Chief Compliance Officer

0001801770-20-000001.txt : 20200213 0001801770-20-000001.hdr.sgml : 20200213 20200213132248 ACCESSION NUMBER: 0001801770-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Argent Wealth Management LLC CENTRAL INDEX KEY: 0001801770 IRS NUMBER: 205972245 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19963 FILM NUMBER: 20608757 BUSINESS ADDRESS: STREET 1: 200 FIFTH AVENUE STREET 2: 7TH FLR CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812904900 MAIL ADDRESS: STREET 1: 200 FIFTH AVENUE STREET 2: 7TH FLR CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001801770 XXXXXXXX 12-31-2019 12-31-2019 Argent Wealth Management LLC

200 FIFTH AVENUE 7TH FLR WALTHAM MA 02451

13F COMBINATION REPORT 028-19963 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0000829937 028-02259 Boston Trust Walden Co 0001665605 028-17691 3EDGE Asset Management, LP 0000860644 028-02634 Aristotle Capital Management, LLC 0000810972 028-01911 BAIRD ROBERT W & CO INC /WI/ 0001409427 028-12579 Boston Common Asset Management, LLC 0001599444 028-15799 CG Asset Management LLC 0001348883 028-11611 Clearbridge Investments, LLC 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 0001424322 028-12643 Cubic Asset Management, LLC 0001027760 028-05920 DELAWARE CAPITAL MANAGEMENT INC 0001102578 028-05269 EARNEST PARTNERS LLC 0000201772 028-00878 ESSEX INVESTMENT MANAGEMENT CO LLC 0001088084 028-10312 GOLDMAN SACHS ASSET MANAGEMENT/ 0000928196 028-04434 HARDING LOEVNER LP 0001314620 028-11091 Hillman Capital Management, Inc. 0000938506 028-04736 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 0001127761 028-06155 IRONWOOD INVESTMENT MANAGEMENT LLC 0001106129 028-03495 JENSEN INVESTMENT MANAGEMENT INC 0001259887 028-10665 LONDON CO OF VIRGINIA 0001465109 028-13573 Neuberger Berman Group LLC 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC N Richard Kahn Chief Compliance Officer 781-290-4900 Richard Kahn Waltham MA 02-13-2020 24 177 596680 false 1 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2 0000829937 028-02259 Boston Trust Walden Co 3 0001665605 028-17691 3EDGE Asset Management, LP 4 0000860644 028-02634 Aristotle Capital Management, LLC 5 0000810972 028-01911 BAIRD ROBERT W & CO INC /WI/ 6 0001409427 028-12579 Boston Common Asset Management, LLC 7 0001599444 028-15799 CG Asset Management LLC 8 0001348883 028-11611 Clearbridge Investments, LLC 9 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 10 0001424322 028-12643 Cubic Asset Management, LLC 11 0001027760 028-05920 DELAWARE CAPITAL MANAGEMENT INC 12 0001102578 028-05269 EARNEST PARTNERS LLC 13 0000201772 028-00878 ESSEX INVESTMENT MANAGEMENT CO LLC 14 0001088084 028-10312 GOLDMAN SACHS ASSET MANAGEMENT/ 15 0000928196 028-04434 HARDING LOEVNER LP 16 0001314620 028-11091 Hillman Capital Management, Inc. 17 0000938506 028-04736 INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 18 0001127761 028-06155 IRONWOOD INVESTMENT MANAGEMENT LLC 19 0001106129 028-03495 JENSEN INVESTMENT MANAGEMENT INC 20 0001259887 028-10665 LONDON CO OF VIRGINIA 