0001085146-20-000666.txt : 20200213 0001085146-20-000666.hdr.sgml : 20200213 20200213133044 ACCESSION NUMBER: 0001085146-20-000666 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Game Plan Financial Advisors, LLC CENTRAL INDEX KEY: 0001802952 IRS NUMBER: 262767571 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19965 FILM NUMBER: 20608792 BUSINESS ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: (440) 209-6480 MAIL ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802952 XXXXXXXX 12-31-2019 12-31-2019 false Game Plan Financial Advisors, LLC

26600 SUITE 270 WESTLAKE OH 44145

13F HOLDINGS REPORT 028-19965 N Michael Norehad 440-209-6480 /s/ Michael Norehad Westlake OH 02-12-2020 0 98 106788 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 214 2461 SH SOLE 2461 0 0 ABBVIE INC COM 00287Y109 238 2693 SH SOLE 2693 0 0 ACTIVISION BLIZZARD INC COM 00507V109 817 13753 SH SOLE 13753 0 0 ADVANCED MICRO DEVICES INC COM 007903107 700 15270 SH SOLE 15270 0 0 AILERON THERAPEUTICS INC COM 00887A105 29 49900 SH SOLE 49900 0 0 ALPHABET INC CAP STK CL C 02079K107 3974 2972 SH SOLE 2972 0 0 AMAZON COM INC COM 023135106 2143 1160 SH SOLE 1160 0 0 AMERICAN EXPRESS CO COM 025816109 573 4605 SH SOLE 4605 0 0 APPLE INC COM 037833100 5087 17322 SH SOLE 17322 0 0 APTIV PLC SHS G6095L109 1206 12694 SH SOLE 12694 0 0 AT&T INC COM 00206R102 1366 34964 SH SOLE 34964 0 0 AXT INC COM 00246W103 2476 569100 SH SOLE 569100 0 0 BANK AMER CORP COM 060505104 483 13710 SH SOLE 13710 0 0 BECTON DICKINSON & CO COM 075887109 262 962 SH SOLE 962 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 854 3771 SH SOLE 3771 0 0 BIOXCEL THERAPEUTICS INC COM 09075P105 183 12500 SH SOLE 12500 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 1187 21218 SH SOLE 21218 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 130 11000 SH SOLE 11000 0 0 BROADCOM INC COM 11135F101 1495 4732 SH SOLE 4732 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 418 38000 SH SOLE 38000 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 340 25000 SH SOLE 25000 0 0 CATERPILLAR INC DEL COM 149123101 316 2140 SH SOLE 2140 0 0 CELLECTAR BIOSCIENCES INC COM PAR 15117F500 98 43624 SH SOLE 43624 0 0 CISCO SYS INC COM 17275R102 210 4377 SH SOLE 4377 0 0 CLEARSIDE BIOMEDICAL INC COM 185063104 32 11000 SH SOLE 11000 0 0 DEVON ENERGY CORP NEW COM 25179M103 527 20305 SH SOLE 20305 0 0 EATON CORP PLC SHS G29183103 2209 23324 SH SOLE 23324 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 338 8135 SH SOLE 8135 0 0 FACEBOOK INC CL A 30303M102 1128 5498 SH SOLE 5498 0 0 FERRARI N V COM N3167Y103 331 2000 SH SOLE 2000 0 0 FIFTH THIRD BANCORP COM 316773100 329 10700 SH SOLE 10700 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 168 26065 SH SOLE 26065 0 0 FREIGHTCAR AMER INC COM 357023100 36 17500 SH SOLE 17500 0 0 GENERAL ELECTRIC CO COM 369604103 228 20461 SH SOLE 20461 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 200 2520 SH SOLE 2520 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 279 1215 SH SOLE 1215 0 0 HARMONIC INC COM 413160102 4404 564600 SH SOLE 564600 0 0 HOME DEPOT INC COM 437076102 1177 5390 SH SOLE 5390 0 0 HUNTINGTON BANCSHARES INC COM 446150104 437 28974 SH SOLE 28974 0 0 II VI INC COM 902104108 233 6917 SH SOLE 6917 0 0 INTEL CORP COM 458140100 2216 37021 SH SOLE 37021 0 0 INTREPID POTASH INC COM 46121Y102 83 30500 SH SOLE 30500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1930 9076 SH SOLE 9076 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 550 12600 SH SOLE 12600 0 0 ISHARES TR MSCI EAFE ETF 464287465 411 5925 SH SOLE 5925 