Managing Partner

0001398344-21-002476.txt : 20210205 0001398344-21-002476.hdr.sgml : 20210205 20210205114606 ACCESSION NUMBER: 0001398344-21-002476 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 EFFECTIVENESS DATE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 21594760 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 12-31-2020 12-31-2020 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 01-29-2021 0 171 194190 INFORMATION TABLE 2 fp0061144_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 2716 15537 SH SOLE 15537 0 0 ABBOTT LABS COM 002824100 341 3113 SH SOLE 3113 0 0 ABBVIE INC COM 00287Y109 314 2928 SH SOLE 2928 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 341 1307 SH SOLE 1307 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2543 10927 SH SOLE 10927 0 0 ALPHABET INC CAP STK CL C 02079K107 722 412 SH SOLE 412 0 0 ALPHABET INC CAP STK CL A 02079K305 1053 601 SH SOLE 601 0 0 AMAZON COM INC COM 023135106 2352 722 SH SOLE 722 0 0 AMERICAN EXPRESS CO COM 025816109 317 2623 SH SOLE 2623 0 0 AMERICAN TOWER CORP NEW COM 03027X100 230 1025 SH SOLE 1025 0 0 AMGEN INC COM 031162100 394 1714 SH SOLE 1714 0 0 APOGEE ENTERPRISES INC COM 037598109 289 9117 SH SOLE 9117 0 0 APPLE INC COM 037833100 18136 136682 SH SOLE 136682 0 0 AT&T INC COM 00206R102 467 16251 SH SOLE 16251 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2148 9263 SH SOLE 9263 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 2476 38202 SH SOLE 38202 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 326 26100 SH SOLE 26100 0 0 CANADIAN PAC RY LTD COM 13645T100 827 2384 SH SOLE 2384 0 0 CATERPILLAR INC COM 149123101 694 3815 SH SOLE 3815 0 0 CHEVRON CORP NEW COM 166764100 526 6226 SH SOLE 6226 0 0 CINTAS CORP COM 172908105 334 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 404 9028 SH SOLE 9028 0 0 COCA COLA CO COM 191216100 497 9066 SH SOLE 9066 0 0 COSTCO WHSL CORP NEW COM 22160K105 309 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 509 7458 SH SOLE 7458 0 0 DISNEY WALT CO COM 254687106 459 2533 SH SOLE 2533 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 6244 318753 SH SOLE 318753 0 0 EXXON MOBIL CORP COM 30231G102 272 6599 SH SOLE 6599 0 0 FACEBOOK INC CL A 30303M102 422 1545 SH SOLE 1545 0 0 FORD MTR CO DEL COM 345370860 126 14292 SH SOLE 14292 0 0 GENERAL ELECTRIC CO COM 369604103 128 11851 SH SOLE 11851 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 256 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 490 1844 SH SOLE 1844 0 0 HONEYWELL INTL INC COM 438516106 616 2897 SH SOLE 2897 0 0 INTEL CORP COM 458140100 404 8109 SH SOLE 8109 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 387 3077 SH SOLE 3077 0 0 ISHARES TR CORE US AGGBD ET 464287226 2336 19766 SH SOLE 19766 0 0 ISHARES TR SELECT DIVID ETF 464287168 47 487 SH SOLE 487 0 0 ISHARES TR TIPS BD ETF 464287176 429 3360 SH SOLE 3360 0 0 ISHARES TR CORE S&P500 ETF 464287200 1315 3503 SH SOLE 3503 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 175 1266 SH SOLE 1266 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 71 1116 SH SOLE 1116 0 0 ISHARES TR S&P 500 VAL ETF 464287408 106 826 SH SOLE 826 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2760 17496 SH SOLE 17496 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 362 3021 SH SOLE 3021 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2758 31925 SH SOLE 31925 0 0 ISHARES TR MSCI EAFE ETF 464287465 326 4470 SH SOLE 4470 0 0 ISHARES TR RUS MD CP GR ETF 464287481 199 1936 SH SOLE 1936 0 0 ISHARES TR RUS MID CAP ETF 464287499 112 1641 SH SOLE 1641 0 0 ISHARES TR CORE S&P MCP ETF 464287507 98 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 8 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 70 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 662 2746 SH SOLE 2746 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 45 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1817 9268 SH SOLE 9268 0 0 ISHARES TR CORE S&P US GWT 464287671 143 1616 SH SOLE 1616 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 48 213 SH SOLE 213 0 0 ISHARES TR S&P MC 400VL ETF 464287705 112 1296 SH SOLE 1296 0 0 ISHARES TR U.S. FINLS ETF 464287788 20 304 SH SOLE 304 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1164 12663 SH SOLE 12663 0 0 ISHARES TR SP SMCP600VL ETF 464287879 5 60 SH SOLE 60 0 0 ISHARES TR S&P SML 600 GWT 464287887 63 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 368 3405 SH SOLE 3405 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 8 20 SH SOLE 20 0 0 ISHARES TR NATIONAL MUN ETF 464288414 84 720 SH SOLE 720 0 0 ISHARES TR INTL SEL DIV ETF 464288448 115 3891 SH SOLE 3891 0 0 ISHARES TR MSCI KLD400 SOC 464288570 32 450 SH SOLE 450 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 50 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 53 1384 SH SOLE 1384 0 0 ISHARES TR U.S. MED DVC ETF 464288810 371 1134 SH SOLE 1134 0 0 ISHARES TR EAFE VALUE ETF 464288877 114 2426 SH SOLE 2426 0 0 ISHARES TR EAFE GRWTH ETF 464288885 45 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 193 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 349 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 226 3264 SH SOLE 3264 0 0 JOHNSON & JOHNSON COM 478160104 1451 9223 SH SOLE 9223 0 0 JPMORGAN CHASE & CO COM 46625H100 6315 49698 SH SOLE 49698 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 129 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 81 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 