0001725547-20-000064.txt : 20200731
0001725547-20-000064.hdr.sgml : 20200731
20200731155629
ACCESSION NUMBER: 0001725547-20-000064
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200731
DATE AS OF CHANGE: 20200731
EFFECTIVENESS DATE: 20200731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: XML Financial, LLC
CENTRAL INDEX KEY: 0001800465
IRS NUMBER: 813654175
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19740
FILM NUMBER: 201065885
BUSINESS ADDRESS:
STREET 1: ONE PRESERVE PARKWAY
STREET 2: SUITE 120
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
BUSINESS PHONE: 866.451.1874
MAIL ADDRESS:
STREET 1: ONE PRESERVE PARKWAY
STREET 2: SUITE 120
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
0001800465
XXXXXXXX
06-30-2020
06-30-2020
false
XML Financial, LLC
ONE PRESERVE PARKWAY
SUITE 120
ROCKVILLE
MD
20852
13F HOLDINGS REPORT
028-19740
N
JENNIFER SZARO
CHIEF COMPLIANCE OFFICER
(301) 770-5234
/s/ Jennifer Szaro
Falls Church
VA
07-31-2020
0
190
288176
false
INFORMATION TABLE
2
Form13fInfoTable.xml
AT&T INC
COM
00206R102
1536
50815
SH
SOLE
0
0
50815
ARK ETF TR
INNOVATION ETF
00214Q104
4451
62412
SH
SOLE
0
0
62412
ARK ETF TR
GENOMIC REV ETF
00214Q302
322
6169
SH
SOLE
0
0
6169
ABBOTT LABS
COM
002824100
411
4498
SH
SOLE
0
0
4497
ABBVIE INC
COM
00287Y109
480
4891
SH
SOLE
0
0
4890
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
61
13173
SH
SOLE
0
0
13172
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
275
18424
SH
SOLE
0
0
18424
ADVANCED MICRO DEVICES INC
COM
007903107
263
5000
SH
Call
SOLE
0
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
346
6570
SH
SOLE
0
0
6570
ALLIANZGI EQUITY & CONV INCO
COM
018829101
2255
100314
SH
SOLE
0
0
100314
ALPHABET INC
CAP STK CL C
02079K107
416
295
SH
SOLE
0
0
294
ALPHABET INC
CAP STK CL A
02079K305
288
203
SH
SOLE
0
0
203
ALTRIA GROUP INC
COM
02209S103
933
23761
SH
SOLE
0
0
23760
AMAZON COM INC
COM
023135106
1614
585
SH
SOLE
0
0
585
AMERISOURCEBERGEN CORP
COM
03073E105
262
2603
SH
SOLE
0
0
2602
AMGEN INC
COM
031162100
351
1489
SH
SOLE
0
0
1489
APPLE INC
COM
037833100
7791
21356
SH
SOLE
0
0
21356
APPLIED MATLS INC
COM
038222105
481
7959
SH
SOLE
0
0
7958
ARES CAPITAL CORP
COM
04010L103
195
13496
SH
SOLE
0
0
13496
BP PLC
SPONSORED ADR
055622104
3065
131435
SH
SOLE
0
0
131435
BK OF AMERICA CORP
COM
060505104
400
16824
SH
SOLE
0
0
16824
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
535
2
SH
SOLE
0
0
2
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1308
7325
SH
SOLE
0
0
7325
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
206
28133
SH
SOLE
0
0
28133
BOEING CO
COM
097023105
478
2607
SH
SOLE
0
0
2607
CACI INTL INC
CL A
127190304
768
3541
SH
SOLE
0
0
3541
CARMAX INC
COM
143130102
513
5733
SH
SOLE
