SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
ALBAN CARLOS

(Last) (First) (Middle)
100 ABBOTT PARK ROAD

(Street)
ABBOTT PARK IL 60064

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2009
3. Issuer Name and Ticker or Trading Symbol
ABBOTT LABORATORIES [ ABT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares without par value 26,107 D
Common shares without par value 627(1) I Profit Sharing Trust (US)
Common shares without par value 128(1) I Profit Sharing Trust (Puerto Rico)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(2) 02/15/2004 02/14/2012 Common shares 336 $53.625 D
Option (right to buy)(2) 02/15/2005 02/14/2012 Common shares 1,596 $53.625 D
Option (right to buy)(2) 02/15/2003 02/14/2012 Common shares 1,596 $53.625 D
Option (right to buy)(2) 02/15/2004 02/14/2012 Common shares 1,259 $53.625 D
Option (right to buy)(3) 02/18/2006 02/17/2015 Common shares 1 $46.34 D
Option (right to buy)(3) 02/18/2007 02/17/2015 Common shares 443 $46.34 D
Option (right to buy)(3) 02/18/2008 02/17/2015 Common shares 2,157 $46.34 D
Option (right to buy)(3) 02/18/2006 02/17/2015 Common shares 3,299 $46.34 D
Option (right to buy)(3) 02/18/2007 02/17/2015 Common shares 2,857 $46.34 D
Option (right to buy)(3) 02/18/2008 02/17/2015 Common shares 1,143 $46.34 D
Option (right to buy)(2) 09/09/2005 02/10/2010 Common shares 792 $46.65 D
Option (right to buy)(3) 02/17/2007 02/16/2016 Common shares 1,734 $44.16 D
Option (right to buy)(3) 02/17/2008 02/16/2016 Common shares 1,733 $44.16 D
Option (right to buy)(3) 02/17/2009 02/16/2016 Common shares 1,733 $44.16 D
Option (right to buy)(3) 04/24/2007 04/23/2016 Common shares 10,267 $41.48 D
Option (right to buy)(3) 04/24/2008 04/23/2016 Common shares 10,266 $41.48 D
Option (right to buy)(3) 04/24/2009 04/23/2016 Common shares 10,267 $41.48 D
Option (right to buy)(3) 02/16/2010 02/15/2017 Common shares 11,900 $52.54 D
Option (right to buy)(3) 02/15/2010 02/14/2018 Common shares 11,300 $55.56 D
Option (right to buy)(2) 08/05/2009 02/08/2011 Common shares 697 $56.98 D
Option (right to buy)(2) 08/05/2009 02/19/2014 Common shares 1,918 $56.98 D
Option (right to buy)(2) 08/05/2009 02/13/2013 Common shares 1,538 $56.98 D
Option (right to buy)(2) 08/05/2009 02/08/2011 Common shares 2,162 $56.98 D
Option (right to buy)(2) 05/15/2009 02/08/2011 Common shares 1,602 $57.14 D
Option (right to buy)(2) 05/05/2009 02/19/2014 Common shares 1,331 $56 D
Option (right to buy)(2) 03/19/2009 02/19/2014 Common shares 1,198 $57.25 D
Option (right to buy)(2) 03/09/2009 02/10/2010 Common shares 1,730 $57.01 D
Option (right to buy)(2) 11/10/2008 02/10/2010 Common shares 1,001 $51.28 D
Option (right to buy)(2) 11/10/2008 02/13/2013 Common shares 2,834 $51.28 D
Option (right to buy)(3) 02/15/2011 02/14/2018 Common shares 11,300 $55.56 D
Explanation of Responses:
1. Balance in the Abbott Laboratories Stock Retirement Trust as of October 14, 2009.
2. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
3. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks:
Form 1 of 2.
John A. Berry, by power of attorney for Carlos Alban 10/19/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.