Managing Partner

0001398344-20-020487.txt : 20201022 0001398344-20-020487.hdr.sgml : 20201022 20201022163151 ACCESSION NUMBER: 0001398344-20-020487 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201022 EFFECTIVENESS DATE: 20201022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 201255219 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 09-30-2020 09-30-2020 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 10-21-2020 0 169 160451 INFORMATION TABLE 2 fp0058376_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 2498 15595 SH SOLE 15595 0 0 ABBOTT LABS COM 002824100 339 3113 SH SOLE 3113 0 0 ABBVIE INC COM 00287Y109 256 2926 SH SOLE 2926 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 310 1373 SH SOLE 1373 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3072 10449 SH SOLE 10449 0 0 ALPHABET INC CAP STK CL C 02079K107 582 396 SH SOLE 396 0 0 ALPHABET INC CAP STK CL A 02079K305 875 597 SH SOLE 597 0 0 AMAZON COM INC COM 023135106 2179 692 SH SOLE 692 0 0 AMERICAN EXPRESS CO COM 025816109 242 2413 SH SOLE 2413 0 0 AMERICAN TOWER CORP NEW COM 03027X100 248 1025 SH SOLE 1025 0 0 AMGEN INC COM 031162100 469 1845 SH SOLE 1845 0 0 APPLE INC COM 037833100 15830 136690 SH SOLE 136690 0 0 AT&T INC COM 00206R102 445 15623 SH SOLE 15623 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1930 9063 SH SOLE 9063 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 2040 39075 SH SOLE 39075 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 248 26100 SH SOLE 26100 0 0 CANADIAN PAC RY LTD COM 13645T100 721 2369 SH SOLE 2369 0 0 CATERPILLAR INC DEL COM 149123101 512 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 461 6397 SH SOLE 6397 0 0 CINTAS CORP COM 172908105 315 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 357 9054 SH SOLE 9054 0 0 COCA COLA CO COM 191216100 447 9062 SH SOLE 9062 0 0 COSTCO WHSL CORP NEW COM 22160K105 244 686 SH SOLE 686 0 0 CVS HEALTH CORP COM 126650100 399 6832 SH SOLE 6832 0 0 DISNEY WALT CO COM DISNEY 254687106 306 2463 SH SOLE 2463 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 5044 319454 SH SOLE 319454 0 0 EXXON MOBIL CORP COM 30231G102 216 6294 SH SOLE 6294 0 0 FACEBOOK INC CL A 30303M102 378 1442 SH SOLE 1442 0 0 FORD MTR CO DEL COM 345370860 95 14292 SH SOLE 14292 0 0 GENERAL ELECTRIC CO COM 369604103 76 12272 SH SOLE 12272 0 0 HOME DEPOT INC COM 437076102 476 1714 SH SOLE 1714 0 0 HONEYWELL INTL INC COM 438516106 487 2957 SH SOLE 2957 0 0 HUMANA INC COM 444859102 207 500 SH SOLE 500 0 0 INTEL CORP COM 458140100 406 7834 SH SOLE 7834 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 374 3077 SH SOLE 3077 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 27 990 SH SOLE 990 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 174 3240 SH SOLE 3240 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 5 373 SH SOLE 373 0 0 ISHARES TR CORE US AGGBD ET 464287226 2287 19368 SH SOLE 19368 0 0 ISHARES TR SELECT DIVID ETF 464287168 40 487 SH SOLE 487 0 0 ISHARES TR TIPS BD ETF 464287176 334 2643 SH SOLE 2643 0 0 ISHARES TR CORE S&P500 ETF 464287200 1172 3488 SH SOLE 3488 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 171 1266 SH SOLE 1266 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 69 299 SH SOLE 299 0 0 ISHARES TR S&P 500 VAL ETF 464287408 86 766 SH SOLE 766 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2990 18312 SH SOLE 18312 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 433 3555 SH SOLE 3555 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2765 31957 SH SOLE 31957 0 0 ISHARES TR MSCI EAFE ETF 464287465 301 4730 SH SOLE 4730 0 0 ISHARES TR RUS MD CP GR ETF 464287481 180 1040 SH SOLE 1040 0 0 ISHARES TR RUS MID CAP ETF 464287499 94 1641 SH SOLE 1641 0 0 ISHARES TR CORE S&P MCP ETF 464287507 79 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 58 244 SH SOLE 244 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 568 2618 SH SOLE 2618 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 34 338 SH SOLE 338 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1329 8873 SH SOLE 8873 0 0 ISHARES TR CORE S&P US VLU 464287663 5 99 SH SOLE 99 0 0 ISHARES TR CORE S&P US GWT 464287671 141 1762 SH SOLE 1762 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 42 213 SH SOLE 213 0 0 ISHARES TR S&P MC 400VL ETF 464287705 87 648 SH SOLE 648 0 0 ISHARES TR U.S. FINLS ETF 464287788 17 152 SH SOLE 152 0 0 ISHARES TR CORE S&P SCP ETF 464287804 845 12037 SH SOLE 12037 0 0 ISHARES TR SP SMCP600VL ETF 464287879 4 30 SH SOLE 30 0 0 ISHARES TR S&P SML 600 GWT 464287887 49 275 SH SOLE 275 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 311 2874 SH SOLE 2874 0 0 ISHARES TR INTL SEL DIV ETF 464288448 100 3997 SH SOLE 3997 0 0 ISHARES TR RESIDENTIAL MULT 464288562 24 397 SH SOLE 397 0 0 ISHARES TR MSCI KLD400 SOC 464288570 29 225 SH SOLE 225 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 50 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 54 1472 SH SOLE 1472 0 0 ISHARES TR U.S. MED DVC ETF 464288810 355 1185 SH SOLE 1185 0 0 ISHARES TR EAFE VALUE ETF 464288877 97 2414 SH SOLE 2414 0 0 ISHARES TR EAFE GRWTH ETF 464288885 40 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 170 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 319 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 212 3524 SH SOLE 3524 0 0 JOHNSON & JOHNSON COM 478160104 1372 9217 SH SOLE 9217 0 0 JPMORGAN CHASE & CO COM 46625H100 4767 49519 SH SOLE 49519 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 118 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 72 