SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
CEBULLA ANDREW J.

(Last) (First) (Middle)
701 N. LILAC DRIVE

(Street)
MINNEAPOLIS MN 55440

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2020
3. Issuer Name and Ticker or Trading Symbol
TENNANT CO [ TNC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,452(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 11/07/2027 Common Stock 782 $66.15 D
Stock Option (right to buy) (3) 02/27/2028 Common Stock 2,870 $67.7 D
Stock Option (right to buy) (4) 02/26/2029 Common Stock 3,051 $63.65 D
Explanation of Responses:
1. Consists of 1,215 directly owned shares and 237 restricted stock units vesting on December 7, 2021.
2. Stock options that are exercisable in one-third installments on the first, second and third anniversaries of the grant date, November 7, 2017.
3. Stock options that are exercisable in one-third installments on the first, second and third anniversaries of the grant date, February 27, 2018.
4. Stock options that are exercisable in one-third installments on the first, second and third anniversaries of the grant date, February 26, 2019.
/s/ Sheila Goulding on behalf of Andrew J. Cebulla 02/05/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.