Chief Compliance Officer

0001799900-20-000003.txt : 20200415 0001799900-20-000003.hdr.sgml : 20200415 20200415145729 ACCESSION NUMBER: 0001799900-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 EFFECTIVENESS DATE: 20200415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacifica Partners Inc. CENTRAL INDEX KEY: 0001799900 IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19747 FILM NUMBER: 20793463 BUSINESS ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 BUSINESS PHONE: 604-576-8908 MAIL ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799900 XXXXXXXX 03-31-2020 03-31-2020 Pacifica Partners Inc.

5455 152 STREET SUITE 213 SURREY Z4 V3S 5A5

13F HOLDINGS REPORT 028-19747 N Aman Bhangu Chief Compliance Officer 604-576-8908 Aman Bhangu Surrey A1 04-15-2020 0 382 80502 true INFORMATION TABLE 2 13F_PP_20200331.xml ABB LTD SPONSORED ADR 000375204 2 115 SH DFND 115 0 0 AFLAC INC COM 001055102 7 200 SH DFND 200 0 0 AES CORP COM 00130H105 1 85 SH DFND 85 0 0 AT&T INC COM 00206R102 406 13513 SH DFND 13513 0 0 ABBOTT LABS COM 002824100 32 392 SH DFND 392 0 0 ABBVIE INC COM 00287Y109 42 564 SH DFND 564 0 0 ADVANSIX INC COM 00773T101 0 33 SH DFND 33 0 0 ADVANCED MICRO DEVICES INC COM 007903107 25 525 SH DFND 525 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 8 110 SH DFND 110 0 0 AGNICO EAGLE MINES LTD COM 008474108 46 1025 SH DFND 1025 0 0 AGEX THERAPEUTICS INC COM 00848H108 0 292 SH DFND 292 0 0 AIR PRODS & CHEMS INC COM 009158106 1 7 SH DFND 7 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 55 580 SH DFND 580 0 0 ALASKA AIR GROUP INC COM 011659109 524 18073 SH DFND 18073 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 14 1066 SH DFND 1066 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 24 121 SH DFND 121 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 3 254 SH DFND 254 0 0 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 6 305 SH DFND 305 0 0 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 15 708 SH DFND 708 0 0 ALPHABET INC CAP STK CL C 02079K107 3204 2704 SH DFND 2704 0 0 ALPHABET INC CAP STK CL A 02079K305 98 83 SH DFND 83 0 0 ALTRIA GROUP INC COM 02209S103 16 409 SH DFND 409 0 0 AMAZON COM INC COM 023135106 2625 1306 SH DFND 1306 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7 280 SH DFND 280 0 0 AMERICAN TOWER CORP NEW COM 03027X100 53 232 SH DFND 232 0 0 AMGEN INC COM 031162100 128 612 SH DFND 612 0 0 APACHE CORP COM 037411105 5 700 SH DFND 700 0 0 APHRIA INC COM 03765K104 11 3785 SH DFND 3785 0 0 APPLE INC COM 037833100 4915 18969 SH DFND 18969 0 0 APPLIED MATLS INC COM 038222105 461 9705 SH DFND 9705 0 0 APTARGROUP INC COM 038336103 2 15 SH DFND 15 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1 21 SH DFND 21 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 38 2650 SH DFND 2650 0 0 AURORA CANNABIS INC COM 05156X108 8 9470 SH DFND 9470 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 12 85 SH DFND 85 0 0 BCE INC COM NEW 05534B760 1285 31307 SH DFND 31307 0 0 BP PLC SPONSORED ADR 055622104 3 120 SH DFND 120 0 0 BAIDU INC SPON ADR REP A 056752108 36 353 SH DFND 353 0 0 BAKER HUGHES COMPANY CL A 05722G100 0 13 SH DFND 13 0 0 BANCO SANTANDER SA ADR 05964H105 2 838 SH DFND 838 0 0 BK OF AMERICA CORP COM 060505104 2231 100871 SH DFND 100871 0 0 BANK MONTREAL COM 063671101 102 1911 SH DFND 1911 0 0 BANK NOVA SCOTIA B C COM 064149107 1303 32923 SH DFND 32923 0 0 BANK COMM HLDGS COM 06424J103 4 500 SH DFND 500 0 0 BARRICK GOLD CORPORATION COM 067901108 439 21679 SH DFND 21679 0 0 BAYTEX ENERGY CORP COM 07317Q105 8 27442 SH DFND 27442 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2770 14986 SH DFND 14986 0 0 BHP GROUP LTD SPONSORED ADS 088606108 141 3653 SH