0
0
5733
CATALYST PHARMACEUTICALS INC
COM
14888U101
185
40000
SH
SOLE
0
0
40000
CATERPILLAR INC DEL
COM
149123101
534
4218
SH
SOLE
0
0
4217
CENTURYLINK INC
COM
156700106
177
17661
SH
SOLE
0
0
17660
CHEVRON CORP NEW
COM
166764100
796
8917
SH
SOLE
0
0
8917
CINCINNATI FINL CORP
COM
172062101
221
3457
SH
SOLE
0
0
3457
CISCO SYS INC
COM
17275R102
1154
24743
SH
SOLE
0
0
24742
CLOROX CO DEL
COM
189054109
252
1151
SH
SOLE
0
0
1150
COCA COLA CO
COM
191216100
420
9411
SH
SOLE
0
0
9411
COHEN & STEERS QUALITY INCOM
COM
19247L106
219
20055
SH
SOLE
0
0
20055
COHEN & STEERS REIT & PFD &I
COM
19247X100
549
28705
SH
SOLE
0
0
28705
COMCAST CORP NEW
CL A
20030N101
296
7600
SH
SOLE
0
0
7600
DNP SELECT INCOME FD
COM
23325P104
294
26980
SH
SOLE
0
0
26980
DANAHER CORPORATION
COM
235851102
273
1544
SH
SOLE
0
0
1543
DISNEY WALT CO
COM DISNEY
254687106
674
6040
SH
SOLE
0
0
6040
DOMINION ENERGY INC
COM
25746U109
1305
16073
SH
SOLE
0
0
16072
DUKE ENERGY CORP NEW
COM NEW
26441C204
266
3328
SH
SOLE
0
0
3328
EAGLE BANCORP INC MD
COM
268948106
635
19389
SH
SOLE
0
0
19388
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
135
14160
SH
SOLE
0
0
14160
EMERSON ELEC CO
COM
291011104
1304
21027
SH
SOLE
0
0
21026
EXXON MOBIL CORP
COM
30231G102
1291
28867
SH
SOLE
0
0
28866
FACEBOOK INC
CL A
30303M102
397
1749
SH
SOLE
0
0
1749
PEPSICO INC
COM
713448108
779
5888
SH
SOLE
0
0
5887
PFIZER INC
COM
717081103
729
22303
SH
SOLE
0
0
22303
PHILIP MORRIS INTL INC
COM
718172109
1323
18886
SH
SOLE
0
0
18886
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1745
112479
SH
SOLE
0
0
112478
PIMCO ETF TR
ACTIVE BD ETF
72201R775
240
2155
SH
SOLE
0
0
2154
PROCTER AND GAMBLE CO
COM
742718109
750
6270
SH
SOLE
0
0
6269
PROSPECT CAP CORP
COM
74348T102
661
129346
SH
SOLE
0
0
129345
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
489
7941
SH
SOLE
0
0
7940
REGENERON PHARMACEUTICALS
COM
75886F107
450
722
SH
SOLE
0
0
722
REPLIGEN CORP
COM
759916109
1501
65049
SH
SOLE
0
0
65049
SPDR S&P 500 ETF TR
TR UNIT
78462F103
961
3117
SH
SOLE
0
0
3116
SPDR GOLD TR
GOLD SHS
78463V107
5172
30901
SH
SOLE
0
0
30901
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
4074
104380
SH
SOLE
0
0
104380
SPDR SER TR
WELLS FG PFD ETF
78464A292
966
23090
SH
SOLE
0
0
23089
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
8343
137904
SH
SOLE
0
0
137904
SPDR SER TR
PORTFOLI S&P1500
78464A805
2198
58189
SH
SOLE
0
0
58188
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1145
3528
SH
SOLE
0
0
3528
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
4233
84871
SH
SOLE
0
0
84871
SPDR SER TR
PRTFLO S&P500 HI
78468R788
1294
46472
SH
SOLE
0
0
46472
SALESFORCE COM INC
COM
79466L302
309
1649
SH
SOLE
0
0
1649
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
