Chief Compliance Officer

0001800608-20-000002.txt : 20200515 0001800608-20-000002.hdr.sgml : 20200515 20200515132317 ACCESSION NUMBER: 0001800608-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laidlaw Wealth Management LLC CENTRAL INDEX KEY: 0001800608 IRS NUMBER: 262822137 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20083 FILM NUMBER: 20883281 BUSINESS ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 BUSINESS PHONE: 212-697-5200 MAIL ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800608 XXXXXXXX 03-31-2020 03-31-2020 Laidlaw Wealth Management LLC

521 5TH AVENUE, 12TH FLOOR NEW YORK CITY NY 10175

13F HOLDINGS REPORT 028-20083 N Alex Shtaynberger Chief Compliance Officer 212-697-5200 Alex Shtaynberger New York Cirt NY 05-15-2020 0 150 152690 false INFORMATION TABLE 2 Laidlaw0331202013F.xml ALPS ETF TR ALERIAN MLP 00162Q866 43 12445 SH SOLE 0 0 12445 AT&T INC COM 00206R102 2304 79050 SH SOLE 0 0 79050 ABBVIE INC COM 00287Y109 335 4391 SH SOLE 0 0 4391 ADOBE INC COM 00724F101 6563 20623 SH SOLE 0 0 20623 AKEBIA THERAPEUTICS INC COM 00972D105 77 10195 SH SOLE 0 0 10195 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 515 2649 SH SOLE 0 0 2649 ALPHABET INC CAP STK CL C 02079K107 1533 1318 SH SOLE 0 0 1318 ALPHABET INC CAP STK CL A 02079K305 2085 1795 SH SOLE 0 0 1795 ALTRIA GROUP INC COM 02209S103 344 8903 SH SOLE 0 0 8903 AMAZON COM INC COM 023135106 2000 1026 SH SOLE 0 0 1026 AMERICAN ELEC PWR CO INC COM 025537101 279 3494 SH SOLE 0 0 3494 AMERICAN TOWER CORP NEW COM 03027X100 724 3323 SH SOLE 0 0 3323 AMGEN INC COM 031162100 1586 7823 SH SOLE 0 0 7823 APPLE INC COM 037833100 9032 35520 SH SOLE 0 0 35520 ARES CAPITAL CORP COM 04010L103 187 17381 SH SOLE 0 0 17381 ASPEN GROUP INC COM NEW 04530L203 5230 654512 SH SOLE 0 0 654512 AURORA CANNABIS INC COM 05156X108 13 14385 SH SOLE 0 0 14385 AUTOMATIC DATA PROCESSING IN COM 053015103 202 1477 SH SOLE 0 0 1477 BK OF AMERICA CORP COM 060505104 336 15809 SH SOLE 0 0 15809 BECTON DICKINSON & CO COM 075887109 1670 7267 SH SOLE 0 0 7267 BLACKROCK INC COM 09247X101 220 501 SH SOLE 0 0 501 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 511 40000 SH SOLE 0 0 40000 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1422 107844 SH SOLE 0 0 107844 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 1487 110261 SH SOLE 0 0 110261 BLACKROCK FLOATING RATE INCO COM 09255X100 932 93102 SH SOLE 0 0 93102 BLACKSTONE GROUP INC COM CL A 09260D107 934 20507 SH SOLE 0 0 20507 BOEING CO COM 097023105 1190 7980 SH SOLE 0 0 7980 BOSTON SCIENTIFIC CORP COM 101137107 224 6850 SH SOLE 0 0 6850 BRISTOL-MYERS SQUIBB CO COM 110122108 920 16513 SH SOLE 0 0 16513 BROADCOM INC COM 11135F101 292 1232 SH SOLE 0 0 1232 CVS HEALTH CORP COM 126650100 947 15963 SH SOLE 0 0 15963 CHEVRON CORP NEW COM 166764100 327 4509 SH SOLE 0 0 4509 CISCO SYS INC COM 17275R102 989 25156 SH SOLE 0 0 25156 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 117 63805 SH SOLE 0 0 63805 COCA COLA CO COM 191216100 311 7030 SH SOLE 0 0 7030 COMCAST CORP NEW CL A 20030N101 793 23071 SH SOLE 0 0 23071 CONSOLIDATED EDISON INC COM 209115104 1645 21090 SH SOLE 0 0 21090 CONSTELLATION BRANDS INC CL A 21036P108 300 2096 SH SOLE 0 0 2096 COSTCO WHSL CORP NEW COM 22160K105 551 1931 SH SOLE 0 0 1931 CROWN CASTLE INTL CORP NEW COM 22822V101 256 1771 SH SOLE 0 0 1771 DISNEY WALT CO COM DISNEY 254687106 871 9015 SH SOLE 0 0 9015 DUFF & PHELPS UTLITY AND INF COM 26433C105 375 39696 SH SOLE 0 0 39696 ETF SER SOLUTIONS CLEARSHS ULTRA 26922A453 680 6794 SH SOLE 0 0 6794 EMERSON ELEC CO COM 291011104 563 11819 SH