DFND 3653 0 0 BLACKBERRY LTD COM 09228F103 64 17680 SH DFND 17680 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 8 709 SH DFND 709 0 0 BOEING CO COM 097023105 44 310 SH DFND 310 0 0 BOOKING HLDGS INC COM 09857L108 179 130 SH DFND 130 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 987 31272 SH DFND 31272 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 1 16 SH DFND 16 0 0 B2GOLD CORP COM 11777Q209 13 3500 SH DFND 3500 0 0 CAE INC COM 124765108 56 4558 SH DFND 4558 0 0 CF INDS HLDGS INC COM 125269100 109 3780 SH DFND 3780 0 0 CGI INC CL A SUB VTG 12532H104 17 300 SH DFND 300 0 0 CRH MED CORP COM 12626F105 3 2000 SH DFND 2000 0 0 CVS HEALTH CORP COM 126650100 520 10325 SH DFND 10325 0 0 CANADIAN IMP BK COMM COM 136069101 117 1343 SH DFND 1343 0 0 CANADIAN NATL RY CO COM 136375102 939 11766 SH DFND 11766 0 0 CANADIAN NAT RES LTD COM 136385101 685 51453 SH DFND 51453 0 0 CANADIAN PAC RY LTD COM 13645T100 20 90 SH DFND 90 0 0 CANOPY GROWTH CORP COM 138035100 56 3910 SH DFND 3910 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 4 315 SH DFND 315 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 0 13 SH DFND 13 0 0 CATERPILLAR INC DEL COM 149123101 77 636 SH DFND 636 0 0 CENOVUS ENERGY INC COM 15135U109 8 2952 SH DFND 2952 0 0 CHEMOURS CO COM 163851108 8 900 SH DFND 900 0 0 CHEVRON CORP NEW COM 166764100 352 4361 SH DFND 4361 0 0 CISCO SYS INC COM 17275R102 1544 38037 SH DFND 38037 0 0 CITIGROUP INC COM NEW 172967424 955 23183 SH DFND 23183 0 0 COCA COLA CO COM 191216100 88 1900 SH DFND 1900 0 0 COGNEX CORP COM 192422103 4 100 SH DFND 100 0 0 COHBAR INC COM 19249J109 1 1052 SH DFND 1052 0 0 COLGATE PALMOLIVE CO COM 194162103 36 517 SH DFND 517 0 0 COMCAST CORP NEW CL A 20030N101 40 1083 SH DFND 1083 0 0 CONOCOPHILLIPS COM 20825C104 170 5125 SH DFND 5125 0 0 CONSOLIDATED EDISON INC COM 209115104 6 70 SH DFND 70 0 0 COPART INC COM 217204106 14 200 SH DFND 200 0 0 CORREVIO PHARMA CORP COM 22026V105 1 2665 SH DFND 2665 0 0 CORTEVA INC COM 22052L104 66 2682 SH DFND 2682 0 0 COSTCO WHSL CORP NEW COM 22160K105 233 767 SH DFND 767 0 0 CRESCENT PT ENERGY CORP COM 22576C101 8 8300 SH DFND 8300 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 27 186 SH DFND 186 0 0 DBX ETF TR XTRACK MSCI EURP 233051853 25 1025 SH DFND 1025 0 0 DXC TECHNOLOGY CO COM 23355L106 1 45 SH DFND 45 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 4 160 SH DFND 160 0 0 DENISON MINES CORP COM 248356107 30 101800 SH DFND 101800 0 0 DEVON ENERGY CORP NEW COM 25179M103 2 205 SH DFND 205 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 13 100 SH DFND 100 0 0 DISNEY WALT CO COM DISNEY 254687106 1610 15937 SH DFND 15937 0 0 DOCUSIGN INC COM 256163106 6 70 SH DFND 70 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 33 600 SH DFND 600 0 0 DOMINION ENERGY INC COM 25746U109 10 140 SH DFND 140 0 0 DOW INC COM 260557103 6 174 SH DFND 174 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 27 333 SH DFND 333 0 0 DUPONT DE NEMOURS INC COM 26614N102 137 3684 SH DFND 3684 0 0 EOG RES INC COM 26875P101 17 400 SH DFND 400 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 2 40 SH DFND 40 0 0 ETF MANAGERS TR ETHO CLIMATE LEA 26924G888 5 158 SH DFND 158 0 0 EATON VANCE CORP COM NON VTG 278265103 1 39 SH DFND 39 0 0 ELDORADO GOLD CORP NEW COM 284902509 4 545 SH DFND 545 0 0 ENBRIDGE INC COM 29250N105 368 13111 SH DFND 13111 0 0 ENERGY FUELS INC COM NEW 292671708 1 700 SH DFND 700 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 24 1555 SH DFND 1555 0 0 EQUINIX INC COM 29444U700 16 25 SH DFND 25 0 0 EQUITABLE HLDGS INC COM 29452E101 2 150 SH DFND 150 0 0 ERICSSON ADR B SEK 10 294821608 1 125 SH DFND 125 0 0 EVERSOURCE ENERGY COM 30040W108 2 20 SH DFND 20 