Consultant

0001800608-20-000001.txt : 20200214 0001800608-20-000001.hdr.sgml : 20200214 20200214133737 ACCESSION NUMBER: 0001800608-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laidlaw Wealth Management LLC CENTRAL INDEX KEY: 0001800608 IRS NUMBER: 262822137 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20083 FILM NUMBER: 20617543 BUSINESS ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 BUSINESS PHONE: 212-697-5200 MAIL ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001800608 XXXXXXXX 12-31-2019 12-31-2019 Laidlaw Wealth Management LLC

521 5TH AVENUE, 12TH FLOOR NEW YORK CITY NY 10175

13F HOLDINGS REPORT 028-20083 N Timothy Buckler Consultant 804-245-0543 Alex Shtaynberger New York NY 02-14-2020 0 170 158221 false INFORMATION TABLE 2 laidlawq4201913F.xml AT&T INC COM 00206R102 3099 79296 SH SOLE 0 0 79296 ADOBE INC COM 00724F101 7423 22507 SH SOLE 0 0 22507 AKEBIA THERAPEUTICS INC COM 00972D105 64 10195 SH SOLE 0 0 10195 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 475 2241 SH SOLE 0 0 2241 ALPHABET INC CAP STK CL C 02079K107 1876 1403 SH SOLE 0 0 1403 ALPHABET INC CAP STK CL A 02079K305 2265 1691 SH SOLE 0 0 1691 ALTRIA GROUP INC COM 02209S103 483 9676 SH SOLE 0 0 9676 AMAZON COM INC COM 023135106 1768 957 SH SOLE 0 0 957 AMERICAN ELEC PWR CO INC COM 025537101 286 3030 SH SOLE 0 0 3030 AMERICAN EXPRESS CO COM 025816109 247 1985 SH SOLE 0 0 1985 AMERICAN TOWER CORP NEW COM 03027X100 610 2655 SH SOLE 0 0 2655 AMGEN INC COM 031162100 1989 8252 SH SOLE 0 0 8252 APPLE INC COM 037833100 10456 35606 SH SOLE 0 0 35606 ARES CAP CORP COM 04010L103 311 16681 SH SOLE 0 0 16681 AURORA CANNABIS INC COM 05156X108 22 10057 SH SOLE 0 0 10057 AUTOMATIC DATA PROCESSING IN COM 053015103 268 1575 SH SOLE 0 0 1575 AXSOME THERAPEUTICS INC COM 05464T104 252 2435 SH SOLE 0 0 2435 BANK AMER CORP COM 060505104 564 16021 SH SOLE 0 0 16021 BANK NEW YORK MELLON CORP COM 064058100 232 4608 SH SOLE 0 0 4608 BECTON DICKINSON & CO COM 075887109 1966 7229 SH SOLE 0 0 7229 BLACKROCK INC COM 09247X101 252 501 SH SOLE 0 0 501 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 740 54800 SH SOLE 0 0 54800 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 143 10750 SH SOLE 0 0 10750 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1801 125511 SH SOLE 0 0 125511 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 1814 120228 SH SOLE 0 0 120228 BLACKSTONE GROUP INC COM CL A 09260D107 1055 18852 SH SOLE 0 0 18852 BOEING CO COM 097023105 2287 7021 SH SOLE 0 0 7021 BOSTON SCIENTIFIC CORP COM 101137107 366 8100 SH SOLE 0 0 8100 BRISTOL MYERS SQUIBB CO COM 110122108 1389 21640 SH SOLE 0 0 21640 BROADCOM INC COM 11135F101 201 637 SH SOLE 0 0 637 CVS HEALTH CORP COM 126650100 1281 17246 SH SOLE 0 0 17246 CHEVRON CORP NEW COM 166764100 507 4208 SH SOLE 0 0 4208 CISCO SYS INC COM 17275R102 1187 24739 SH SOLE 0 0 24739 CITIGROUP INC COM NEW 172967424 302 3784 SH SOLE 0 0 3784 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 823 73068 SH SOLE 0 0 73068 COCA COLA CO COM 191216100 383 6924 SH SOLE 0 0 6924 COMCAST CORP NEW CL A 20030N101 1201 26703 SH SOLE 0 0 26703 CONSOLIDATED EDISON INC COM 209115104 1922 21241 SH SOLE 0 0 21241 CONSTELLATION BRANDS INC CL A 21036P108 393 2073 SH SOLE 0 0 2073 COSTCO WHSL CORP NEW COM 22160K105 582 1980 SH SOLE 0 0 1980 CROWN CASTLE INTL CORP NEW COM 22822V101 249 1749 SH SOLE 0 0 1749 DISNEY WALT CO COM DISNEY 254687106 2217 15330 SH SOLE 0 0 15330 DOW INC COM 260557103 205 3737 SH SOLE 0 0 3737 DUFF & PHELPS UTLITY AND INF COM 26433C105 478 31450 SH SOLE 0 0 31450 EMERSON ELEC CO COM 291011104 1037 13594 SH SOLE 0 0 13594 EXXON MOBIL CORP COM 30231G102 945 13536 SH SOLE 0 0 13536 FACEBOOK INC CL A 30303M102 1273 6204 SH SOLE 0 0 6204 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 326 2343 SH SOLE 0 0 2343 FORD MTR CO DEL COM 345370860 350 37677 SH SOLE 0 0 37677 GERON CORP COM 374163103 41 30225 SH SOLE 0 0 30225 GOLDMAN SACHS GROUP INC COM 38141G104 380 1651 SH SOLE 0 0 1651 GOLDMAN SACHS