21 0001465109 028-13573 Neuberger Berman Group LLC 22 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 23 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 24 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC INFORMATION TABLE 2 ArgentWealthManagement_13f.xml ARGENT WEALTH MANAGEMENT 13F ISHARES TR CORE S&P MCP ETF 464287507 925 4495 SH SOLE 0 0 0 4495 ISHARES TR S&P MC 400VL ETF 464287705 4284 25092 SH SOLE 0 0 0 25092 ISHARES TR S&P MC 400GR ETF 464287606 2913 12235 SH SOLE 0 0 0 12235 ISHARES TR CORE S&P SCP ETF 464287804 915 10916 SH SOLE 0 0 0 10916 ISHARES TR SP SMCP600VL ETF 464287879 2178 13543 SH SOLE 0 0 0 13543 ISHARES TR S&P SML 600 GWT 464287887 1661 8593 SH SOLE 0 0 0 8593 ISHARES TR S&P 500 VAL ETF 464287408 9069 69715 SH SOLE 0 0 0 69715 ISHARES TR CORE S&P500 ETF 464287200 14119 43679 SH SOLE 0 0 0 43679 ISHARES TR S&P 500 GRWT ETF 464287309 8075 41703 SH SOLE 0 0 0 41703 ISHARES TR RUS 1000 VAL ETF 464287598 7668 56184 SH SOLE 0 0 0 56184 ISHARES TR RUS 1000 GRW ETF 464287614 9862 56061 SH SOLE 0 0 0 56061 ISHARES TR RUSSELL 2000 ETF 464287655 1301 7853 SH SOLE 0 0 0 7853 ISHARES TR RUS 2000 VAL ETF 464287630 4563 35485 SH SOLE 0 0 0 35485 SPDR S&P 500 ETF TR TR UNIT 78462F103 818 2542 SH SOLE 0 0 0 2542 ADOBE INC COM 00724F101 304 923 SH SOLE 0 0 0 923 AMAZON COM INC COM 023135106 344 186 SH SOLE 0 0 0 186 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6565 28986 SH SOLE 0 0 0 28986 BOEING CO COM 097023105 355 1090 SH SOLE 0 0 0 1090 ONEOK INC NEW COM 682680103 1270 16780 SH SOLE 0 0 0 16780 AMGEN INC COM 031162100 560 2321 SH SOLE 0 0 0 2321 ABBOTT LABS COM 002824100 1712 19714 SH SOLE 0 0 0 19714 FEDEX CORP COM 31428X106 263 1738 SH SOLE 0 0 0 1738 INTEL CORP COM 458140100 627 10471 SH SOLE 0 0 0 10471 ISHARES TR RUS 2000 GRW ETF 464287648 2724 12716 SH SOLE 0 0 0 12716 ORACLE CORP COM 68389X105 2080 39268 SH SOLE 0 0 0 39268 DISNEY WALT CO COM DISNEY 254687106 3615 24992 SH SOLE 0 0 0 24992 SHERWIN WILLIAMS CO COM 824348106 777 1332 SH SOLE 0 0 0 1332 SYSCO CORP COM 871829107 716 8371 SH SOLE 0 0 0 8371 US BANCORP DEL COM NEW 902973304 2849 48050 SH SOLE 0 0 0 48050 JOHNSON & JOHNSON COM 478160104 3596 24650 SH SOLE 0 0 0 24650 MEDTRONIC PLC SHS G5960L103 2265 19969 SH SOLE 0 0 0 19969 PFIZER INC COM 717081103 2890 73753 SH SOLE 0 0 0 73753 LOWES COS INC COM 548661107 491 4098 SH SOLE 0 0 0 4098 ISHARES TR MSCI EAFE ETF 464287465 3141 45234 SH SOLE 0 0 0 45234 CHEVRON CORP NEW COM 166764100 331 2747 SH SOLE 0 0 0 2747 MOTOROLA SOLUTIONS INC COM NEW 620076307 665 4124 SH SOLE 0 0 0 4124 MICROSOFT CORP COM 594918104 5308 33657 SH SOLE 0 0 0 33657 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 602 31149 SH SOLE 0 0 0 31149 AT&T INC COM 00206R102 414 10583 SH SOLE 0 0 0 10583 TRUIST FINL CORP COM 89832Q109 310 5503 SH SOLE 0 0 0 5503 CITIGROUP INC COM NEW 172967424 566 7085 SH SOLE 0 0 0 7085 CISCO SYS INC COM 17275R102 515 10733 SH SOLE 0 0 0 10733 INTERNATIONAL BUSINESS MACHS COM 459200101 359 2681 SH SOLE 0 0 0 2681 COCA COLA CO COM 191216100 224 4056 SH SOLE 0 0 0 4056 