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 5 158 SH DFND 158 0 0 EXELIXIS INC COM 30161Q104 3 157 SH DFND 157 0 0 EXXON MOBIL CORP COM 30231G102 923 22401 SH DFND 22401 0 0 FEDEX CORP COM 31428X106 617 5329 SH DFND 5329 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 37 1310 SH DFND 1310 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 9 202 SH DFND 202 0 0 FIRSTENERGY CORP COM 337932107 6 150 SH DFND 150 0 0 FORD MTR CO DEL COM 345370860 4 800 SH DFND 800 0 0 FORTIS INC COM 349553107 585 15000 SH DFND 15000 0 0 FRANCO NEVADA CORP COM 351858105 26 246 SH DFND 246 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2 260 SH DFND 260 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 1 10 SH DFND 10 0 0 GARTNER INC COM 366651107 10 100 SH DFND 100 0 0 GENERAL DYNAMICS CORP COM 369550108 1446 10773 SH DFND 10773 0 0 GENERAL ELECTRIC CO COM 369604103 18 2536 SH DFND 2536 0 0 GENERAL MTRS CO COM 37045V100 11 500 SH DFND 500 0 0 GILEAD SCIENCES INC COM 375558103 13 178 SH DFND 178 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 8 220 SH DFND 220 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 5 284 SH DFND 284 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 33 325 SH DFND 325 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 4 100 SH DFND 100 0 0 HP INC COM 40434L105 5 300 SH DFND 300 0 0 HALLIBURTON CO COM 406216101 7 900 SH DFND 900 0 0 HERSHEY CO COM 427866108 13 95 SH DFND 95 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 5 533 SH DFND 533 0 0 HEXO CORP COM 428304109 1 900 SH DFND 900 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 4 1300 SH DFND 1300 0 0 HOME DEPOT INC COM 437076102 131 680 SH DFND 680 0 0 HONEYWELL INTL INC COM 438516106 9 68 SH DFND 68 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 11 60 SH DFND 60 0 0 IMPERIAL OIL LTD COM NEW 453038408 37 3005 SH DFND 3005 0 0 INNOVATOR ETFS TR IBD 50 ETF 45782C102 3 100 SH DFND 100 0 0 INPIXON COM 45790J800 0 7 SH DFND 7 0 0 INTEL CORP COM 458140100 1644 28178 SH DFND 28178 0 0 INTL PAPER CO COM 460146103 45 1474 SH DFND 1474 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 42 215 SH DFND 215 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 9 190 SH DFND 190 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 6 201 SH DFND 201 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 7 500 SH DFND 500 0 0 INVESCO EXCHANGE-TRADED FD T INTL CORP BD 46138E636 37 1490 SH DFND 1490 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 18 875 SH DFND 875 0 0 INVESCO EXCHANGE-TRADED FD T SOLAR ETF 46138G706 12 470 SH DFND 470 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 8 402 SH DFND 402 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 9 416 SH DFND 416 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 9 413 SH DFND 413 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 9 404 SH DFND 404 0 0 IONIS PHARMACEUTICALS INC COM 462222100 8 150 SH DFND 150 0 0 ISHARES INC JP MRG EM CRP BD 464286251 2 45 SH DFND 45 0 0 ISHARES INC MSCI WORLD ETF 464286392 4 45 SH DFND 45 0 0 ISHARES INC MSCI CDA ETF 464286509 31 1390 SH DFND 1390 0 0 ISHARES INC MSCI GERMANY ETF 464286806 4 183 SH DFND 183 0 0 ISHARES TR SELECT DIVID ETF 464287168 37 500 SH DFND 500 0 0 ISHARES TR CORE S&P500 ETF 464287200 1158 4357 SH DFND 4357 0 0 ISHARES TR CORE US AGGBD ET 464287226 17 150 SH DFND 150 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 101 2888 SH DFND 2888 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1276 10326 SH DFND 10326 0 0 ISHARES TR GBL COMM SVC ETF 464287275 9 170 SH DFND 170 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 31 181 SH DFND 181 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 27 