140 2937 SH SOLE 2937 0 0 MCDONALDS CORP COM 580135101 278 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1165 9949 SH SOLE 9949 0 0 MERCK & CO. INC COM 58933Y105 327 4002 SH SOLE 4002 0 0 MICROSOFT CORP COM 594918104 2354 10583 SH SOLE 10583 0 0 NETFLIX INC COM 64110L106 306 566 SH SOLE 566 0 0 NIKE INC CL B 654106103 200 1412 SH SOLE 1412 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2862 271000 SH SOLE 271000 0 0 NVIDIA CORPORATION COM 67066G104 217 415 SH SOLE 415 0 0 OGE ENERGY CORP COM 670837103 213 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 256 3961 SH SOLE 3961 0 0 PEPSICO INC COM 713448108 468 3157 SH SOLE 3157 0 0 PFIZER INC COM 717081103 325 8818 SH SOLE 8818 0 0 PROCTER AND GAMBLE CO COM 742718109 256 1837 SH SOLE 1837 0 0 RESMED INC COM 761152107 211 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 16621 461578 SH SOLE 461578 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 677 12083 SH SOLE 12083 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 9 154 SH SOLE 154 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5894 114692 SH SOLE 114692 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5706 62707 SH SOLE 62707 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 16127 177316 SH SOLE 177316 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 16765 130561 SH SOLE 130561 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 21643 363562 SH SOLE 363562 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 364 5343 SH SOLE 5343 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4349 48869 SH SOLE 48869 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5299 172889 SH SOLE 172889 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 76 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1391 36644 SH SOLE 36644 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 66 1061 SH SOLE 1061 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 36 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 71 2405 SH SOLE 2405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 52 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 633 17317 SH SOLE 17317 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 166 2653 SH SOLE 2653 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 27 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 8 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 24 185 SH SOLE 185 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 42 1003 SH SOLE 1003 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 35 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 776 22997 SH SOLE 22997 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2164 5789 SH SOLE 5789 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 164 2147 SH SOLE 2147 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 40 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 217 3277 SH SOLE 3277 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 557 10072 SH SOLE 10072 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 155 4519 SH SOLE 4519 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 6 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 101 2231 SH SOLE 2231 0 0 SPDR SER TR S&P DIVID ETF 78464A763 83 785 SH SOLE 785 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 531 6671 SH SOLE 6671 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 73 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 29 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 39 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 150 1069 SH SOLE 1069 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 283 10485 SH SOLE 10485 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 15 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 94 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 517 4837 SH SOLE 4837 0 0 TESLA INC COM 88160R101 402 570 SH SOLE 570 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 10 10000 PRN SOLE 10000 0 0 UNION PAC CORP COM 907818108 276 1325 SH SOLE 1325 0 0 UNITEDHEALTH GROUP INC COM 91324P102 612 1746 SH SOLE 1746 0 0 US BANCORP DEL COM NEW 902973304 261 5598 SH SOLE 5598 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 33 385 SH SOLE 385 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 583 2300 SH SOLE 2300 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 136 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 58 216 SH SOLE 216 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 37 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 207 1180 SH SOLE 1180 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 141 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6 29 SH SOLE 29 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 523 11081 SH SOLE 11081 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 69 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1447 17580 SH SOLE 17580 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 19 108 SH SOLE 108 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 94 1297 SH SOLE 1297 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 306 866 SH SOLE 866 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 705 12007 SH SOLE 12007 0 0 VISA INC COM CL A 92826C839 1438 6573 SH SOLE 6573 0 0 WALMART INC COM 931142103 281 1950 SH SOLE 1950 0 0 WASTE MGMT INC DEL COM 94106L109 214 1812 SH SOLE 1812 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 49 11000 PRN SOLE 11000 0 0 XCEL ENERGY INC COM 98389B100 240 3599 SH SOLE 3599 0 0