0001398344-21-008006.txt : 20210414 0001398344-21-008006.hdr.sgml : 20210414 20210413190618 ACCESSION NUMBER: 0001398344-21-008006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210413 EFFECTIVENESS DATE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Powell Investment Advisors, LLC CENTRAL INDEX KEY: 0001802195 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19815 FILM NUMBER: 21824215 BUSINESS ADDRESS: STREET 1: 3225 AVIATION AVE, SUITE 502 CITY: MIAMI STATE: FL ZIP: 33133 BUSINESS PHONE: 786-470-3480 MAIL ADDRESS: STREET 1: 3225 AVIATION AVE, SUITE 502 CITY: MIAMI STATE: FL ZIP: 33133 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802195 XXXXXXXX 03-31-2021 03-31-2021 false Powell Investment Advisors, LLC

3225 AVIATION AVE, SUITE 502 MIAMI FL 33133

13F HOLDINGS REPORT 028-19815 N Jesse Wachs 786-470-3480 /s/ Jesse Wachs Miami FL 04-13-2021 0 122 152894 INFORMATION TABLE 2 fp0064426_13fhr-table.xml 13F INFORMATION TABLE AMMO INC COM 00175J107 166 28000 SH SOLE 0 28000 0 AT&T INC COM 00206R102 417 13770 SH SOLE 0 13770 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 583 6292 SH SOLE 0 6292 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 704 17251 SH SOLE 0 17251 0 ALPS ETF TR ALERIAN MLP 00162Q452 633 20760 SH SOLE 0 20760 0 ALTRIA GROUP INC COM 02209S103 260 5005 SH SOLE 0 5005 0 AMAZON COM INC COM 023135106 217 70 SH SOLE 0 70 0 AMERICAN ELEC PWR CO INC COM 025537101 649 7664 SH SOLE 0 7664 0 APPLE INC COM 037833100 1165 9536 SH SOLE 0 9536 0 ARK ETF TR FINTECH INNOVA 00214Q708 93 1820 SH SOLE 0 1820 0 ARK ETF TR INNOVATION ETF 00214Q104 25 210 SH SOLE 0 210 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 135 919 SH SOLE 0 919 0 AVERY DENNISON CORP COM 053611109 391 2130 SH SOLE 0 2130 0 BK OF AMERICA CORP COM 060505104 236 6111 SH SOLE 0 6111 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 539 2111 SH SOLE 0 2111 0 BLACKROCK FLOATING RATE INCO COM 09255X100 293 22531 SH SOLE 0 22531 0 BLACKROCK MUN INCOME QUALITY COM 092479104 627 41328 SH SOLE 0 41328 0 BLACKSTONE GROUP INC COM 09260D107 411 5521 SH SOLE 0 5521 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 299 35009 SH SOLE 0 35009 0 BRISTOL-MYERS SQUIBB CO COM 110122108 396 6230 SH SOLE 0 6230 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1159 26044 SH SOLE 0 26044 0 CABLE ONE INC COM 12685J105 1380 755 SH SOLE 0 755 0 CARMAX INC COM 143130102 1077 8122 SH SOLE 0 8122 0 SCHWAB CHARLES CORP COM 808513105 764 11714 SH SOLE 0 11714 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 271 6532 SH SOLE 0 6532 0 CISCO SYS INC COM 17275R102 554 10718 SH SOLE 0 10718 0 CONSOLIDATED EDISON INC COM 209115104 354 4727 SH SOLE 0 4727 0 EASTMAN KODAK CO COM NEW 277461406 163 20700 SH SOLE 0 20700 0 EATON VANCE LTD DURATION INC COM 27828H105 300 23762 SH SOLE 0 23762 0 ELYS GAME TECHNOLOGY CORP COM 290734102 82 15500 SH SOLE 0 15500 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 305 6208 SH SOLE 0 6208 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 101 4427 SH SOLE 0 4427 0 ETF MANAGERS