0001805284-22-000331.txt : 20221214 0001805284-22-000331.hdr.sgml : 20221214 20221214160659 ACCESSION NUMBER: 0001805284-22-000331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221212 FILED AS OF DATE: 20221214 DATE AS OF CHANGE: 20221214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farner Jay CENTRAL INDEX KEY: 0001816502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 221462179 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 844946470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 4 1 wf-form4_167105199988688.xml FORM 4 X0306 4 2022-12-12 0 0001805284 Rocket Companies, Inc. RKT 0001816502 Farner Jay C/O ROCKET COMPANIES, INC. 1050 WOODWARD AVENUE DETROIT MI 48226 1 1 0 0 Chief Executive Officer Class A common stock 2022-12-12 4 P 0 23800 8.38 A 5842607 D Class A common stock 2022-12-13 4 P 0 23200 8.70 A 5865807 D Class A common stock 2022-12-14 4 P 0 24000 8.31 A 5889807 D Class A common stock 204000 I By trust The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022. The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.18 to $8.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.44 to $9.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.14 to $8.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein. /s/ Tina V. John, attorney in fact 2022-12-14