Chief Compliance Officer

0001801770-20-000003.txt : 20200817 0001801770-20-000003.hdr.sgml : 20200817 20200814195907 ACCESSION NUMBER: 0001801770-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Argent Wealth Management LLC CENTRAL INDEX KEY: 0001801770 IRS NUMBER: 205972245 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19963 FILM NUMBER: 201107696 BUSINESS ADDRESS: STREET 1: 200 FIFTH AVENUE STREET 2: 7TH FLR CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812904900 MAIL ADDRESS: STREET 1: 200 FIFTH AVENUE STREET 2: 7TH FLR CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001801770 XXXXXXXX 06-30-2020 06-30-2020 Argent Wealth Management LLC

200 FIFTH AVENUE 7TH FLR WALTHAM MA 02451

13F COMBINATION REPORT 028-19963 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0000829937 028-02259 Boston Trust Walden Co 0001665605 028-17691 3EDGE Asset Management, LP 0000810972 028-01911 BAIRD ROBERT W & CO INC /WI/ 0001409427 028-12579 Boston Common Asset Management, LLC 0001599444 028-15799 CG Asset Management LLC 0001348883 028-11611 Clearbridge Investments, LLC 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 0001424322 028-12643 Cubic Asset Management, LLC 0001027760 028-05920 DELAWARE CAPITAL MANAGEMENT INC 0001102578 028-05269 EARNEST PARTNERS LLC 0000201772 028-00878 ESSEX INVESTMENT MANAGEMENT CO LLC 0001088084 028-10312 GOLDMAN SACHS ASSET MANAGEMENT/ 0000928196 028-04434 HARDING LOEVNER LP 0001314620 028-11091 Hillman Capital Management, Inc. 0000938506 028-04736 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 0001127761 028-06155 IRONWOOD INVESTMENT MANAGEMENT LLC 0001106129 028-03495 JENSEN INVESTMENT MANAGEMENT INC 0001259887 028-10665 LONDON CO OF VIRGINIA 0001465109 028-13573 Neuberger Berman Group LLC 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0000860644 028-02634 Aristotle Capital Management, LLC N Richard Kahn Chief Compliance Officer 781-290-4900 Richard Kahn Waltham MA 08-14-2020 24 160 486503 false 1 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2 0000829937 028-02259 Boston Trust Walden Co 3 0001665605 028-17691 3EDGE Asset Management, LP 4 0000810972 028-01911 BAIRD ROBERT W & CO INC /WI/ 5 0001409427 028-12579 Boston Common Asset Management, LLC 6 0001599444 028-15799 CG Asset Management LLC 7 0001348883 028-11611 Clearbridge Investments, LLC 8 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 9 0001424322 028-12643 Cubic Asset Management, LLC 10 0001027760 028-05920 DELAWARE CAPITAL MANAGEMENT INC 11 0001102578 028-05269 EARNEST PARTNERS LLC 12 0000201772 028-00878 ESSEX INVESTMENT MANAGEMENT CO LLC 13 0001088084 028-10312 GOLDMAN SACHS ASSET MANAGEMENT/ 14 0000928196 028-04434 HARDING LOEVNER LP 15 0001314620 028-11091 Hillman Capital Management, Inc. 16 0000938506 028-04736 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 17 0001127761 028-06155 IRONWOOD INVESTMENT MANAGEMENT LLC 18 0001106129 028-03495 JENSEN INVESTMENT MANAGEMENT INC 19 0001259887 028-10665 LONDON CO OF VIRGINIA 20 0001465109 028-13573 Neuberger Berman Group LLC 21 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 22 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 23 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 24 0000860644 028-02634 Aristotle Capital Management, LLC INFORMATION TABLE 2 ArgentWealthManagement_13f.xml ISHARES TR CORE S&P MCP ETF 464287507 737 3775 SH SOLE 0 0 0 3775 ISHARES TR S&P MC 400VL ETF 464287705 4598 31784 SH SOLE 0 0 0 31784 ISHARES TR S&P MC 400GR ETF 464287606 3828 15460 SH SOLE 0 0 0 15460 