BDC INC SHS 38147U107 385 18100 SH SOLE 0 0 18100 HOME DEPOT INC COM 437076102 1463 6701 SH SOLE 0 0 6701 HONEYWELL INTL INC COM 438516106 1591 8989 SH SOLE 0 0 8989 HUMANA INC COM 444859102 258 704 SH SOLE 0 0 704 INTEL CORP COM 458140100 1166 19487 SH SOLE 0 0 19487 INTERNATIONAL BUSINESS MACHS COM 459200101 1693 12633 SH SOLE 0 0 12633 INVESCO QQQ TR UNIT SER 1 46090E103 357 1678 SH SOLE 0 0 1678 INTUITIVE SURGICAL INC COM NEW 46120E602 241 407 SH SOLE 0 0 407 INVESCO MORTGAGE CAPITAL INC COM 46131B100 227 13650 SH SOLE 0 0 13650 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 519 19628 SH SOLE 0 0 19628 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 371 12549 SH SOLE 0 0 12549 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 317 13884 SH SOLE 0 0 13884 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 224 10426 SH SOLE 0 0 10426 ISHARES GOLD TRUST ISHARES 464285105 1218 84017 SH SOLE 0 0 84017 ISHARES TR TIPS BD ETF 464287176 959 8231 SH SOLE 0 0 8231 ISHARES TR CORE S&P500 ETF 464287200 793 2453 SH SOLE 0 0 2453 ISHARES TR IBOXX INV CP ETF 464287242 729 5697 SH SOLE 0 0 5697 ISHARES TR NASDAQ BIOTECH 464287556 696 5777 SH SOLE 0 0 5777 ISHARES TR RUS 1000 VAL ETF 464287598 202 1478 SH SOLE 0 0 1478 ISHARES TR RUS 1000 GRW ETF 464287614 233 1323 SH SOLE 0 0 1323 ISHARES TR US HLTHCARE ETF 464287762 543 2515 SH SOLE 0 0 2515 ISHARES TR IBOXX HI YD ETF 464288513 201 2289 SH SOLE 0 0 2289 ISHARES TR MBS ETF 464288588 1676 15508 SH SOLE 0 0 15508 ISHARES TR 3 7 YR TREAS BD 464288661 503 4003 SH SOLE 0 0 4003 ISHARES TR CORE MSCI EAFE 46432F842 1504 23051 SH SOLE 0 0 23051 ISHARES INC CORE MSCI EMKT 46434G103 984 18303 SH SOLE 0 0 18303 ISHARES TR CORE INTL AGGR 46435G672 251 4577 SH SOLE 0 0 4577 JPMORGAN CHASE & CO COM 46625H100 1860 13345 SH SOLE 0 0 13345 JOHNSON & JOHNSON COM 478160104 1682 11532 SH SOLE 0 0 11532 LINEAGE CELL THERAPEUTICS IN COM 53566P109 27 29853 SH SOLE 0 0 29853 LOCKHEED MARTIN CORP COM 539830109 209 537 SH SOLE 0 0 537 MASTERCARD INC CL A 57636Q104 698 2337 SH SOLE 0 0 2337 MCDONALDS CORP COM 580135101 657 3327 SH SOLE 0 0 3327 MERCK & CO INC COM 58933Y105 751 8263 SH SOLE 0 0 8263 MICROSOFT CORP COM 594918104 4491 28481 SH SOLE 0 0 28481 NETFLIX INC COM 64110L106 223 689 SH SOLE 0 0 689 NEW JERSEY RES COM 646025106 338 7573 SH SOLE 0 0 7573 NEXTERA ENERGY INC COM 65339F101 1233 5091 SH SOLE 0 0 5091 NIKE INC CL B 654106103 614 6058 SH SOLE 0 0 6058 NVIDIA CORP COM 67066G104 421 1787 SH SOLE 0 0 1787 PAYPAL HLDGS INC COM 70450Y103 312 2886 SH SOLE 0 0 2886 PEPSICO INC COM 713448108 1358 9939 SH SOLE 0 0 9939 PFIZER INC COM 717081103 744 18990 SH SOLE 0 0 18990 PHILIP MORRIS INTL INC COM 718172109 526 6181 SH SOLE 0 0 6181 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 395 3960 SH SOLE 0 0 3960 POLARIS INC COM 731068102 227 2236 SH SOLE 0 0 2236 PROCTER & GAMBLE CO COM 742718109 1231 9858 SH SOLE 0 0 9858 RAYTHEON CO COM NEW 755111507 209 949 SH SOLE 0 0 949 SPDR S&P 500 ETF TR TR UNIT 78462F103 431 1340 SH SOLE 0 0 1340 SPDR GOLD TRUST GOLD SHS 78463V107 951 6658 SH SOLE 0 0 6658 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1344 20833 SH SOLE 0 0 20833 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1371 20858 SH SOLE 0 0 20858 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1503 26319 SH SOLE 0 0 26319 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1519 27730 SH SOLE 0 0 27730 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 532 11425 SH SOLE 0 0 11425 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 275 5593 SH SOLE 0 0 5593 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 934 30000 SH SOLE 0 0 30000 SALESFORCE COM INC COM 79466L302 626 3850 SH SOLE 0 0 3850 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1222 15908 SH SOLE 0 0 15908 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3332 35866 SH SOLE 0 0 35866 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3225 53638 SH SOLE 0 0 53638 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1108 