0001802530-20-000002.txt : 20200507 0001802530-20-000002.hdr.sgml : 20200507 20200507131747 ACCESSION NUMBER: 0001802530-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Soltis Investment Advisors LLC CENTRAL INDEX KEY: 0001802530 IRS NUMBER: 273188744 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19899 FILM NUMBER: 20855547 BUSINESS ADDRESS: STREET 1: 20 NORTH MAIN STREET, SUITE 400 CITY: ST. GEORGE STATE: UT ZIP: 84770 BUSINESS PHONE: 435 674-1600 MAIL ADDRESS: STREET 1: 20 NORTH MAIN STREET, SUITE 400 CITY: ST. GEORGE STATE: UT ZIP: 84770 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802530 XXXXXXXX 03-31-2020 03-31-2020 Soltis Investment Advisors LLC

20 NORTH MAIN STREET, SUITE 400 ST. GEORGE UT 84770

13F HOLDINGS REPORT 028-19899 N Alan Gilmore 6097300100 Alan Gilmore Pennington NJ 05-07-2020 0 162 322031 false INFORMATION TABLE 2 1qtr.xml ISHARES TR CORE S&P MCP ETF 464287507 7317 50863 SH SOLE 50863 0 0 ISHARES TR S&P MC 400GR ETF 464287606 305 1707 SH SOLE 1707 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3868 68941 SH SOLE 68941 0 0 ISHARES TR SP SMCP600VL ETF 464287879 474 4742 SH SOLE 4742 0 0 ISHARES TR S&P SML 600 GWT 464287887 461 3342 SH SOLE 3342 0 0 ISHARES TR S&P 500 VAL ETF 464287408 326 3389 SH SOLE 3389 0 0 ISHARES TR CORE S&P500 ETF 464287200 8834 34186 SH SOLE 34186 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2747 10657 SH SOLE 10657 0 0 AMAZON COM INC COM 023135106 2488 1276 SH SOLE 1276 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1284 7023 SH SOLE 7023 0 0 EMERSON ELEC CO COM 291011104 281 5896 SH SOLE 5896 0 0 BOEING CO COM 097023105 1589 10652 SH SOLE 10652 0 0 REALTY INCOME CORP COM 756109104 202 4049 SH SOLE 4049 0 0 INVESCO QQQ TR UNIT SER 1 46090E107 367 1929 SH SOLE 1929 0 0 GENUINE PARTS CO COM 372460105 247 3669 SH SOLE 3669 0 0 INTEL CORP COM 458140100 533 9856 SH SOLE 9856 0 0 NEWELL BRANDS INC COM 651229106 146 10986 SH SOLE 10986 0 0 ORACLE CORP COM 68389X105 352 7289 SH SOLE 7289 0 0 DISNEY WALT CO COM DISNEY 254687106 588 6090 SH SOLE 6090 0 0 HONEYWELL INTL INC COM 438516106 509 3808 SH SOLE 3808 0 0 JOHNSON & JOHNSON COM 478160104 1309 9980 SH SOLE 9980 0 0 PFIZER INC COM 717081103 860 26348 SH SOLE 26348 0 0 ISHARES TR MSCI EAFE ETF 464287465 990 18516 SH SOLE 18516 0 0 CHEVRON CORP NEW COM 166764100 641 8840 SH SOLE 8840 0 0 MICROSOFT CORP COM 594918104 4577 29021 SH SOLE 29021 0 0 ISHARES INC MSCI PAC JP ETF 464286665 483 14244 SH SOLE 14244 0 0 UNITED PARCEL SERVICE INC CL B 911312106 527 5646 SH SOLE 5646 0 0 AT&T INC COM 00206R102 1067 36620 SH SOLE 36620 0 0 CISCO SYS INC COM 17275R102 308 7843 SH SOLE 7843 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 441 3976 SH SOLE 3976 0 0 COCA COLA CO COM 191216100 977 22070 SH SOLE 22070 0 0 PEPSICO INC COM 713448108 317 2639 SH SOLE 2639 0 0 STRYKER CORP COM 863667101 265 1592 SH SOLE 1592 0 0 ISHARES TR RUS MD CP GR ETF 464287481 381 3131 SH SOLE 3131 0 0 STARBUCKS CORP COM 855244109 284 4320 SH SOLE 4320 0 0 EXXON MOBIL CORP COM 30231G102 853 22474 SH SOLE 22474 0 0 COSTCO WHSL CORP NEW COM 22160K105 539 1890 SH SOLE 1890 0 0 CVS HEALTH CORP COM 126650100 474 7996 SH SOLE 7996 0 0 DOMINION ENERGY INC COM 25746U109 370 5127 SH SOLE 5127 0 0 MERCK & CO. INC COM 58933Y105 228 2957 SH SOLE 2957 0 0 PROCTER & GAMBLE CO COM 742718109 844 7674 SH SOLE 7674 0 0 GENERAL ELECTRIC CO COM 369604103 392 49384 SH SOLE 49384 0 0 MCDONALDS CORP COM 580135101 508 3073 SH SOLE 3073 0 0 JPMORGAN CHASE & CO COM 46625H100 547 6073 SH SOLE 6073 0 0 WELLS FARGO CO NEW COM 949746101 1133 39473 SH SOLE 39473 0 0 ISHARES TR 20 YR TR BD ETF 464287432 660 4001 SH SOLE 4001 0 0 FORD MTR CO DEL COM 345370860 133 27492 SH SOLE 27492 0 0 UNITED TECHNOLOGIES CORP COM 913017109 643 6818 SH SOLE 6818 0 0 MARRIOTT INTL INC NEW CL A 571903202 312 4164 SH SOLE 4164 0 0 3M CO COM 88579Y101 466 3414 SH SOLE 3414 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1028 7971 