ISHARES TR CORE S&P SCP ETF 464287804 721 9553 SH SOLE 0 0 0 9553 ISHARES TR SP SMCP600VL ETF 464287879 2911 21924 SH SOLE 0 0 0 21924 ISHARES TR S&P SML 600 GWT 464287887 1671 8887 SH SOLE 0 0 0 8887 ISHARES TR S&P 500 VAL ETF 464287408 8879 76621 SH SOLE 0 0 0 76621 ISHARES TR CORE S&P500 ETF 464287200 12963 38328 SH SOLE 0 0 0 38328 ISHARES TR S&P 500 GRWT ETF 464287309 11649 50842 SH SOLE 0 0 0 50842 ISHARES TR RUS 1000 VAL ETF 464287598 5609 46209 SH SOLE 0 0 0 46209 ISHARES TR RUS 1000 GRW ETF 464287614 11975 56356 SH SOLE 0 0 0 56356 ISHARES TR RUSSELL 2000 ETF 464287655 1018 6473 SH SOLE 0 0 0 6473 ISHARES TR RUS 2000 VAL ETF 464287630 1643 15322 SH SOLE 0 0 0 15322 SPDR S&P 500 ETF TR TR UNIT 78462F103 3201 9503 SH SOLE 0 0 0 9503 ADOBE INC COM 00724F101 415 922 SH SOLE 0 0 0 922 AMAZON COM INC COM 023135106 831 263 SH SOLE 0 0 0 263 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5187 24470 SH SOLE 0 0 0 24470 BOEING CO COM 097023105 623 3568 SH SOLE 0 0 0 3568 ONEOK INC NEW COM 682680103 1847 64102 SH SOLE 0 0 0 64102 INVESCO QQQ TR UNIT SER 1 46090E103 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NEW 620076307 511 3498 SH SOLE 0 0 0 3498 MICROSOFT CORP COM 594918104 6898 33054 SH SOLE 0 0 0 33054 AT&T INC COM 00206R102 287 9586 SH SOLE 0 0 0 9586 CITIGROUP INC COM NEW 172967424 1555 29399 SH SOLE 0 0 0 29399 CISCO SYS INC COM 17275R102 365 8533 SH SOLE 0 0 0 8533 INTERNATIONAL BUSINESS MACHS COM 459200101 363 2907 SH SOLE 0 0 0 2907 LOCKHEED MARTIN CORP COM 539830109 595 1528 SH SOLE 0 0 0 1528 PEPSICO INC COM 713448108 608 4404 SH SOLE 0 0 0 4404 VERIZON COMMUNICATIONS INC COM 92343V104 561 9589 SH SOLE 0 0 0 9589 SPDR SER TR S&P 600 SMCP VAL 78464A300 3328 61424 SH SOLE 0 0 0 61424 SPDR SER TR S&P 600 SMCP GRW 78464A201 2106 33564 SH SOLE 0 0 0 33564 ISHARES TR GLOBAL FINLS ETF 464287333 393 7026 SH SOLE 0 0 0 7026 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2656 105892 SH SOLE 0 0 0 105892 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 241 1881 SH SOLE 0 0 0 1881 AMETEK INC COM 031100100 1321 13088 SH SOLE 0 0 0 13088 BK OF AMERICA CORP COM 060505104 453 17206 SH SOLE 0 0 0 17206 AUTOMATIC DATA PROCESSING IN COM 053015103 406 2917 SH SOLE 0 0 0 2917 EXXON MOBIL CORP COM 30231G102 832 19350 SH SOLE 0 0 0 19350 WALMART INC COM 931142103 647 4909 SH SOLE 0 0 0 4909 UNILEVER PLC SPON ADR NEW 904767704 734 12250 SH SOLE 0 0 0 12250 TEXAS INSTRS INC COM 882508104 289 2108 SH SOLE 0 0 0 2108 BAXTER INTL INC COM 071813109 212 2506 SH SOLE 0 0 0 2506 CVS HEALTH CORP COM 126650100 270 4168 SH SOLE 0 0 0 4168 STATE STR CORP COM 857477103 421 5978 SH SOLE 0 0 0 5978 DIAGEO P L C SPON ADR NEW 25243Q205 863 6188 SH SOLE 0 0 0 6188 DANAHER CORPORATION COM 235851102 343 1657 SH SOLE 0 0 0 1657 MERCK & CO. INC COM 58933Y105 731 8752 SH SOLE 0 0 0 8752 NOVARTIS AG SPONSORED ADR 66987V109 1979 23180 SH SOLE 0 0 0 23180 PROCTER AND GAMBLE CO COM 742718109 4153 30588 SH SOLE 0 0 0 30588 GILEAD SCIENCES INC COM 375558103 242 3556 SH SOLE 0 0 0 3556 HOME DEPOT INC COM 437076102 1559 5534 SH SOLE 0 0 0 5534 MCDONALDS CORP COM 580135101 428 2072 SH SOLE 0 0 0 2072 JPMORGAN CHASE & CO COM 46625H100 822 8033 SH SOLE 0 0 0 8033 WENDYS CO COM 95058W100 224 10004 SH SOLE 0 0 0 10004 TJX COS INC NEW COM 872540109 346 6062 SH SOLE 0 0 0 6062 MONDELEZ INTL INC CL A 609207105 842 15038 SH SOLE 0 0 0 15038 BOOKING HOLDINGS INC COM 09857L108 694 387 SH SOLE 0 0 0 387 ISHARES TR IBOXX INV CP ETF 464287242 3251 23899 SH SOLE 0 0 0 23899 CORNING INC COM 219350105 257 7900 SH SOLE 0 