SOLE 0 0 11819 EXXON MOBIL CORP COM 30231G102 583 15348 SH SOLE 0 0 15348 FACEBOOK INC CL A 30303M102 1082 6487 SH SOLE 0 0 6487 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 261 2112 SH SOLE 0 0 2112 FORD MTR CO DEL COM 345370860 133 27597 SH SOLE 0 0 27597 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 2154 22723 SH SOLE 0 0 22723 GERON CORP COM 374163103 34 28425 SH SOLE 0 0 28425 GILEAD SCIENCES INC COM 375558103 261 3490 SH SOLE 0 0 3490 GOLDMAN SACHS GROUP INC COM 38141G104 253 1637 SH SOLE 0 0 1637 GOLDMAN SACHS BDC INC SHS 38147U107 202 16348 SH SOLE 0 0 16348 HOME DEPOT INC COM 437076102 1255 6722 SH SOLE 0 0 6722 HONEYWELL INTL INC COM 438516106 1193 8917 SH SOLE 0 0 8917 HUMANA INC COM 444859102 226 721 SH SOLE 0 0 721 INTEL CORP COM 458140100 1064 19657 SH SOLE 0 0 19657 INTERNATIONAL BUSINESS MACHS COM 459200101 1515 13658 SH SOLE 0 0 13658 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 3023 132958 SH SOLE 0 0 132958 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 2967 60167 SH SOLE 0 0 60167 INVESCO QQQ TR UNIT SER 1 46090E103 1143 6004 SH SOLE 0 0 6004 INTUITIVE SURGICAL INC COM NEW 46120E602 247 498 SH SOLE 0 0 498 INVESCO MORTGAGE CAPITAL INC COM 46131B100 62 18300 SH SOLE 0 0 18300 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1080 5709 SH SOLE 0 0 5709 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 364 2944 SH SOLE 0 0 2944 INVESCO EXCHANGE-TRADED FD T KBW BK ETF 46138E628 665 19852 SH SOLE 0 0 19852 INVESCO EXCHANGE-TRADED FD T EMRNG MKT SVRG 46138E784 255 10657 SH SOLE 0 0 10657 ISHARES GOLD TRUST ISHARES 464285105 1570 104203 SH SOLE 0 0 104203 ISHARES TR TIPS BD ETF 464287176 556 4716 SH SOLE 0 0 4716 ISHARES TR CORE S&P500 ETF 464287200 467 1808 SH SOLE 0 0 1808 ISHARES TR IBOXX INV CP ETF 464287242 653 5284 SH SOLE 0 0 5284 ISHARES TR GBL COMM SVC ETF 464287275 857 16516 SH SOLE 0 0 16516 ISHARES TR NASDAQ BIOTECH 464287556 606 5624 SH SOLE 0 0 5624 ISHARES TR MBS ETF 464288588 1309 11853 SH SOLE 0 0 11853 ISHARES TR 3 7 YR TREAS BD 464288661 495 3711 SH SOLE 0 0 3711 ISHARES TR GLOB INDSTRL ETF 464288729 450 6339 SH SOLE 0 0 6339 ISHARES TR GLB CNS DISC ETF 464288745 464 4907 SH SOLE 0 0 4907 ISHARES TR A RATE CP BD ETF 46429B291 2211 40095 SH SOLE 0 0 40095 ISHARES TR FLTG RATE NT ETF 46429B655 2599 53332 SH SOLE 0 0 53332 ISHARES TR CORE MSCI EAFE 46432F842 981 19670 SH SOLE 0 0 19670 ISHARES INC CORE MSCI EMKT 46434G103 573 14158 SH SOLE 0 0 14158 ISHARES TR IBONDS DEC2023 46435G318 256 9963 SH SOLE 0 0 9963 JPMORGAN CHASE & CO COM 46625H100 1240 13774 SH SOLE 0 0 13774 JOHN HANCOCK ETF TRUST MLTFACTR UTILS 47804J867 257 9117 SH SOLE 0 0 9117 JOHNSON & JOHNSON COM 478160104 1539 11734 SH SOLE 0 0 11734 LINEAGE CELL THERAPEUTICS IN COM 53566P109 89 107379 SH SOLE 0 0 107379 MASTERCARD INC CL A 57636Q104 588 2433 SH SOLE 0 0 2433 MCDONALDS CORP COM 580135101 533 3226 SH SOLE 0 0 3226 MERCK & CO. INC COM 58933Y105 620 8060 SH SOLE 0 0 8060 MICROSOFT CORP COM 594918104 3810 24159 SH SOLE 0 0 24159 NEW JERSEY RES COM 646025106 258 7583 SH SOLE 0 0 7583 NEXTERA ENERGY INC COM 65339F101 1255 5216 SH SOLE 0 0 5216 NIKE INC CL B 654106103 542 6550 SH SOLE 0 0 6550 NVIDIA CORP COM 67066G104 498 1889 SH SOLE 0 0 1889 PAYPAL HLDGS INC COM 70450Y103 289 3020 SH SOLE 0 0 3020 PEPSICO INC COM 713448108 1346 11206 SH SOLE 0 0 11206 PFIZER INC COM 717081103 614 18823 SH SOLE 0 0 18823 PHILIP MORRIS INTL INC COM 718172109 470 6448 SH SOLE 0 0 6448 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3191 32239 SH SOLE 0 0 32239 PROCTER & GAMBLE CO COM 742718109 1105 10049 SH