12623
124316
SH
SOLE
0
0
124315
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
6522
130155
SH
SOLE
0
0
130155
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
264
4696
SH
SOLE
0
0
4696
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2672
45563
SH
SOLE
0
0
45563
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
824
7889
SH
SOLE
0
0
7888
SIRIUS XM HOLDINGS INC
COM
82968B103
148
25139
SH
SOLE
0
0
25139
STARBUCKS CORP
COM
855244109
354
4810
SH
SOLE
0
0
4809
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
471
20621
SH
SOLE
0
0
20621
TESLA INC
COM
88160R101
346
320
SH
SOLE
0
0
320
THERMO FISHER SCIENTIFIC INC
COM
883556102
360
993
SH
SOLE
0
0
993
3M CO
COM
88579Y101
224
1439
SH
SOLE
0
0
1439
TOWNEBANK PORTSMOUTH VA
COM
89214P109
244
12964
SH
SOLE
0
0
12964
US BANCORP DEL
COM NEW
902973304
419
11392
SH
SOLE
0
0
11392
UNDER ARMOUR INC
CL C
904311206
125
14109
SH
SOLE
0
0
14109
UNITEDHEALTH GROUP INC
COM
91324P102
988
3348
SH
SOLE
0
0
3348
UNIVERSAL DISPLAY CORP
COM
91347P105
387
2587
SH
SOLE
0
0
2587
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
927
50916
SH
SOLE
0
0
50915
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
8380
94862
SH
SOLE
0
0
94862
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
4159
52797
SH
SOLE
0
0
52797
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2027
7272
SH
SOLE
0
0
7272
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
684
4141
SH
SOLE
0
0
4141
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
247
1235
SH
SOLE
0
0
1235
VANGUARD INDEX FDS
GROWTH ETF
922908736
239
1182
SH
SOLE
0
0
1181
VANGUARD INDEX FDS
SMALL CP ETF
922908751
558
3828
SH
SOLE
0
0
3827
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
552
3525
SH
SOLE
0
0
3525
VERIZON COMMUNICATIONS INC
COM
92343V104
1203
21819
SH
SOLE
0
0
21818
VISA INC
COM CL A
92826C839
640
3314
SH
SOLE
0
0
3314
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
261
33986
SH
SOLE
0
0
33986
WP CAREY INC
COM
92936U109
428
6334
SH
SOLE
0
0
6333
WAYFAIR INC
CL A
94419L101
395
2000
SH
SOLE
0
0
2000
WAYFAIR INC
CL A
94419L101
395
2000
SH
Call
SOLE
0
0
0
WELLS FARGO CO NEW
COM
949746101
630
24599
SH
SOLE
0
0
24598
WHEATON PRECIOUS METALS CORP
COM
962879102
445
10099
SH
SOLE
0
0
10099
WILLIAMS COS INC
COM
969457100
221
11613
SH
SOLE
0
0
11613
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1339
47259
SH
SOLE
0
0
47259
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1287
60745
SH
SOLE
0
0
60745
WISDOMTREE TR
INTL DIV EX FINL
97717W786
1465
41239
SH
SOLE
0
0
41239
WISDOMTREE TR
EM EX ST-OWNED
97717X578
338
11287
SH
SOLE
0
0
11286
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
360
1677
SH
SOLE
0
0
1676
FOCUS FINL PARTNERS INC
COM CL A
34417P100