0 0 7900 PROGRESSIVE CORP OHIO COM 743315103 451 5063 SH SOLE 0 0 0 5063 FISERV INC COM 337738108 1132 11377 SH SOLE 0 0 0 11377 UNITEDHEALTH GROUP INC COM 91324P102 2340 7278 SH SOLE 0 0 0 7278 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 382 1649 SH SOLE 0 0 0 1649 RAYTHEON TECHNOLOGIES CORP COM 75513E101 432 6819 SH SOLE 0 0 0 6819 MARSH & MCLENNAN COS INC COM 571748102 212 1813 SH SOLE 0 0 0 1813 3M CO COM 88579Y101 2454 14794 SH SOLE 0 0 0 14794 VANGUARD INDEX FDS TOTAL STK MKT 922908769 684 4001 SH SOLE 0 0 0 4001 NORFOLK SOUTHERN CORP COM 655844108 229 1120 SH SOLE 0 0 0 1120 NEXTERA ENERGY INC COM 65339F101 495 1740 SH SOLE 0 0 0 1740 APPLE INC COM 037833100 14935 32466 SH SOLE 0 0 0 32466 BLACKBERRY LTD COM 09228F103 49 10000 SH SOLE 0 0 0 10000 ISHARES TR MSCI EMG MKT ETF 464287234 1849 41715 SH SOLE 0 0 0 41715 AON PLC SHS CL A G0403H108 1626 8351 SH SOLE 0 0 0 8351 AMERICAN EXPRESS CO COM 025816109 203 2018 SH SOLE 0 0 0 2018 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 733 16792 SH SOLE 0 0 0 16792 ISHARES TR CORE US AGGBD ET 464287226 5994 50663 SH SOLE 0 0 0 50663 SAP SE SPON ADR 803054204 1936 12036 SH SOLE 0 0 0 12036 GALLAGHER ARTHUR J & CO COM 363576109 210 1963 SH SOLE 0 0 0 1963 STANLEY BLACK & DECKER INC COM 854502101 1079 6810 SH SOLE 0 0 0 6810 BECTON DICKINSON & CO COM 075887109 441 1681 SH SOLE 0 0 0 1681 ISHARES TR CHINA LG-CAP ETF 464287184 292 6821 SH SOLE 0 0 0 6821 RIBBON COMMUNICATIONS INC COM 762544104 152 31914 SH SOLE 0 0 0 31914 ADVANCE AUTO PARTS INC COM 00751Y106 969 6215 SH SOLE 0 0 0 6215 ALPHABET INC CAP STK CL A 02079K305 611 403 SH SOLE 0 0 0 403 SPDR GOLD TR GOLD SHS 78463V107 5612 30614 SH SOLE 0 0 0 30614 MARKEL CORP COM 570535104 1933 1783 SH SOLE 0 0 0 1783 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 203 6077 SH SOLE 0 0 0 6077 PARKER HANNIFIN CORP COM 701094104 1127 5419 SH SOLE 0 0 0 5419 EMCORE CORP COM NEW 290846203 310 92442 SH SOLE 0 0 0 92442 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3931 118184 SH SOLE 0 0 0 118184 ISHARES GOLD TRUST ISHARES 464285105 205 10999 SH SOLE 0 0 0 10999 THERMO FISHER SCIENTIFIC INC COM 883556102 1219 2927 SH SOLE 0 0 0 2927 FIDELITY NATL INFORMATION SV COM 31620M106 340 2345 SH SOLE 0 0 0 2345 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 369 11522 SH SOLE 0 0 0 11522 SPDR SER TR S&P 400 MDCP VAL 78464A839 6410 138207 SH SOLE 0 0 0 138207 COGNEX CORP COM 192422103 232 3411 SH SOLE 0 0 0 3411 MASTERCARD INCORPORATED CL A 57636Q104 445 1364 SH SOLE 0 0 0 1364 ISHARES TR CORE S&P TTL STK 464287150 1089 14343 SH SOLE 0 0 0 14343 VANGUARD INDEX FDS LARGE CAP ETF 922908637 637 4075 SH SOLE 0 0 0 4075 UNIFIRST CORP MASS COM 904708104 771 3869 SH SOLE 0 0 0 3869 SPDR SER TR S&P 400 MDCP GRW 78464A821 6341 106787 SH SOLE 0 0 0 106787 EATON VANCE TX MGD DIV EQ IN COM 27828N102 320 28379 SH SOLE 0 0 0 28379 EATON VANCE TAX-MANAGED GLOB COM 27829F108 1719 223281 SH SOLE 0 0 0 223281 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 278 5403 SH SOLE 0 0 0 5403 ISHARES TR SHORT TREAS BD 464288679 779 7035 SH SOLE 0 0 0 7035 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 210 1684 SH SOLE 0 0 0 1684 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 749 8943 SH SOLE 0 0 0 8943 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 674 16081 SH SOLE 0 0 0 16081 ISHARES TR NATIONAL MUN ETF 464288414 8251 70583 SH SOLE 0 0 0 70583 BLACKROCK CR ALLOCATION INCO COM 092508100 172 12123 SH SOLE 0 0 0 12123 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 229 5102 