0001213900-24-022306.txt : 20240313 0001213900-24-022306.hdr.sgml : 20240313 20240313200310 ACCESSION NUMBER: 0001213900-24-022306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Correia Richard CENTRAL INDEX KEY: 0001882338 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39346 FILM NUMBER: 24747546 MAIL ADDRESS: STREET 1: 30 WEST 21ST STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONEYLION INC. CENTRAL INDEX KEY: 0001807846 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 WEST 21ST STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-380-1735 MAIL ADDRESS: STREET 1: 30 WEST 21ST STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: Fusion Acquisition Corp. DATE OF NAME CHANGE: 20200326 4 1 ownership.xml X0508 4 2024-03-11 0 0001807846 MONEYLION INC. ML 0001882338 Correia Richard C/O MONEYLION INC. 30 WEST 21ST STREET, 9TH FLOOR NEW YORK, NY 10010 0 1 0 0 President, CFO and Treasurer 0 Class A Common Stock 2024-03-11 4 M 0 25000 6.60 A 265075 D Class A Common Stock 2024-03-11 4 F 0 2594 67.6481 D 262481 D Class A Common Stock 2024-03-12 4 M 0 4939 6.60 A 267420 D Class A Common Stock 2024-03-12 4 M 0 3924 12.00 A 271344 D Class A Common Stock 2024-03-12 4 M 0 79126 12.00 A 350470 D Class A Common Stock 2024-03-12 4 S 0 87989 65.1796 D 262481 D Stock Options (Right to Buy) 6.60 2024-03-11 4 M 0 25000 0 D 2027-11-15 Class A Common Stock 25000 13112 D Stock Options (Right to Buy) 6.60 2024-03-12 4 M 0 4939 0 D 2027-11-15 Class A Common Stock 4939 8173 D Stock Options (Right to Buy) 12.00 2024-03-12 4 M 0 3924 0 D 2028-11-01 Class A Common Stock 3924 3610 D Stock Options (Right to Buy) 12.00 2024-03-12 4 M 0 79126 0 D 2029-09-21 Class A Common Stock 79126 16585 D Includes restricted stock units ("RSUs") and performance share units ("PSUs"), each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share (the "Class A Common Stock"), of MoneyLion Inc. (the "Company") and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s. Represents shares of Class A Common Stock sold to cover the exercise price and payment of the tax liabilities of the Reporting Person related to the exercise of 25,000 stock options, as reported on this Form 4. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $67.32 to $68.01 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $65.00 to $65.60 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price. 25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. 25% of the stock option award vested on the first anniversary of November 1, 2018, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. 25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. On April 24, 2023, the Company effected a reverse stock split (the "Reverse Stock Split") of the Class A Common Stock pursuant to which every 30 shares of Class A Common Stock were automatically reclassified into one new share of Class A Common Stock. Proportionate adjustments were made to the Company's outstanding equity awards as well as the exercise, grant and acquisition prices of such equity awards, as applicable. Accordingly, all amounts of securities and exercise prices reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. /s/ Adam VanWagner, as Attorney-in-Fact for Richard Correia 2024-03-13