SH SOLE 7971 0 0 NORFOLK SOUTHERN CORP COM 655844108 278 1906 SH SOLE 1906 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 425 5250 SH SOLE 5250 0 0 APPLE INC COM 037833100 3384 13309 SH SOLE 13309 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2082 170810 SH SOLE 170810 0 0 ZIONS BANCORPORATION N A COM 989701107 263 9826 SH SOLE 9826 0 0 GENERAL MLS INC COM 370334104 532 10074 SH SOLE 10074 0 0 SOUTHERN CO COM 842587107 327 6043 SH SOLE 6043 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2258 67292 SH SOLE 67292 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 272 1 SH SOLE 1 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 61 12017 SH SOLE 12017 0 0 TORO CO COM 891092108 299 4600 SH SOLE 4600 0 0 ISHARES TR CORE US AGGBD ET 464287226 5255 45546 SH SOLE 45546 0 0 ISHARES TR SELECT DIVID ETF 464287168 276 3758 SH SOLE 3758 0 0 ISHARES TR TIPS BD ETF 464287176 11525 97735 SH SOLE 97735 0 0 VENTAS INC COM 92276F100 276 10286 SH SOLE 10286 0 0 ALPHABET INC CAP STK CL A 02079K305 426 367 SH SOLE 367 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 590 3986 SH SOLE 3986 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 238 2673 SH SOLE 2673 0 0 REGENERON PHARMACEUTICALS COM 75886F107 244 500 SH SOLE 500 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1065 8086 SH SOLE 8086 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 393 5627 SH SOLE 5627 0 0 BLACKROCK INC COM 09247X101 262 596 SH SOLE 596 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 288 2491 SH SOLE 2491 0 0 SKYWEST INC COM 830879102 899 34335 SH SOLE 34335 0 0 UNITED AIRLS HLDGS INC COM 910047109 957 30319 SH SOLE 30319 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 273 962 SH SOLE 962 0 0 ENBRIDGE INC COM 29250N105 507 17416 SH SOLE 17416 0 0 COMPASS MINERALS INTL INC COM 20451N101 378 9839 SH SOLE 9839 0 0 ROYCE MICRO-CAP TR INC COM 780915104 69 12419 SH SOLE 12419 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 316 24221 SH SOLE 24221 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 246 10667 SH SOLE 10667 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 297 3340 SH SOLE 3340 0 0 FRANKLIN COVEY CO COM 353469109 271 17460 SH SOLE 17460 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 4729 195757 SH SOLE 195757 0 0 ISHARES TR CORE S&P TTL STK 464287150 2950 51568 SH SOLE 51568 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 313 2639 SH SOLE 2639 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 616 7493 SH SOLE 7493 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2377 83325 SH SOLE 83325 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 5052 59190 SH SOLE 59190 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 230 2152 SH SOLE 2152 0 0 ISHARES TR PFD AND INCM SEC 464288687 296 9288 SH SOLE 9288 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 233 1460 SH SOLE 1460 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 837 25105 SH SOLE 25105 0 0 MERIT MED SYS INC COM 589889104 297 9513 SH SOLE 9513 0 0 ISHARES TR JPMORGAN USD EMG 464288281 5817 60170 SH SOLE 60170 0 0 PHILIP MORRIS INTL INC COM 718172109 338 4635 SH SOLE 4635 0 0 MEDALLION FINL CORP COM 583928106 149 80287 SH SOLE 80287 0 0 SECURITY NATL FINL CORP CL A NEW 814785309 9002 2108134 SH SOLE 2108134 0 0 ISHARES TR MSCI ACWI ETF 464288257 1838 29373 SH SOLE 29373 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 4332 40748 SH SOLE 40748 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 36235 366084 SH SOLE 366084 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 593 22937 SH SOLE 22937 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6527 82515 SH SOLE 82515 0 0 QEP RESOURCES INC COM 74733V100 7 21011 SH SOLE 21011 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 412 7163 SH SOLE 7163 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1425 6018 SH SOLE 6018 0 0 R1 RCM INC COM 749397105 181 19871 SH SOLE 19871 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 