LOCKHEED MARTIN CORP COM 539830109 533 1369 SH SOLE 0 0 0 1369 PEPSICO INC COM 713448108 633 4631 SH SOLE 0 0 0 4631 STRYKER CORP COM 863667101 223 1064 SH SOLE 0 0 0 1064 VERIZON COMMUNICATIONS INC COM 92343V104 718 11697 SH SOLE 0 0 0 11697 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2169 33011 SH SOLE 0 0 0 33011 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1317 20406 SH SOLE 0 0 0 20406 ISHARES TR GLOBAL FINLS ETF 464287333 1436 20887 SH SOLE 0 0 0 20887 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 303 3307 SH SOLE 0 0 0 3307 AMETEK INC NEW COM 031100100 1306 13097 SH SOLE 0 0 0 13097 BANK AMER CORP COM 060505104 805 22863 SH SOLE 0 0 0 22863 AUTOMATIC DATA PROCESSING IN COM 053015103 443 2601 SH SOLE 0 0 0 2601 EXXON MOBIL CORP COM 30231G102 1120 16051 SH SOLE 0 0 0 16051 WALMART INC COM 931142103 592 4980 SH SOLE 0 0 0 4980 TEXAS INSTRS INC COM 882508104 287 2237 SH SOLE 0 0 0 2237 BAXTER INTL INC COM 071813109 244 2913 SH SOLE 0 0 0 2913 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1708 20824 SH SOLE 0 0 0 20824 TOTAL S A SPONSORED ADS 89151E109 1028 18598 SH SOLE 0 0 0 18598 CVS HEALTH CORP COM 126650100 453 6094 SH SOLE 0 0 0 6094 STATE STR CORP COM 857477103 651 8231 SH SOLE 0 0 0 8231 DANAHER CORPORATION COM 235851102 276 1796 SH SOLE 0 0 0 1796 MERCK & CO INC COM 58933Y105 861 9466 SH SOLE 0 0 0 9466 NOVARTIS A G SPONSORED ADR 66987V109 2340 24711 SH SOLE 0 0 0 24711 RAYTHEON CO COM NEW 755111507 382 1740 SH SOLE 0 0 0 1740 PROCTER & GAMBLE CO COM 742718109 3812 30523 SH SOLE 0 0 0 30523 GILEAD SCIENCES INC COM 375558103 211 3244 SH SOLE 0 0 0 3244 HOME DEPOT INC COM 437076102 1209 5534 SH SOLE 0 0 0 5534 MCDONALDS CORP COM 580135101 413 2088 SH SOLE 0 0 0 2088 JPMORGAN CHASE & CO COM 46625H100 1226 8792 SH SOLE 0 0 0 8792 TJX COS INC NEW COM 872540109 362 5930 SH SOLE 0 0 0 5930 MONDELEZ INTL INC CL A 609207105 310 5620 SH SOLE 0 0 0 5620 BOOKING HLDGS INC COM 09857L108 922 449 SH SOLE 0 0 0 449 WELLS FARGO CO NEW COM 949746101 2145 39870 SH SOLE 0 0 0 39870 ISHARES TR IBOXX INV CP ETF 464287242 5546 43345 SH SOLE 0 0 0 43345 CORNING INC COM 219350105 225 7713 SH SOLE 0 0 0 7713 PROGRESSIVE CORP OHIO COM 743315103 375 5175 SH SOLE 0 0 0 5175 FISERV INC COM 337738108 1547 13378 SH SOLE 0 0 0 13378 UNITEDHEALTH GROUP INC COM 91324P102 1462 4972 SH SOLE 0 0 0 4972 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 314 1491 SH SOLE 0 0 0 1491 UNITED TECHNOLOGIES CORP COM 913017109 547 3650 SH SOLE 0 0 0 3650 MARSH & MCLENNAN COS INC COM 571748102 3348 30053 SH SOLE 0 0 0 30053 3M CO COM 88579Y101 602 3410 SH SOLE 0 0 0 3410 COMCAST CORP NEW CL A 20030N101 305 6785 SH SOLE 0 0 0 6785 VANGUARD INDEX FDS TOTAL STK MKT 922908769 677 4138 SH SOLE 0 0 0 4138 NORFOLK SOUTHERN CORP COM 655844108 223 1151 SH SOLE 0 0 0 1151 NEXTERA ENERGY INC COM 65339F101 435 1795 SH SOLE 0 0 0 1795 APPLE INC COM 037833100 14779 50327 SH SOLE 0 0 0 50327 BLACKBERRY LTD COM 09228F103 64 10000 SH SOLE 0 0 0 10000 ISHARES TR MSCI EMG MKT ETF 464287234 1949 43446 SH SOLE 0 0 0 43446 AON PLC SHS CL A G0408V102 