0001085146-20-002835.txt : 20201110 0001085146-20-002835.hdr.sgml : 20201110 20201109204039 ACCESSION NUMBER: 0001085146-20-002835 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201109 EFFECTIVENESS DATE: 20201110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 201299358 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800328 XXXXXXXX 09-30-2020 09-30-2020 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Ashley Smith-Roos 310-275-7300 /s/ Ashley Smith-Roos Beverly Hills CA 11-05-2020 0 93 267530 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 251 2867 SH SOLE 2867 0 0 ALPHABET INC CAP STK CL C 02079K107 488 332 SH SOLE 332 0 0 ALPHABET INC CAP STK CL A 02079K305 846 577 SH SOLE 577 0 0 AMAZON COM INC COM 023135106 1870 594 SH SOLE 594 0 0 APPLE INC COM 037833100 4372 37752 SH SOLE 37752 0 0 ASPEN TECHNOLOGY INC COM 045327103 252 1988 SH SOLE 1988 0 0 AT&T INC COM 00206R102 461 16176 SH SOLE 16176 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 440 2065 SH SOLE 2065 0 0 CHEVRON CORP NEW COM 166764100 283 3931 SH SOLE 3931 0 0 CISCO SYS INC COM 17275R102 291 7390 SH SOLE 7390 0 0 COMCAST CORP NEW CL A 20030N101 223 4823 SH SOLE 4823 0 0 CONOCOPHILLIPS COM 20825C104 512 15601 SH SOLE 15601 0 0 CORMEDIX INC COM 21900C308 63 10480 SH SOLE 10480 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 205 1495 SH SOLE 1495 0 0 DISNEY WALT CO COM DISNEY 254687106 315 2539 SH SOLE 2539 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 189 12000 SH SOLE 12000 0 0 EXXON MOBIL CORP COM 30231G102 567 16514 SH SOLE 16514 0 0 FACEBOOK INC CL A 30303M102 693 2647 SH SOLE 2647 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1775 19278 SH SOLE 19278 0 0 FIRST TR MORNINGSTAR DIVID L SHS 336917109 991 38039 SH SOLE 38039 0 0 HECLA MNG CO COM 422704106 279 55000 SH SOLE 55000 0 0 HOME DEPOT INC COM 437076102 245 881 SH SOLE 881 0 0 INTEL CORP COM 458140100 352 6799 SH SOLE 6799 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 411 3379 SH SOLE 3379 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 568 2045 SH SOLE 2045 0 0 ISHARES GOLD TRUST ISHARES 464285105 2099 116663 SH SOLE 116663 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 220 994 SH SOLE 994 0 0 ISHARES TR MSCI USA SZE FT 46432F370 2299 24515 SH SOLE 24515 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 251 2530 SH SOLE 2530 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 494 4055 SH SOLE 4055 0 0 ISHARES TR EAFE SML CP ETF 464288273 10262 173967 SH SOLE 173967 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 624 22508 SH SOLE 22508 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1046 8574 SH SOLE 8574 0 0 ISHARES TR BROAD USD HIGH 46435U853 350 8858 SH SOLE 8858 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1520 5074 SH SOLE 5074 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 10129 132905 SH SOLE 132905 0 0 ISHARES TR PFD AND INCM SEC 464288687 1402 38467 SH SOLE 38467 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 14696 215704 SH SOLE 215704 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 4067 74067 SH SOLE 74067 0 0 ISHARES TR MSCI USA VALUE 46432F388 2266 30717 SH SOLE 30717 0 0 ISHARES TR ESG AWARE MSCI 46435U663 258 9736 SH SOLE 9736 0 0 ISHARES TR CORE S&P500 ETF 464287200 1240 3690 SH SOLE 3690 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 2023 46032 SH SOLE 46032 0 0 ISHARES TR US TREAS BD ETF 46429B267 5831 208629 SH SOLE 208629 0 0 ISHARES TR EAFE GRWTH ETF 464288885 8237 91645 SH SOLE 91645 0 0 ISHARES TR MSCI KLD400 SOC 464288570 686 5360 SH SOLE 5360 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 433 6823 SH SOLE 6823 0 0 ISHARES TR CORE S&P MCP ETF 464287507 423 2281 SH SOLE 2281 0 0 ISHARES TR RUS 1000 ETF 464287622 16542 88390 SH SOLE 88390 0 0 ISHARES TR NATIONAL MUN ETF 464288414 16197 139716 SH SOLE 139716 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 1583 24833 SH SOLE 24833 0 0 JOHNSON & JOHNSON COM 478160104 424 2849 SH SOLE 2849 0 0 JPMORGAN CHASE & CO COM 46625H100 344 3575 SH SOLE 3575 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 3030 117091 SH SOLE 117091 0 0 MASTERCARD INCORPORATED CL A 57636Q104 278 823 SH SOLE 823 0 0 MCDONALDS CORP COM 580135101 268 1219 SH SOLE 1219 0 0 MERCK & CO. INC COM 58933Y105 279 3368 SH SOLE 3368 0 0 MICROSOFT CORP COM 594918104 2106 10012 SH SOLE 10012 0 0 NEW GOLD INC CDA COM 644535106 20 12000 SH SOLE 12000 0 0 NVIDIA CORPORATION COM 67066G104 638 1179 SH SOLE 1179 0 0 ORACLE CORP COM 68389X105 707 11842 SH SOLE 11842 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 124 10322 SH SOLE 10322 0 0 PAYPAL HLDGS INC COM 70450Y103 405 2058 SH SOLE 2058 0 0 PFIZER INC COM 717081103 333 9084 SH SOLE 9084 0 0 PHILLIPS 66 COM 718546104 226 4366 SH SOLE 4366 0 0 PROCTER AND GAMBLE CO COM 742718109 277 1996 SH SOLE 1996 0 0 SALESFORCE COM INC COM 79466L302 210 834 SH SOLE 834 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 353 3023 SH SOLE 3023 0 0 SILICON LABORATORIES INC COM 826919102 291 2974 SH SOLE 2974 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 481 1435 SH SOLE 1435 0 0 SPDR SER TR S&P DIVID ETF 78464A763 3727 40337 SH SOLE 40337 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 2123 66801 SH SOLE 66801 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 3651 99318 SH SOLE 99318 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 6178 157005 SH SOLE 157005 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 382 8175 SH SOLE 8175 0 0 TESLA INC COM 88160R101 628 1463 SH SOLE 1463 0 0 UNION PAC CORP COM 907818108 239 1213 SH SOLE 1213 0 0 UNITEDHEALTH GROUP INC COM 91324P102 251 804 SH SOLE 804 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 239 2554 SH SOLE 2554 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 13421 161599 SH SOLE 161599 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 292 950 SH SOLE 950 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 928 5450 SH SOLE 5450 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 253 1112 SH SOLE 1112 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2878 66565 SH SOLE 66565 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 36974 305720 SH SOLE 305720 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 55921 361246 SH SOLE 361246 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1639 12736 SH SOLE 12736 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 224 3758 SH SOLE 3758 0 0 VISA INC COM CL A 92826C839 436 2180 SH SOLE 2180 0 0 WALMART INC COM 931142103 558 3986 SH SOLE 3986 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 3047 90508 SH SOLE 90508 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 394 18701 SH SOLE 18701 0 0 WP CAREY INC COM 92936U109 233 3581 SH SOLE 3581 0 0