SH SOLE 0 0 0 5102 VERU INC COM 92536C103 51 18521 SH SOLE 0 0 0 18521 TECHTARGET INC COM 87874R100 73901 1871394 SH SOLE 0 0 0 1871394 ATHERSYS INC NEW COM 04744L106 374 155112 SH SOLE 0 0 0 155112 ISHARES TR MSCI ACWI ETF 464288257 375 4667 SH SOLE 0 0 0 4667 ENTERPRISE BANCORP INC MASS COM 293668109 1269 56153 SH SOLE 0 0 0 56153 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 275 3372 SH SOLE 0 0 0 3372 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 355 8115 SH SOLE 0 0 0 8115 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 18005 561782 SH SOLE 0 0 0 561782 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 12526 111068 SH SOLE 0 0 0 111068 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 9551 178299 SH SOLE 0 0 0 178299 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6825 255048 SH SOLE 0 0 0 255048 TESLA INC COM 88160R101 331 204 SH SOLE 0 0 0 204 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 243 786 SH SOLE 0 0 0 786 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2487 43284 SH SOLE 0 0 0 43284 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 87 19805 SH SOLE 0 0 0 19805 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 372 6875 SH SOLE 0 0 0 6875 ISHARES TR FLTG RATE NT ETF 46429B655 11935 235773 SH SOLE 0 0 0 235773 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 6866 122084 SH SOLE 0 0 0 122084 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 442 7733 SH SOLE 0 0 0 7733 ISHARES TR A RATE CP BD ETF 46429B291 3983 68383 SH SOLE 0 0 0 68383 SPDR SER TR BLOMBERG BRC INV 78468R200 6011 196616 SH SOLE 0 0 0 196616 FACEBOOK INC CL A 30303M102 637 2437 SH SOLE 0 0 0 2437 ISHARES INC CORE MSCI EMKT 46434G103 4844 91490 SH SOLE 0 0 0 91490 ISHARES TR CORE MSCI TOTAL 46432F834 536 9069 SH SOLE 0 0 0 9069 ISHARES TR CORE MSCI EAFE 46432F842 12135 197621 SH SOLE 0 0 0 197621 ISHARES TR USA QUALITY FCTR 46432F339 13961 134191 SH SOLE 0 0 0 134191 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 223 2487 SH SOLE 0 0 0 2487 ISHARES TR 0-5YR INVT GR CP 46434V100 22094 423588 SH SOLE 0 0 0 423588 WISDOMTREE TR FLOATNG RAT TREA 97717X628 1284 51109 SH SOLE 0 0 0 51109 ALPHABET INC CAP STK CL C 02079K107 620 408 SH SOLE 0 0 0 408 ISHARES TR CORE DIV GRWTH 46434V621 55403 1364282 SH SOLE 0 0 0 1364282 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 866 3412 SH SOLE 0 0 0 3412 ARK ETF TR INNOVATION ETF 00214Q104 292 3400 SH SOLE 0 0 0 3400 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 16869 667546 SH SOLE 0 0 0 667546 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2433 49179 SH SOLE 0 0 0 49179 ISHARES TR IBONDS DEC21 ETF 46434VBK5 23769 948094 SH SOLE 0 0 0 948094 ISHARES TR IBONDS DEC23 ETF 46434VAX8 14110 538332 SH SOLE 0 0 0 538332 ISHARES TR IBONDS DEC22 ETF 46434VBA7 33184 1295239 SH SOLE 0 0 0 1295239 ISHARES TR IBONDS DEC24 ETF 46434VBG4 3676 138911 SH SOLE 0 0 0 138911 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 246 6886 SH SOLE 0 0 0 6886 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 178 164444 SH SOLE 0 0 0 164444 DELL TECHNOLOGIES INC CL C 24703L202 436 7325 SH SOLE 0 0 0 7325 UBER TECHNOLOGIES INC COM 90353T100 252 8261 SH SOLE 0 0 0 8261 ONEOK INC NEW COM 682680103 2 200 SH Call SOLE 0 0 0 200 SYSCO CORP COM 871829107 2 600 SH Call SOLE 0 0 0 600 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 800 SH Put SOLE 0 0 0 800 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 500 SH Put SOLE 0 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 1000 SH Put SOLE 0 0 0 1000