2064 9910 SH SOLE 0 0 0 9910 AMERICAN EXPRESS CO COM 025816109 307 2462 SH SOLE 0 0 0 2462 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 821 18458 SH SOLE 0 0 0 18458 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 2034 181639 SH SOLE 0 0 0 181639 ISHARES TR CORE US AGGBD ET 464287226 7403 65877 SH SOLE 0 0 0 65877 STANLEY BLACK & DECKER INC COM 854502101 1094 6601 SH SOLE 0 0 0 6601 BECTON DICKINSON & CO COM 075887109 466 1713 SH SOLE 0 0 0 1713 ISHARES TR CHINA LG-CAP ETF 464287184 298 6821 SH SOLE 0 0 0 6821 RIBBON COMMUNICATIONS INC COM 762544104 99 31914 SH SOLE 0 0 0 31914 ADVANCE AUTO PARTS INC COM 00751Y106 995 6215 SH SOLE 0 0 0 6215 BLACKROCK FLOAT RATE OME STR COM 09255X100 696 51789 SH SOLE 0 0 0 51789 ALPHABET INC CAP STK CL A 02079K305 698 521 SH SOLE 0 0 0 521 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 687 89585 SH SOLE 0 0 0 89585 MARKEL CORP COM 570535104 1624 1420 SH SOLE 0 0 0 1420 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 276 6077 SH SOLE 0 0 0 6077 PARKER HANNIFIN CORP COM 701094104 1191 5786 SH SOLE 0 0 0 5786 EMCORE CORP COM NEW 290846203 205 67312 SH SOLE 0 0 0 67312 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3622 62661 SH SOLE 0 0 0 62661 THERMO FISHER SCIENTIFIC INC COM 883556102 973 2996 SH SOLE 0 0 0 2996 FIDELITY NATL INFORMATION SV COM 31620M106 333 2394 SH SOLE 0 0 0 2394 ISHARES TR EAFE GRWTH ETF 464288885 277 3199 SH SOLE 0 0 0 3199 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 5848 106748 SH SOLE 0 0 0 106748 CNA FINL CORP COM 126117100 922 20581 SH SOLE 0 0 0 20581 COGNEX CORP COM 192422103 219 3908 SH SOLE 0 0 0 3908 MASTERCARD INC CL A 57636Q104 354 1185 SH SOLE 0 0 0 1185 ISHARES TR CORE S&P TTL STK 464287150 310 4261 SH SOLE 0 0 0 4261 VANGUARD INDEX FDS LARGE CAP ETF 922908637 602 4075 SH SOLE 0 0 0 4075 UNIFIRST CORP MASS COM 904708104 900 4455 SH SOLE 0 0 0 4455 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 3572 62567 SH SOLE 0 0 0 62567 EATON VANCE TX MGD DIV EQ IN COM 27828N102 751 59946 SH SOLE 0 0 0 59946 EATON VANCE TAX MNGD GBL DV COM 27829F108 2693 306773 SH SOLE 0 0 0 306773 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 540 10050 SH SOLE 0 0 0 10050 ISHARES TR SHORT TREAS BD 464288679 2947 26681 SH SOLE 0 0 0 26681 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 248 6592 SH SOLE 0 0 0 6592 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1101 42728 SH SOLE 0 0 0 42728 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 914 9756 SH SOLE 0 0 0 9756 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 737 16717 SH SOLE 0 0 0 16717 ISHARES TR NATIONAL MUN ETF 464288414 9736 85473 SH SOLE 0 0 0 85473 BLACKROCK CR ALLCTN INC TR COM 092508100 182 13022 SH SOLE 0 0 0 13022 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 295 5910 SH SOLE 0 0 0 5910 ISHARES TR INTRM TR CRP ETF 464288638 351 6047 SH SOLE 0 0 0 6047 VERU INC COM 92536C103 45 13521 SH SOLE 0 0 0 13521 TECHTARGET INC COM 87874R100 57848 2216393 SH SOLE 0 0 0 2216393 ATHERSYS INC COM 04744L106 192 155746 SH SOLE 0 0 0 155746 