard Management Feeder LLC Interests 2021-06-16 4 C 0 62500 D LLC Interests 62500.0 1576690 D LLC Interests 2021-06-16 4 C 0 62500 A Class A Common Stock 62500.0 62500 D LLC Interests 2021-06-16 4 C 0 62500 D Class A Common Stock 62500.0 0 D Blizzard Management Feeder LLC Interests Class A Common Stock 989643.0 989643 I By: Shane E. Cruz 2020 Irrevocable Trust dated June 16, 2020 Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.52. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this section. Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock. Following the transactions reported herein, 1,243,623 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date. The Feeder Interests are fully vested and currently exercisable. /s/ Travis J. Matthiesen, Attorney-in-fact 2021-06-21