1893
57262
SH
SOLE
0
0
57262
FORD MTR CO DEL
COM
345370860
74
12239
SH
SOLE
0
0
12239
GENERAL ELECTRIC CO
COM
369604103
201
29489
SH
SOLE
0
0
29489
GLADSTONE CAPITAL CORP
COM
376535100
74
10087
SH
SOLE
0
0
10086
GLOBAL X FDS
E COMMERCE ETF
37954Y467
359
15191
SH
SOLE
0
0
15191
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
5949
95037
SH
SOLE
0
0
95037
HOME DEPOT INC
COM
437076102
432
1723
SH
SOLE
0
0
1723
HONEYWELL INTL INC
COM
438516106
279
1927
SH
SOLE
0
0
1926
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C300
279
10073
SH
SOLE
0
0
10073
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C540
339
12797
SH
SOLE
0
0
12797
INNOVATOR ETFS TR
RUSSELL 2000 P
45782C599
255
10672
SH
SOLE
0
0
10672
INNOVATOR ETFS TR
S&P 500 PWRETF
45782C797
293
11617
SH
SOLE
0
0
11617
INNOVATOR ETFS TR
S&P 500 PWR
45782C813
200
7486
SH
SOLE
0
0
7486
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C888
3965
143641
SH
SOLE
0
0
143641
INTEL CORP
COM
458140100
997
16667
SH
SOLE
0
0
16667
INTERNATIONAL BUSINESS MACHS
COM
459200101
317
2622
SH
SOLE
0
0
2622
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
419
8313
SH
SOLE
0
0
8313
INVESCO QQQ TR
UNIT SER 1
46090E103
401
1697
SH
SOLE
0
0
1696
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
1524
11767
SH
SOLE
0
0
11767
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
589
5793
SH
SOLE
0
0
5792
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
2723
54815
SH
SOLE
0
0
54814
IRON MTN INC NEW
COM
46284V101
201
7718
SH
SOLE
0
0
7717
ISHARES TR
S&P 100 ETF
464287101
616
4325
SH
SOLE
0
0
4325
ISHARES TR
MRNGSTR LG-CP GR
464287119
639
2724
SH
SOLE
0
0
2724
ISHARES TR
CORE S&P TTL STK
464287150
330
4755
SH
SOLE
0
0
4755
ISHARES TR
SELECT DIVID ETF
464287168
998
12370
SH
SOLE
0
0
12369
ISHARES TR
TIPS BD ETF
464287176
755
6140
SH
SOLE
0
0
6139
ISHARES TR
CORE S&P500 ETF
464287200
4141
13371
SH
SOLE
0
0
13371
ISHARES TR
CORE US AGGBD ET
464287226
700
5926
SH
SOLE
0
0
5925
ISHARES TR
MSCI EMG MKT ETF
464287234
1868
46720
SH
SOLE
0
0
46719
ISHARES TR
S&P 500 GRWT ETF
464287309
2603
12544
SH
SOLE
0
0
12543
ISHARES TR
NORTH AMERN NAT
464287374
323
14899
SH
SOLE
0
0
14899
ISHARES TR
MSCI EAFE ETF
464287465
2735
44926
SH
SOLE
0
0
44925
ISHARES TR
RUS MDCP VAL ETF
464287473
4638
60603
SH
SOLE
0
0
60602
ISHARES TR
RUS MD CP GR ETF
464287481
3680
23275
SH
SOLE
0
0
23274
ISHARES TR
RUS MID CAP ETF
464287499
17470
325931
SH
SOLE
0
0
325930
ISHARES TR
CORE S&P MCP ETF
464287507
1035
5821
SH
SOLE
0
0
5820
ISHARES TR
RUS 1000 VAL ETF
464287598
4939
43853
SH
SOLE
0
0
43853
ISHARES TR
RUS 1000 GRW ETF
464287614
6504
33883
SH
SOLE
0
0
33883
ISHARES TR
RUS 1000 ETF
464287622
14379
83755
SH
SOLE
0
0
83755
ISHARES TR
RUS 2000 VAL ETF
464287630
