0001808220-21-000024.txt : 20210621
0001808220-21-000024.hdr.sgml : 20210621
20210621182655
ACCESSION NUMBER: 0001808220-21-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210616
FILED AS OF DATE: 20210621
DATE AS OF CHANGE: 20210621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cruz Shane E.
CENTRAL INDEX KEY: 0001815988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39390
FILM NUMBER: 211032422
MAIL ADDRESS:
STREET 1: GOHEALTH, INC.
STREET 2: 214 WEST HURON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GoHealth, Inc.
CENTRAL INDEX KEY: 0001808220
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 WEST HURON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 386-8222
MAIL ADDRESS:
STREET 1: 214 WEST HURON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_162431438771464.xml
FORM 4
X0306
4
2021-06-16
0
0001808220
GoHealth, Inc.
GOCO
0001815988
Cruz Shane E.
214 WEST HURON ST.
CHICAGO
IL
60654
0
1
0
0
Chief Operating Officer
Class A Common Stock
2021-06-16
4
C
0
62500
A
155343
D
Class A Common Stock
2021-06-16
4
S
0
62500
11.2406
D
92843
D
Class B Common Stock
2021-06-16
4
C
0
62500
A
62500
D
Class B Common Stock
2021-06-16
4
J
0
62500
0
D
0
D
Blizzard Management Feeder LLC Interests
2021-06-16
4
C
0
62500
D
LLC Interests
62500.0
1576690
D
LLC Interests
2021-06-16
4
C
0
62500
A
Class A Common Stock
62500.0
62500
D
LLC Interests
2021-06-16
4
C
0
62500
D
Class A Common Stock
62500.0
0
D
Blizzard Management Feeder LLC Interests
Class A Common Stock
989643.0
989643
I
By: Shane E. Cruz 2020 Irrevocable Trust dated June 16, 2020
Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.52. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this section.
Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock.
Following the transactions reported herein, 1,243,623 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date.
The Feeder Interests are fully vested and currently exercisable.
/s/ Travis J. Matthiesen, Attorney-in-fact
2021-06-21