5508 55136 SH SOLE 55136 0 0 CORESITE RLTY CORP COM 21870Q105 368 3179 SH SOLE 3179 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 620 8668 SH SOLE 8668 0 0 INVESCO EXCHANGE-TRADED FD T S&P 500 HB ETF 46138E370 424 14527 SH SOLE 14527 0 0 ISHARES INC EM MKT SM-CP ETF 464286475 271 8463 SH SOLE 8463 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7043 156582 SH SOLE 156582 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 6210 100074 SH SOLE 100074 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 2820 60094 SH SOLE 60094 0 0 ISHARES TR US TREAS BD ETF 46429B267 542 19351 SH SOLE 19351 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 731 23810 SH SOLE 23810 0 0 FACEBOOK INC CL A 30303M102 237 1419 SH SOLE 1419 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 2701 151803 SH SOLE 151803 0 0 ISHARES INC CORE MSCI EMKT 46434G103 909 22457 SH SOLE 22457 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 3473 73886 SH SOLE 73886 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2909 58300 SH SOLE 58300 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 6795 414355 SH SOLE 414355 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 376 6675 SH SOLE 6675 0 0 GLOBAL NET LEASE INC COM NEW 379378201 210 15698 SH SOLE 15698 0 0 FIRST TR EXCHANGE-TRADED FD HEDGED BUYWRITE 33738R407 358 18463 SH SOLE 18463 0 0 ALPHABET INC CAP STK CL C 02079K107 377 324 SH SOLE 324 0 0 ISHARES TR CORE MSCI EURO 46434V738 409 11029 SH SOLE 11029 0 0 FIDELITY TOTAL BD ETF 316188309 5076 98093 SH SOLE 98093 0 0 FIDELITY LTD TRM BD ETF 316188200 2295 46068 SH SOLE 46068 0 0 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 1329 63885 SH SOLE 63885 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 13 13000 PRN SOLE 13000 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 8545 316361 SH SOLE 316361 0 0 PEOPLES UTAH BANCORP COM 712706209 5222 269571 SH SOLE 269571 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 117 16000 SH SOLE 16000 0 0 US FOODS HLDG CORP COM 912008109 597 33729 SH SOLE 33729 0 0 FIDELITY COVINGTON TR HIGH DIVID ETF 316092840 305 13299 SH SOLE 13299 0 0 INNOVATOR ETFS TR II LUNT LOW VOL HIG 45783G102 56900 2295289 SH SOLE 2295289 0 0 CONDUENT INC COM 206787103 40 16472 SH SOLE 16472 0 0 COLONY CAP INC NEW CL A COM 19626G108 89 51000 SH SOLE 51000 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 385 7757 SH SOLE 7757 0 0 FIDELITY COVINGTON TR INT HG DIV ETF 316092725 163 10934 SH SOLE 10934 0 0 PLURALSIGHT INC COM CL A 72941B106 334 30392 SH SOLE 30392 0 0 DOMO INC COM CL B 257554105 111 11140 SH SOLE 11140 0 0 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 5001 282245 SH SOLE 282245 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C839 457 19859 SH SOLE 19859 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 317 13361 SH SOLE 13361 0 0 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 1394 61746 SH SOLE 61746 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 259 11274 SH SOLE 11274 0 0 INNOVATOR ETFS TR S&P 500 POWER 45782C508 4685 186948 SH SOLE 186948 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 462 18707 SH SOLE 18707 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 4796 186778 SH SOLE 186778 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C805 1216 49344 SH SOLE 49344 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C722 377 17997 SH SOLE 17997 0 0 INNOVATOR ETFS TR MSCI EMGR MKT 45782C714 276 12114 SH SOLE 12114 0 0 INNOVATOR ETFS TR S&P 500 POWER 45782C573 204 8720 SH SOLE 8720 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C532 268 10897 SH SOLE 10897 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C524 382 17970 SH SOLE 17970 0 0 INNOVATOR ETFS TR S&P 500 POWER 45782C417 318 14688 SH SOLE 14688 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C425 423 18818 SH SOLE 18818 0 0 INNOVATOR ETFS TR S&P 500 PWR BUFR 45782C383 891 37083 SH SOLE 37083 0 0