1184
12149
SH
SOLE
0
0
12149
ISHARES TR
RUS 2000 GRW ETF
464287648
2042
9871
SH
SOLE
0
0
9870
ISHARES TR
RUSSELL 2000 ETF
464287655
5126
35799
SH
SOLE
0
0
35799
ISHARES TR
CORE S&P US GWT
464287671
605
8421
SH
SOLE
0
0
8421
ISHARES TR
RUSSELL 3000 ETF
464287689
696
3864
SH
SOLE
0
0
3863
ISHARES TR
U.S. TECH ETF
464287721
321
1189
SH
SOLE
0
0
1189
ISHARES TR
U.S. FINLS ETF
464287788
1923
17456
SH
SOLE
0
0
17455
ISHARES TR
CORE S&P SCP ETF
464287804
8149
119324
SH
SOLE
0
0
119323
ISHARES TR
JPMORGAN USD EMG
464288281
1713
15679
SH
SOLE
0
0
15679
ISHARES TR
NATIONAL MUN ETF
464288414
6430
55721
SH
SOLE
0
0
55721
ISHARES TR
IBOXX HI YD ETF
464288513
1230
15074
SH
SOLE
0
0
15073
ISHARES TR
PFD AND INCM SEC
464288687
1510
43596
SH
SOLE
0
0
43596
ISHARES TR
CORE MSCI TOTAL
46432F834
5307
97335
SH
SOLE
0
0
97335
ISHARES TR
EXPONENTIAL TECH
46434V381
352
7912
SH
SOLE
0
0
7912
ISHARES TR
0-5YR HI YL CP
46434V407
355
8277
SH
SOLE
0
0
8277
ISHARES TR
CORE DIV GRWTH
46434V621
5741
152686
SH
SOLE
0
0
152685
ISHARES TR
ESG MSCI USA ETF
46435G425
363
5192
SH
SOLE
0
0
5192
JPMORGAN CHASE & CO
COM
46625H100
1113
11833
SH
SOLE
0
0
11833
JOHNSON & JOHNSON
COM
478160104
1877
13348
SH
SOLE
0
0
13348
KRAFT HEINZ CO
COM
500754106
286
8982
SH
SOLE
0
0
8981
LMP CAP & INCOME FD INC
COM
50208A102
399
39898
SH
SOLE
0
0
39898
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
6203
215538
SH
SOLE
0
0
215537
LOCKHEED MARTIN CORP
COM
539830109
1139
3121
SH
SOLE
0
0
3121
M & T BK CORP
COM
55261F104
263
2533
SH
SOLE
0
0
2533
MGM RESORTS INTERNATIONAL
COM
552953101
383
22814
SH
SOLE
0
0
22813
MARRIOTT INTL INC NEW
CL A
571903202
792
9234
SH
SOLE
0
0
9234
MCDONALDS CORP
COM
580135101
629
3409
SH
SOLE
0
0
3408
MERCK & CO. INC
COM
58933Y105
987
12761
SH
SOLE
0
0
12761
MICROSOFT CORP
COM
594918104
2267
11140
SH
SOLE
0
0
11140
MONDELEZ INTL INC
CL A
609207105
499
9758
SH
SOLE
0
0
9758
NEW YORK CMNTY BANCORP INC
COM
649445103
324
31801
SH
SOLE
0
0
31800
NEXTERA ENERGY INC
COM
65339F101
256
1066
SH
SOLE
0
0
1065
NORFOLK SOUTHERN CORP
COM
655844108
363
2069
SH
SOLE
0
0
2068
NORTHROP GRUMMAN CORP
COM
666807102
259
842
SH
SOLE
0
0
841
NUVEEN VIRGINIA QLTY MUNCPL
COM
67064R102
224
15654
SH
SOLE
0
0
15654
NVIDIA CORPORATION
COM
67066G104
312
820
SH
SOLE
0
0
820
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1524
138539
SH
SOLE
0
0
138539
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
257
31209
SH
SOLE
0
0
31209
NUVEEN PFD & INCOME TERM FD
COM
67075A106
267
11774
SH
SOLE
0
0
11774
OMNICOM GROUP INC
COM
681919106
271
4955
SH
SOLE
0
0
4954
ORACLE CORP
COM
68389X105
764
13819
SH
SOLE
0
0
13819
PACER FDS TR
TRENDP 100 ETF
69374H303
247
5792
SH
SOLE
0
0
5792
PAVMED INC
COM
70387R106
214
101200
SH
SOLE
0
0
101200