0000899243-21-003524.txt : 20210127 0000899243-21-003524.hdr.sgml : 20210127 20210127194804 ACCESSION NUMBER: 0000899243-21-003524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruz Shane E. CENTRAL INDEX KEY: 0001815988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39390 FILM NUMBER: 21561509 MAIL ADDRESS: STREET 1: GOHEALTH, INC. STREET 2: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GoHealth, Inc. CENTRAL INDEX KEY: 0001808220 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 386-8222 MAIL ADDRESS: STREET 1: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-25 0 0001808220 GoHealth, Inc. GOCO 0001815988 Cruz Shane E. 214 WEST HURON ST. CHICAGO IL 60654 0 1 0 0 Chief Operating Officer Class A Common Stock 2021-01-25 4 C 0 75000 A 75000 D Class A Common Stock 2021-01-25 4 S 0 75000 14.6352 D 0 D Class B Common Stock 2021-01-25 4 C 0 75000 A 75000 D Class B Common Stock 2021-01-25 4 J 0 75000 0.00 D 0 D Class A Common Stock 2021-01-27 4 C 0 11829 A 11829 D Class A Common Stock 2021-01-27 4 S 0 11829 15.0248 D 0 D Class B Common Stock 2021-01-27 4 C 0 11829 A 11829 D Class B Common Stock 2021-01-27 4 J 0 11829 0.00 D 0 D Blizzard Management Feeder LLC Interests 2021-01-25 4 C 0 75000 D LLC Interests 75000 1901690 D LLC Interests 2021-01-25 4 C 0 75000 A Class A Common Stock 75000 75000 D LLC Interests 2021-01-25 4 C 0 75000 D Class A Common Stock 75000 0 D Blizzard Management Feeder LLC Interests 2021-01-27 4 C 0 11829 D LLC Interests 11829 1889861 D LLC Interests 2021-01-27 4 C 0 11829 A Class A Common Stock 11829 11829 D LLC Interests 2021-01-27 4 C 0 11829 D Class A Common Stock 11829 0 D Blizzard Management Feeder LLC Interests Class A Common Stock 989643 989643 I By: Shane E. Cruz 2020 Irrevocable Trust dated June 16, 2020 Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock. Following the transactions reported herein, 1,556,794 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date. The Feeder Interests are fully vested and currently exercisable. /s/ Shane E. Cruz 2021-01-27