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3112 22805 SH SOLE 22805 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1709 8825 SH SOLE 8825 0 0 ISHARES TR US AER DEF ETF 464288760 1652 7438 SH SOLE 7438 0 0 JPMORGAN CHASE & CO COM 46625H100 1786 12809 SH SOLE 12809 0 0 KENTUCKY FIRST FED BANCORP COM 491292108 128 16500 SH SOLE 16500 0 0 KKR & CO INC CL A 48251W104 286 9800 SH SOLE 9800 0 0 KOPIN CORP COM 500600101 24 60600 SH SOLE 60600 0 0 MICRON TECHNOLOGY INC COM 595112103 255 4741 SH SOLE 4741 0 0 MICROSOFT CORP COM 594918104 624 3960 SH SOLE 3960 0 0 MIRAGEN THERAPEUTICS INC COM 60463E103 28 58550 SH SOLE 58550 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 157 13050 SH SOLE 13050 0 0 NIKE INC CL B 654106103 1736 17138 SH SOLE 17138 0 0 NVIDIA CORP COM 67066G104 715 3040 SH SOLE 3040 0 0 ORION ENERGY SYSTEMS INC COM 686275108 114 34000 SH SOLE 34000 0 0 PEPSICO INC COM 713448108 981 7175 SH SOLE 7175 0 0 PIMCO MUN INCOME FD II COM 72200W106 175 11000 SH SOLE 11000 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 23 10900 SH SOLE 10900 0 0 QORVO INC COM 74736K101 4895 42113 SH SOLE 42113 0 0 QUALCOMM INC COM 747525103 684 7750 SH SOLE 7750 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 73 19000 SH SOLE 19000 0 0 RAYTHEON CO COM NEW 755111507 820 3732 SH SOLE 3732 0 0 RPM INTL INC COM 749685103 3060 39870 SH SOLE 39870 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2893 105704 SH SOLE 105704 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1251 37213 SH SOLE 37213 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2475 32192 SH SOLE 32192 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1802 31115 SH SOLE 31115 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3922 42210 SH SOLE 42210 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3099 51552 SH SOLE 51552 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1623 21131 SH SOLE 21131 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1919 31903 SH SOLE 31903 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2658 35141 SH SOLE 35141 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 436 7263 SH SOLE 7263 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2896 94071 SH SOLE 94071 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 379 4655 SH SOLE 4655 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1141 12445 SH SOLE 12445 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 219 680 SH SOLE 680 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1866 32035 SH SOLE 32035 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 305 6634 SH SOLE 6634 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 686 6475 SH SOLE 6475 0 0 STARBUCKS CORP COM 855244109 510 5800 SH SOLE 5800 0 0 TABULA RASA HEALTHCARE INC COM 873379101 297 6100 SH SOLE 6100 0 0 TWITTER INC COM 90184L102 873 27235 SH SOLE 27235 0 0 U S GLOBAL INVS INC CL A 902952100 354 246000 SH SOLE 246000 0 0 US BANCORP DEL COM NEW 902973304 849 14314 SH SOLE 14314 0 0 VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 568 4020 SH SOLE 4020 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 469 5000 SH SOLE 5000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 532 6525 SH SOLE 6525 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 757 4917 SH SOLE 4917 0 0 VERTEX ENERGY INC COM 92534K107 26 16800 SH SOLE 16800 0 0 VILLAGE SUPER MKT INC CL A NEW 927107409 4376 188621 SH OTR 188621 0 0 VISA INC COM CL A 92826C839 2343 12468 SH SOLE 12468 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 164 26500 SH SOLE 26500 0 0 ZEDGE INC CL B 98923T104 18 11500 SH SOLE 11500 0 0