ISHARES TR MSCI ACWI ETF 464288257 476 6010 SH SOLE 0 0 0 6010 ENTERPRISE BANCORP INC MASS COM 293668109 1875 55360 SH SOLE 0 0 0 55360 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 311 3844 SH SOLE 0 0 0 3844 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 18580 552488 SH SOLE 0 0 0 552488 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 8736 94030 SH SOLE 0 0 0 94030 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 11109 184780 SH SOLE 0 0 0 184780 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7239 264490 SH SOLE 0 0 0 264490 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 216 730 SH SOLE 0 0 0 730 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2132 35449 SH SOLE 0 0 0 35449 ISHARES TR CORE HIGH DV ETF 46429B663 214 2184 SH SOLE 0 0 0 2184 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 437 7485 SH SOLE 0 0 0 7485 ISHARES TR FLTG RATE NT ETF 46429B655 12449 244474 SH SOLE 0 0 0 244474 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 7955 148885 SH SOLE 0 0 0 148885 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 817 14098 SH SOLE 0 0 0 14098 ISHARES TR A RATE CP BD ETF 46429B291 3041 55639 SH SOLE 0 0 0 55639 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 5178 168508 SH SOLE 0 0 0 168508 FACEBOOK INC CL A 30303M102 498 2426 SH SOLE 0 0 0 2426 ISHARES INC CORE MSCI EMKT 46434G103 4362 81135 SH SOLE 0 0 0 81135 ISHARES TR CORE MSCI TOTAL 46432F834 1463 23637 SH SOLE 0 0 0 23637 ISHARES TR CORE MSCI EAFE 46432F842 13753 210801 SH SOLE 0 0 0 210801 ISHARES TR USA QUALITY FCTR 46432F339 8950 88617 SH SOLE 0 0 0 88617 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 897 12373 SH SOLE 0 0 0 12373 ISHARES TR 0-5YR HI YL CP 46434V407 666 14344 SH SOLE 0 0 0 14344 ISHARES TR 0-5YR INVT GR CP 46434V100 15962 312728 SH SOLE 0 0 0 312728 WISDOMTREE TR FLOATNG RAT TREA 97717X628 3411 136124 SH SOLE 0 0 0 136124 ALPHABET INC CAP STK CL C 02079K107 543 406 SH SOLE 0 0 0 406 ISHARES TR CORE DIV GRWTH 46434V621 41991 998134 SH SOLE 0 0 0 998134 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 211 993 SH SOLE 0 0 0 993 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 43198 1707416 SH SOLE 0 0 0 1707416 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 3440 70216 SH SOLE 0 0 0 70216 ISHARES TR IBONDS DEC21 ETF 46434VBK5 29047 1163742 SH SOLE 0 0 0 1163742 ISHARES TR IBONDS DEC23 ETF 46434VAX8 9469 370471 SH SOLE 0 0 0 370471 ISHARES TR IBONDS DEC25 ETF 46434VBD1 1258 48511 SH SOLE 0 0 0 48511 ISHARES TR IBONDS DEC22 ETF 46434VBA7 28600 1130883 SH SOLE 0 0 0 1130883 ISHARES TR IBONDS DEC24 ETF 46434VBG4 7119 277099 SH SOLE 0 0 0 277099 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 168 164444 SH SOLE 0 0 0 164444 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3906 166195 SH SOLE 0 0 0 166195 ETF SER SOLUTIONS US DIVERSIFIED 26922A511 274 8430 SH SOLE 0 0 0 8430 DELL TECHNOLOGIES INC CL C 24703L202 375 7303 SH SOLE 0 0 0 7303 ALCON INC ORD SHS H01301128 268 4729 SH SOLE 0 0 0 4729 UBER TECHNOLOGIES INC COM 90353T100 991 33326 SH SOLE 0 0 0 33326