40466 SH SOLE 0 0 40466 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1879 55859 SH SOLE 0 0 55859 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1282 23992 SH SOLE 0 0 23992 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 960 19018 SH SOLE 0 0 19018 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 307 4994 SH SOLE 0 0 4994 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 810 7950 SH SOLE 0 0 7950 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 546 8675 SH SOLE 0 0 8675 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1098 8758 SH SOLE 0 0 8758 SELECT SECTOR SPDR TR ENERGY 81369Y506 208 3466 SH SOLE 0 0 3466 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 640 20788 SH SOLE 0 0 20788 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 597 7326 SH SOLE 0 0 7326 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1314 14329 SH SOLE 0 0 14329 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 822 15331 SH SOLE 0 0 15331 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 429 11086 SH SOLE 0 0 11086 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 220 3406 SH SOLE 0 0 3406 STARBUCKS CORP COM 855244109 1214 13812 SH SOLE 0 0 13812 STRYKER CORP COM 863667101 426 2031 SH SOLE 0 0 2031 TJX COS INC NEW COM 872540109 363 5951 SH SOLE 0 0 5951 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 333 15928 SH SOLE 0 0 15928 TEXAS INSTRS INC COM 882508104 348 2711 SH SOLE 0 0 2711 THERMO FISHER SCIENTIFIC INC COM 883556102 512 1575 SH SOLE 0 0 1575 3M CO COM 88579Y101 266 1507 SH SOLE 0 0 1507 UBER TECHNOLOGIES INC COM 90353T100 225 7570 SH SOLE 0 0 7570 UNION PACIFIC CORP COM 907818108 339 1874 SH SOLE 0 0 1874 UNITED RENTALS INC COM 911363109 268 1605 SH SOLE 0 0 1605 UNITED TECHNOLOGIES CORP COM 913017109 1053 7029 SH SOLE 0 0 7029 UNITEDHEALTH GROUP INC COM 91324P102 1439 4894 SH SOLE 0 0 4894 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 400 7971 SH SOLE 0 0 7971 VANGUARD GROUP DIV APP ETF 921908844 322 2583 SH SOLE 0 0 2583 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1259 14430 SH SOLE 0 0 14430 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1901 23583 SH SOLE 0 0 23583 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 362 6742 SH SOLE 0 0 6742 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 559 3466 SH SOLE 0 0 3466 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1143 14985 SH SOLE 0 0 14985 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 258 1347 SH SOLE 0 0 1347 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 843 5478 SH SOLE 0 0 5478 VANGUARD WORLD FDS INF TECH ETF 92204A702 1229 5019 SH SOLE 0 0 5019 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 474 5856 SH SOLE 0 0 5856 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 234 2566 SH SOLE 0 0 2566 VENTAS INC COM 92276F100 307 5321 SH SOLE 0 0 5321 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 309 5778 SH SOLE 0 0 5778 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 224 2415 SH SOLE 0 0 2415 VANGUARD INDEX FDS SML CP GRW ETF 922908595 384 1932 SH SOLE 0 0 1932 VANGUARD INDEX FDS SM CP VAL ETF 922908611 289 2106 SH SOLE 0 0 2106 VANGUARD INDEX FDS GROWTH ETF 922908736 1056 5798 SH SOLE 0 0 5798 VANGUARD INDEX FDS VALUE ETF 922908744 1296 10814 SH SOLE 0 0 10814 VERIZON COMMUNICATIONS INC COM 92343V104 1714 27919 SH SOLE 0 0 27919 VISA INC COM CL A 92826C839 1664 8857 SH SOLE 0 0 8857 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 787 40737 SH SOLE 0 0 40737 WALMART INC COM 931142103 297 2495 SH SOLE 0 0 2495 ZOETIS INC CL A 98978V103 209 1579 SH SOLE 0 0 1579 ALLERGAN PLC SHS G0177J108 227 1185 SH SOLE 0 0 1185 MEDTRONIC PLC SHS G5960L103 253 2228 SH SOLE 0 0 2228 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 166 11295 SH SOLE 0 0 11295 ASPEN GROUP INC COM NEW 04530L203 2785 348134 SH SOLE 0 0 348134 BERKSHIRE HATHAWAY CLASS B 084670702 1980 8740 SH SOLE 0 0 8740 CARLYLE GROUP L P LP COM UTS LTD PTN 14309L102 723 22543 SH SOLE 0 0 22543