Managing Partner

0001398344-21-008522.txt : 20210426 0001398344-21-008522.hdr.sgml : 20210426 20210426111309 ACCESSION NUMBER: 0001398344-21-008522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 EFFECTIVENESS DATE: 20210426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 21852432 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 03-31-2021 03-31-2021 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 04-21-2021 0 175 216768 INFORMATION TABLE 2 fp0064279_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 3009 15616 SH SOLE 15616 0 0 ABBOTT LABS COM 002824100 373 3113 SH SOLE 3113 0 0 ABBVIE INC COM 00287Y109 338 3119 SH SOLE 3119 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 361 1307 SH SOLE 1307 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2490 10983 SH SOLE 10983 0 0 ALPHABET INC CAP STK CL C 02079K107 869 420 SH SOLE 420 0 0 ALPHABET INC CAP STK CL A 02079K305 1240 601 SH SOLE 601 0 0 AMAZON COM INC COM 023135106 2206 713 SH SOLE 713 0 0 AMERICAN EXPRESS CO COM 025816109 371 2623 SH SOLE 2623 0 0 AMERICAN TOWER CORP NEW COM 03027X100 245 1025 SH SOLE 1025 0 0 AMGEN INC COM 031162100 426 1714 SH SOLE 1714 0 0 APOGEE ENTERPRISES INC COM 037598109 352 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 16982 139028 SH SOLE 139028 0 0 ARK ETF TR INNOVATION ETF 00214Q104 62 513 SH SOLE 513 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 69 778 SH SOLE 778 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 75 506 SH SOLE 506 0 0 AT&T INC COM 00206R102 498 16438 SH SOLE 16438 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2370 9278 SH SOLE 9278 0 0 BK OF AMERICA CORP COM 060505104 224 5796 SH SOLE 5796 0 0 BLACKSTONE GROUP INC COM 09260D107 2838 38082 SH SOLE 38082 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 381 23600 SH SOLE 23600 0 0 CANADIAN PAC RY LTD COM 13645T100 904 2384 SH SOLE 2384 0 0 CATERPILLAR INC COM 149123101 885 3815 SH SOLE 3815 0 0 CHEVRON CORP NEW COM 166764100 650 6202 SH SOLE 6202 0 0 CINTAS CORP COM 172908105 323 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 489 9450 SH SOLE 9450 0 0 COCA COLA CO COM 191216100 478 9066 SH SOLE 9066 0 0 COMCAST CORP NEW CL A 20030N101 203 3744 SH SOLE 3744 0 0 COSTCO WHSL CORP NEW COM 22160K105 289 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 574 7624 SH SOLE 7624 0 0 DISNEY WALT CO COM 254687106 449 2433 SH SOLE 2433 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7221 327942 SH SOLE 327942 0 0 EXXON MOBIL CORP COM 30231G102 384 6885 SH SOLE 6885 0 0 FACEBOOK INC CL A 30303M102 464 1575 SH SOLE 1575 0 0 FORD MTR CO DEL COM 345370860 167 13632 SH SOLE 13632 0 0 GENERAL ELECTRIC CO COM 369604103 167 12716 SH SOLE 12716 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 259 2139 SH SOLE 2139 0 0 HOME DEPOT INC COM 437076102 593 1944 SH SOLE 1944 0 0 HONEYWELL INTL INC COM 438516106 629 2897 SH SOLE 2897 0 0 INTEL CORP COM 458140100 487 7609 SH SOLE 7609 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 417 3127 SH SOLE 3127 0 0 ISHARES TR SELECT DIVID ETF 464287168 55 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 227 1805 SH SOLE 1805 0 0 ISHARES TR CORE S&P500 ETF 464287200 1447 3637 SH SOLE 3637 0 0 ISHARES TR CORE US AGGBD ET 464287226 11324 99483 SH SOLE 99483 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 123 947 SH SOLE 947 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 72 1108 SH SOLE 1108 0 0 ISHARES TR S&P 500 VAL ETF 464287408 118 836 SH SOLE 836 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2262 16703 SH SOLE 16703 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 334 2955 SH SOLE 2955 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2701 31311 SH SOLE 31311 0 0 ISHARES TR MSCI EAFE ETF 464287465 335 4421 SH SOLE 4421 0 0 ISHARES TR RUS MD CP GR ETF 464287481 198 1936 SH SOLE 1936 0 0 ISHARES TR RUS MID CAP ETF 464287499 160 2165 SH SOLE 2165 0 0 ISHARES TR CORE S&P MCP ETF 464287507 111 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 9 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 76 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 705 2900 SH SOLE 2900 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 54 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2138 9675 SH SOLE 9675 0 0 ISHARES TR CORE S&P US GWT 464287671 147 1616 SH SOLE 1616 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 51 213 SH SOLE 213 0 0 ISHARES TR S&P MC 400VL ETF 464287705 132 1296 SH SOLE 1296 0 0 ISHARES TR U.S. FINLS ETF 464287788 23 304 SH SOLE 304 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1364 12572 SH SOLE 12572 0 0 ISHARES TR SP SMCP600VL ETF 464287879 15 147 SH SOLE 147 0 0 ISHARES TR S&P SML 600 GWT 464287887 71 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 389 3608 SH SOLE 3608 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 8 20 SH SOLE 20 0 0 ISHARES TR NATIONAL MUN ETF 464288414 149 1285 SH SOLE 1285 0 0 ISHARES TR INTL SEL DIV ETF 464288448 117 3714 SH SOLE 3714 0 0 ISHARES TR MSCI KLD400 SOC 464288570 34 450 SH SOLE 450 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 48 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 53 1391 SH SOLE 1391 0 0 ISHARES TR U.S. MED DVC ETF 464288810 375 1134 SH SOLE 1134 0 0 ISHARES TR EAFE VALUE ETF 464288877 84 1650 SH SOLE 1650 0 0 ISHARES TR EAFE GRWTH ETF 464288885 45 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 213 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 353 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 235 3264 SH SOLE 3264 0 0 JOHNSON & JOHNSON COM 478160104 1516 9224 SH SOLE 9224 0 0 JPMORGAN CHASE & CO COM 46625H100 7591 49863 