0000950142-21-003614.txt : 20211105
0000950142-21-003614.hdr.sgml : 20211105
20211105185204
ACCESSION NUMBER: 0000950142-21-003614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211103
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rivera Daniel R.
CENTRAL INDEX KEY: 0001832731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39898
FILM NUMBER: 211386064
MAIL ADDRESS:
STREET 1: 440 S. CHURCH STREET
STREET 2: SUITE 700
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Driven Brands Holdings Inc.
CENTRAL INDEX KEY: 0001804745
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500]
IRS NUMBER: 473595252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 440 S. CHURCH STREET
STREET 2: SUITE 700
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-377-8855
MAIL ADDRESS:
STREET 1: 440 S. CHURCH STREET
STREET 2: SUITE 700
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: RC Driven Holdings LLC
DATE OF NAME CHANGE: 20200226
4
1
es210199714_4-rivera.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-03
0
0001804745
Driven Brands Holdings Inc.
DRVN
0001832731
Rivera Daniel R.
440 S. CHURCH STREET, SUITE 700
CHARLOTTE
NC
28202
0
1
0
0
EVP & Group President, Maint.
Common Stock
2021-11-03
4
S
0
14046
32.19
D
70500
D
Common Stock
2021-11-04
4
S
0
1559
32.08
D
68941
D
Common Stock
2021-11-05
4
S
0
26173
32.11
D
42768
D
Common Stock
444139
D
The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.01 to $32.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.19 per
share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon
request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents (i) 40,445 shares of restricted stock granted to the reporting person that vest in 4 equal installments (rounded to the nearest integer) on the next upcoming 4 anniversaries of January 1, 2020 and (ii) 403,694 shares of restricted stock that will vest upon the achievement by RC Driven Holdco LLC and certain of its affiliates of certain internal rate of return thresholds in respect of their investment in Driven Brand Holdings Inc.'s securities.
/s/ Scott O'Melia, Attorney In Fact
2021-11-05