TR ETFMG TRAVEL TEC 26924G771 59 1900 SH SOLE 0 1900 0 EXXON MOBIL CORP COM 30231G102 377 6757 SH SOLE 0 6757 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 224 2183 SH SOLE 0 2183 0 FIDELITY COVINGTON TRUST TOTAL BD ETF 316188309 324 6170 SH SOLE 0 6170 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 365 10721 SH SOLE 0 10721 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 236 4855 SH SOLE 0 4855 0 FORD MTR CO DEL COM 345370860 286 23361 SH SOLE 0 23361 0 GENERAL MLS INC COM 370334104 526 8575 SH SOLE 0 8575 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 64 1100 SH SOLE 0 1100 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 2682 107038 SH SOLE 0 107038 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 427 5397 SH SOLE 0 5397 0 GOLDMAN SACHS GROUP INC COM 38141G104 4022 12301 SH SOLE 0 12301 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 404 3460 SH SOLE 0 3460 0 HOME DEPOT INC COM 437076102 291 952 SH SOLE 0 952 0 INTERNATIONAL BUSINESS MACHS COM 459200101 246 1843 SH SOLE 0 1843 0 INVESCO MUN TR COM 46131J103 640 48453 SH SOLE 0 48453 0 INVESCO QQQ TR UNIT SER 1 46090E103 5627 17612 SH SOLE 0 17612 0 ISHARES TR CORE S&P500 ETF 464287200 27 69 SH SOLE 0 69 0 ISHARES TR CORE S&P MCP ETF 464287507 266 1023 SH SOLE 0 1023 0 ISHARES TR CORE S&P SCP ETF 464287804 342 3155 SH SOLE 0 3155 0 ISHARES TR DOW JONES US ETF 464287846 115 1150 SH SOLE 0 1150 0 ISHARES TR FLTG RATE NT ETF 46429B655 352 6922 SH SOLE 0 6922 0 ISHARES TR GLOBAL 100 ETF 464287572 203 3076 SH SOLE 0 3076 0 ISHARES TR GLOBAL ENERG ETF 464287341 29 1188 SH SOLE 0 1188 0 ISHARES TR IBOXX HI YD ETF 464288513 321 3687 SH SOLE 0 3687 0 ISHARES TR IBOXX INV CP ETF 464287242 24 182 SH SOLE 0 182 0 ISHARES TR MSCI EAFE ETF 464287465 6764 89159 SH SOLE 0 89159 0 ISHARES TR EAFE VALUE ETF 464288877 33 650 SH SOLE 0 650 0 ISHARES TR MSCI EMG MKT ETF 464287234 162 3043 SH SOLE 0 3043 0 ISHARES TR RUS 2000 VAL ETF 464287630 12799 80259 SH SOLE 0 80259 0 ISHARES TR RUS 2000 GRW ETF 464287648 12113 40276 SH SOLE 0 40276 0 ISHARES TR RUSSELL 2000 ETF 464287655 425 1924 SH SOLE 0 1924 0 ISHARES TR RUS MD CP GR ETF 464287481 3322 32549 SH SOLE 0 32549 0 ISHARES TR RUS MDCP VAL ETF 464287473 3599 32929 SH SOLE 0 32929 0 ISHARES TR S&P 500 GRWT ETF 464287309 17155 263482 SH SOLE 0 263482 0 ISHARES TR S&P 500 VAL ETF 464287408 16826 119132 SH SOLE 0 119132 0 ISHARES TR SELECT DIVID ETF 464287168 9229 80881 SH SOLE 0 80881 0 ISHARES TR U.S. TECH ETF 464287721 157 1792 SH SOLE 0 1792 0 ISHARES TR PFD AND INCM SEC 464288687 5802 151103 SH SOLE 0 151103 0 ISHARES TR US HLTHCR PR ETF 464288828 88 349 SH SOLE 0 349 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 258 10998 SH SOLE 0 10998 0 JOHNSON & JOHNSON COM 478160104 363 2210 SH SOLE 0 2210 0 JPMORGAN CHASE & CO COM 46625H100 502 3295 SH SOLE 0 3295 0 LIBERTY BROADBAND CORP COM SER C 530307305 1798 11974 SH SOLE 0 11974 0 LOCKHEED MARTIN CORP COM 539830109 263 713 SH SOLE 0 713 0 LUMEN TECHNOLOGIES INC COM 550241103 166 12447 SH SOLE 0 12447 0 MARSH & MCLENNAN