SH SOLE 49863 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 135 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 83 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 119 2937 SH SOLE 2937 0 0 MCDONALDS CORP COM 580135101 290 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1175 9949 SH SOLE 9949 0 0 MERCK & CO. INC COM 58933Y105 309 4002 SH SOLE 4002 0 0 MICROSOFT CORP COM 594918104 2479 10515 SH SOLE 10515 0 0 NETFLIX INC COM 64110L106 295 566 SH SOLE 566 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2903 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 227 425 SH SOLE 425 0 0 OGE ENERGY CORP COM 670837103 216 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 277 3941 SH SOLE 3941 0 0 PEPSICO INC COM 713448108 447 3157 SH SOLE 3157 0 0 PFIZER INC COM 717081103 342 9451 SH SOLE 9451 0 0 PHILIP MORRIS INTL INC COM 718172109 202 2278 SH SOLE 2278 0 0 PROCTER AND GAMBLE CO COM 742718109 283 2087 SH SOLE 2087 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6026 62314 SH SOLE 62314 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 20235 210715 SH SOLE 210715 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 16807 129507 SH SOLE 129507 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 25502 390658 SH SOLE 390658 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 398 5343 SH SOLE 5343 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4559 45736 SH SOLE 45736 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5483 172534 SH SOLE 172534 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 87 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17230 457992 SH SOLE 457992 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 688 12749 SH SOLE 12749 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1569 38194 SH SOLE 38194 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 8 133 SH SOLE 133 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4793 93403 SH SOLE 93403 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 76 1240 SH SOLE 1240 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 36 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 82 2405 SH SOLE 2405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 53 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 764 19359 SH SOLE 19359 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 170 2653 SH SOLE 2653 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 28 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 8 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 24 185 SH SOLE 185 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 53 1203 SH SOLE 1203 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 37 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 873 24703 SH SOLE 24703 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2238 5647 SH SOLE 5647 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 173 2019 SH SOLE 2019 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 40 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 249 3037 SH SOLE 3037 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 523 9277 SH SOLE 9277 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 181 4779 SH SOLE 4779 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 7 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 77 1978 SH SOLE 1978 0 0 SPDR SER TR S&P DIVID ETF 78464A763 92 780 SH SOLE 780 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 626 6661 SH SOLE 6661 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 80 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 35 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 41 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 145 1069 SH SOLE 1069 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 295 10783 SH SOLE 10783 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 15 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 92 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 529 4838 SH SOLE 4838 0 0 TESLA INC COM 88160R101 390 584 SH SOLE 584 0 0 UNION PAC CORP COM 907818108 292 1325 SH SOLE 1325 0 0 UNITEDHEALTH GROUP INC COM 91324P102 657 1766 SH SOLE 1766 0 0 US BANCORP DEL COM NEW 902973304 346 6253 SH SOLE 6253 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 202 3528 SH SOLE 3528 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 39 421 SH SOLE 421 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 59 216 SH SOLE 216 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 40 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 216 1165 SH SOLE 1165 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 591 2300 SH SOLE 2300 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 150 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 155 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6 29 SH SOLE 29 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 536 10921 SH SOLE 10921 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 76 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1452 18734 SH SOLE 18734 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 19 108 SH SOLE 108 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 120 1417 SH SOLE 1417 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 296 826 SH SOLE 826 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 719 12357 SH SOLE 12357 0 0 VISA INC COM CL A 92826C839 1401 6618 SH SOLE 6618 0 0 WALMART INC COM 931142103 315 2317 SH SOLE 2317 0 0 WASTE MGMT INC DEL COM 94106L109 234 1812 SH SOLE 1812 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 56 11000 PRN SOLE 11000 0 0 XCEL ENERGY INC COM 98389B100 240 3602 SH SOLE 3602 0 0