SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Purefoy Daniel

(Last) (First) (Middle)
33 KINGSWAY

(Street)
LONDON X0 WC2B 6UF

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/30/2020
3. Issuer Name and Ticker or Trading Symbol
Capri Holdings Ltd [ CPRI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Global Ops
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares, no par value 614 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Share Option (right to buy) (1) 11/03/2021 Ordinary shares, no par value 5,208 $77.99 D
Restricted share units (2) (3) Ordinary shares, no par value 626 $0 D
Restricted share units (4) (3) Ordinary shares, no par value 1,802 $0 D
Restricted share units (5) (3) Ordinary shares, no par value 1,388 $0 D
Restricted share units (6) (3) Ordinary shares, no par value 3,204 $0 D
Restricted share units (7) (3) Ordinary shares, no par value 5,907 $0 D
Explanation of Responses:
1. Immediately exercisable.
2. Granted on June 15, 2016 pursuant to the Capri Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest on June 15, 2020, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
3. The RSUs do not expire.
4. Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 50% each year on June 15, 2020 and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
5. Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 1/3 each year on June 15, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
6. Granted on March 1, 2019 pursuant to the Incentive Plan. These securities vest 1/3 each year on March 1, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
7. Granted on June 17, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on June 17, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
/s/ Krista A. McDonough, as Attorney-in-Fact for Daniel Purefoy 04/03/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.