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 116 2937 SH SOLE 2937 0 0 MCDONALDS CORP COM 580135101 284 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1069 10284 SH SOLE 10284 0 0 MERCK & CO. INC COM 58933Y105 332 4002 SH SOLE 4002 0 0 MICROSOFT CORP COM 594918104 2173 10330 SH SOLE 10330 0 0 NETFLIX INC COM 64110L106 283 566 SH SOLE 566 0 0 NORTHERN TECH INTL CORP COM 665809109 2249 271000 SH SOLE 271000 0 0 NVIDIA CORPORATION COM 67066G104 216 400 SH SOLE 400 0 0 OGE ENERGY CORP COM 670837103 200 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 236 3961 SH SOLE 3961 0 0 PEPSICO INC COM 713448108 438 3157 SH SOLE 3157 0 0 PFIZER INC COM 717081103 324 8818 SH SOLE 8818 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13367 425694 SH SOLE 425694 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 245 4373 SH SOLE 4373 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 14 233 SH SOLE 233 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5414 105129 SH SOLE 105129 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5203 65335 SH SOLE 65335 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 11795 146282 SH SOLE 146282 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 15276 132637 SH SOLE 132637 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 17252 330565 SH SOLE 330565 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 429 7729 SH SOLE 7729 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2308 33787 SH SOLE 33787 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 496 18544 SH SOLE 18544 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 66 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1275 36058 SH SOLE 36058 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3 55 SH SOLE 55 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 34 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 75 3109 SH SOLE 3109 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 47 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 69 1961 SH SOLE 1961 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 168 2829 SH SOLE 2829 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 24 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 7 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 8 70 SH SOLE 70 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 35 953 SH SOLE 953 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 31 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 552 18854 SH SOLE 18854 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2168 6473 SH SOLE 6473 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 643 10886 SH SOLE 10886 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 38 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 735 14666 SH SOLE 14666 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 509 10166 SH SOLE 10166 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 138 4557 SH SOLE 4557 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 5 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 146 3131 SH SOLE 3131 0 0 SPDR SER TR S&P DIVID ETF 78464A763 86 930 SH SOLE 930 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 406 6671 SH SOLE 6671 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 61 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 23 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 35 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 119 1069 SH SOLE 1069 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 258 9981 SH SOLE 9981 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 18 170 SH SOLE 170 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 93 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 08 SH SOLE 8 0 0 STARBUCKS CORP COM 855244109 398 4631 SH SOLE 4631 0 0 TESLA INC COM 88160R101 230 535 SH SOLE 535 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 10 10000 PRN SOLE 10000 0 0 TRAVELERS COMPANIES INC COM 89417E109 225 2078 SH SOLE 2078 0 0 UNION PAC CORP COM 907818108 261 1325 SH SOLE 1325 0 0 UNITEDHEALTH GROUP INC COM 91324P102 694 2226 SH SOLE 2226 0 0 US BANCORP DEL COM NEW 902973304 201 5593 SH SOLE 5593 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11 138 SH SOLE 138 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 521 2291 SH SOLE 2291 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 119 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 46 216 SH SOLE 216 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 32 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 195 1247 SH SOLE 1247 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 112 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5 29 SH SOLE 29 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 246 2964 SH SOLE 2964 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 439 10726 SH SOLE 10726 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 26 322 SH SOLE 322 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 279 3539 SH SOLE 3539 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 16 97 SH SOLE 97 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 84 1432 SH SOLE 1432 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 270 866 SH SOLE 866 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 718 12070 SH SOLE 12070 0 0 VISA INC COM CL A 92826C839 1346 6733 SH SOLE 6733 0 0 WALMART INC COM 931142103 273 1950 SH SOLE 1950 0 0 WASTE MGMT INC DEL COM 94106L109 205 1812 SH SOLE 1812 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 42 11000 PRN SOLE 11000 0 0 XCEL ENERGY INC COM 98389B100 225 3265 SH SOLE 3265 0 0