SOLE 0 0 10049 SPDR GOLD TRUST GOLD SHS 78463V107 1051 7100 SH SOLE 0 0 7100 SPDR SER TR S&P 600 SMCP GRW 78464A201 1699 36787 SH SOLE 0 0 36787 SPDR SER TR S&P 600 SMCP VAL 78464A300 1653 40449 SH SOLE 0 0 40449 SPDR SER TR S&P 400 MDCP GRW 78464A821 1916 44742 SH SOLE 0 0 44742 SPDR SER TR S&P 400 MDCP VAL 78464A839 1792 50829 SH SOLE 0 0 50829 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1469 36713 SH SOLE 0 0 36713 SPDR SER TR NUVEEN BLMBRG SR 78468R739 412 8435 SH SOLE 0 0 8435 SALESFORCE COM INC COM 79466L302 526 3653 SH SOLE 0 0 3653 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1027 16761 SH SOLE 0 0 16761 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4219 52973 SH SOLE 0 0 52973 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3977 89829 SH SOLE 0 0 89829 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1372 66296 SH SOLE 0 0 66296 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2159 83545 SH SOLE 0 0 83545 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1442 26577 SH SOLE 0 0 26577 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2466 47669 SH SOLE 0 0 47669 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 422 4768 SH SOLE 0 0 4768 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 277 5089 SH SOLE 0 0 5089 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 350 3568 SH SOLE 0 0 3568 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 245 11760 SH SOLE 0 0 11760 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 336 5701 SH SOLE 0 0 5701 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 942 11720 SH SOLE 0 0 11720 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 207 6688 SH SOLE 0 0 6688 STARBUCKS CORP COM 855244109 897 13643 SH SOLE 0 0 13643 STRYKER CORP COM 863667101 335 2010 SH SOLE 0 0 2010 TJX COS INC NEW COM 872540109 282 5891 SH SOLE 0 0 5891 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 589 33051 SH SOLE 0 0 33051 TEXAS INSTRS INC COM 882508104 238 2381 SH SOLE 0 0 2381 THERMO FISHER SCIENTIFIC INC COM 883556102 540 1903 SH SOLE 0 0 1903 UBER TECHNOLOGIES INC COM 90353T100 253 9063 SH SOLE 0 0 9063 UNION PAC CORP COM 907818108 239 1694 SH SOLE 0 0 1694 UNITEDHEALTH GROUP INC COM 91324P102 1160 4652 SH SOLE 0 0 4652 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 392 7971 SH SOLE 0 0 7971 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 299 2890 SH SOLE 0 0 2890 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1106 12380 SH SOLE 0 0 12380 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1336 16251 SH SOLE 0 0 16251 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 415 3015 SH SOLE 0 0 3015 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 360 7102 SH SOLE 0 0 7102 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 223 2019 SH SOLE 0 0 2019 VANGUARD WORLD FDS INF TECH ETF 92204A702 1052 4966 SH SOLE 0 0 4966 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 317 4011 SH SOLE 0 0 4011 VANGUARD INDEX FDS GROWTH ETF 922908736 904 5771 SH SOLE 0 0 5771 VANGUARD INDEX FDS VALUE ETF 922908744 930 10444 SH SOLE 0 0 10444 VERIZON COMMUNICATIONS INC COM 92343V104 1696 31571 SH SOLE 0 0 31571 VISA INC COM CL A 92826C839 1486 9220 SH SOLE 0 0 9220 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 468 34019 SH SOLE 0 0 34019 WALMART INC COM 931142103 277 2436 SH SOLE 0 0 2436 ZOETIS INC CL A 98978V103 201 1710 SH SOLE 0 0 1710 MEDTRONIC PLC SHS G5960L103 202 2236 SH SOLE 0 0 2236 BERKSHIRE HATHAWAY INC DEL CL B 084670702 1668 9124 SH SOLE 0 0 9124 UNITED TECHNOLOGIES CORP COM 913017109 638 6765 SH SOLE 0 0 6765