0001179110-17-011662.txt : 20170818 0001179110-17-011662.hdr.sgml : 20170818 20170818171004 ACCESSION NUMBER: 0001179110-17-011662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170816 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fussell Stephen R CENTRAL INDEX KEY: 0001327700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 171041647 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-6400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 8479376100 4 1 edgar.xml FORM 4 - X0306 4 2017-08-16 0 0000001800 ABBOTT LABORATORIES ABT 0001327700 Fussell Stephen R 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064-6400 0 1 0 0 Executive Vice President Common shares without par value 2017-08-16 4 M 0 39350 26.6973 A 221488 D Common shares without par value 2017-08-16 4 M 0 38700 26.015 A 260188 D Common shares without par value 2017-08-16 4 M 0 28700 26.1879 A 288888 D Common shares without par value 2017-08-16 4 M 0 45800 22.3919 A 334688 D Common shares without par value 2017-08-16 4 M 0 44000 27.0336 A 378688 D Common shares without par value 2017-08-16 4 S 0 196550 49.50 D 182138 D Common shares without par value 1570 I Profit Sharing Trust Common shares without par value 53 I By Spouse Option (right to buy) 26.6973 2017-08-16 4 M 0 39350 0 D 2011-02-15 2018-02-14 Common shares 39350 0 D Option (right to buy) 26.0150 2017-08-16 4 M 0 38700 0 D 2012-02-20 2019-02-19 Common shares 38700 0 D Option (right to buy) 26.1879 2017-08-16 4 M 0 28700 0 D 2013-02-19 2020-02-18 Common shares 28700 0 D Option (right to buy) 22.3919 2017-08-16 4 M 0 45800 0 D 2014-02-18 2021-02-17 Common shares 45800 0 D Option (right to buy) 27.0336 2017-08-16 4 M 0 44000 0 D 2015-02-17 2022-02-16 Common shares 44000 0 D Balance in the Abbott Laboratories Stock Retirement Trust as of August 16, 2017. The reporting person disclaims beneficial ownership of all securities held by his spouse. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). John A. Berry, by power of attorney for Stephen R. Fussell 2017-08-18