COS INC COM 571748102 286 2350 SH SOLE 0 2350 0 MCDONALDS CORP COM 580135101 489 2181 SH SOLE 0 2181 0 MERCK & CO. INC COM 58933Y105 307 3950 SH SOLE 0 3950 0 METLIFE INC COM 59156R108 211 3472 SH SOLE 0 3472 0 MICROSOFT CORP COM 594918104 523 2218 SH SOLE 0 2218 0 MORGAN STANLEY COM NEW 617446448 201 2591 SH SOLE 0 2591 0 MORGAN STANLEY EMERGING MKTS COM 617477104 78 12746 SH SOLE 0 12746 0 NATIONAL RETAIL PROPERTIES I COM 637417106 223 5049 SH SOLE 0 5049 0 NEXTERA ENERGY INC COM 65339F101 820 10840 SH SOLE 0 10840 0 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 731 32227 SH SOLE 0 32227 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 868 57124 SH SOLE 0 57124 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 560 34525 SH SOLE 0 34525 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1261 74318 SH SOLE 0 74318 0 PAYCHEX INC COM 704326107 264 2690 SH SOLE 0 2690 0 PENNYMAC MTG INVT TR COM 70931T103 185 9441 SH SOLE 0 9441 0 PFIZER INC COM 717081103 457 12601 SH SOLE 0 12601 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 332 21218 SH SOLE 0 21218 0 PHILIP MORRIS INTL INC COM 718172109 254 2826 SH SOLE 0 2826 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1926 18900 SH SOLE 0 18900 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 795 59105 SH SOLE 0 59105 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 83 16322 SH SOLE 0 16322 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 654 10215 SH SOLE 0 10215 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 438 7561 SH SOLE 0 7561 0 SOARING EAGLE ACQUISITION CO UNIT 02/23/2026 G8354H100 344 34000 SH SOLE 0 34000 0 SONOCO PRODS CO COM 835495102 1051 16596 SH SOLE 0 16596 0 SOUTHERN COPPER CORP COM 84265V105 425 6268 SH SOLE 0 6268 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2700 32393 SH SOLE 0 32393 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 816 2052 SH SOLE 0 2052 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 755 19603 SH SOLE 0 19603 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 251 12731 SH SOLE 0 12731 0 TYLER TECHNOLOGIES INC COM 902252105 554 1305 SH SOLE 0 1305 0 UNILEVER PLC SPON ADR NEW 904767704 212 3800 SH SOLE 0 3800 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6550 125840 SH SOLE 0 125840 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 251 1357 SH SOLE 0 1357 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 160 1740 SH SOLE 0 1740 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 337 1888 SH SOLE 0 1888 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 29 79 SH SOLE 0 79 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 305 3695 SH SOLE 0 3695 0 VERIZON COMMUNICATIONS INC COM 92343V104 324 5577 SH SOLE 0 5577 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 198 10724 SH SOLE 0 10724 0 WASTE MGMT INC DEL COM 94106L109 351 2719 SH SOLE 0 2719 0 ETF MANAGERS TR WEDBUSH ETFMG 26924G805 42 882 SH SOLE 0 882 0 WELLS FARGO CO NEW COM 949746101 73 1881 SH SOLE 0 1881 0 WHITEHORSE FIN INC COM 96524V106 161 10400 SH SOLE 0 10400 0