430 SH DFND 430 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 6 120 SH DFND 120 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 3 144 SH DFND 144 0 0 ISHARES TR 20 YR TR BD ETF 464287432 284 1712 SH DFND 1712 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 4 31 SH DFND 31 0 0 ISHARES TR MSCI EAFE ETF 464287465 73 1360 SH DFND 1360 0 0 ISHARES TR NASDAQ BIOTECH 464287556 10 90 SH DFND 90 0 0 ISHARES TR GLOBAL 100 ETF 464287572 43 940 SH DFND 940 0 0 ISHARES TR RUS 1000 ETF 464287622 15 103 SH DFND 103 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 85 755 SH DFND 755 0 0 ISHARES TR U.S. TECH ETF 464287721 19 89 SH DFND 89 0 0 ISHARES TR US HLTHCARE ETF 464287762 15 77 SH DFND 77 0 0 ISHARES TR JPMORGAN USD EMG 464288281 97 990 SH DFND 990 0 0 ISHARES TR NATIONAL MUN ETF 464288414 11 100 SH DFND 100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11 141 SH DFND 141 0 0 ISHARES TR CRE U S REIT ETF 464288521 8 200 SH DFND 200 0 0 ISHARES TR INTRM TR CRP ETF 464288638 17 300 SH DFND 300 0 0 ISHARES TR SH TR CRPORT ETF 464288646 63 1200 SH DFND 1200 0 0 ISHARES TR SHORT TREAS BD 464288679 858 7741 SH DFND 7741 0 0 ISHARES TR PFD AND INCM SEC 464288687 41 1291 SH DFND 1291 0 0 ISHARES TR MSCI USA ESG SLC 464288802 8 67 SH DFND 67 0 0 ISHARES TR US TREAS BD ETF 46429B267 11 404 SH DFND 404 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 14 225 SH DFND 225 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 36 650 SH DFND 650 0 0 ISHARES TR CORE MSCI EAFE 46432F842 20 400 SH DFND 400 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 32 631 SH DFND 631 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4 94 SH DFND 94 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 8 280 SH DFND 280 0 0 ISHARES TR ESG US AGR BD 46435U549 7 124 SH DFND 124 0 0 JPMORGAN CHASE & CO COM 46625H100 1119 12366 SH DFND 12366 0 0 JOHNSON & JOHNSON COM 478160104 2871 20917 SH DFND 20917 0 0 KINDER MORGAN INC DEL COM 49456B101 1675 118082 SH DFND 118082 0 0 KINROSS GOLD CORP COM 496902404 323 64825 SH DFND 64825 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 12 362 SH DFND 362 0 0 KRAFT HEINZ CO COM 500754106 65 2447 SH DFND 2447 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 2 2926 SH DFND 2926 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 24 16230 SH DFND 16230 0 0 LOCKHEED MARTIN CORP COM 539830109 528 1488 SH DFND 1488 0 0 MGM RESORTS INTERNATIONAL COM 552953101 3 240 SH DFND 240 0 0 MAGNA INTL INC COM 559222401 11 335 SH DFND 335 0 0 MANULIFE FINL CORP COM 56501R106 1259 106046 SH DFND 106046 0 0 MARRIOTT INTL INC NEW CL A 571903202 7 100 SH DFND 100 0 0 MASTERCARD INC CL A 57636Q104 95 367 SH DFND 367 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 1 100 SH DFND 100 0 0 MCDONALDS CORP COM 580135101 75 427 SH DFND 427 0 0 MERCK & CO. INC COM 58933Y105 22 285 SH DFND 285 0 0 METLIFE INC COM 59156R108 8 250 SH DFND 250 0 0 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 60 SH DFND 60 0 0 MICROSOFT CORP COM 594918104 3458 21172 SH DFND 21172 0 0 MICRON TECHNOLOGY INC COM 595112103 5 100 SH DFND 100 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 1 15 SH DFND 15 0 0 MONDELEZ INTL INC CL A 609207105 6 125 SH DFND 125 0 0 NATIONAL INSTRS CORP COM 636518102 16 450 SH DFND 450 0 0 NETFLIX INC COM 64110L106 7 20 SH DFND 20 0 0 NEWMONT CORP COM 651639106 164 3304 SH DFND 3304 0 0 NEXTERA ENERGY INC COM 65339F101 2 10 SH DFND 10 0 0 NEXGEN ENERGY LTD COM 65340P106 22 22600 SH DFND 22600 0 0 NIKE INC CL B 654106103 53 626 SH DFND 626 0 0 NOKIA CORP SPONSORED ADR 654902204 173 54781 SH DFND 54781 0 0 NORBORD INC COM NEW 65548P403 1 75 SH DFND 75 0 0 NORFOLK SOUTHERN CORP COM 655844108 15 100 SH DFND 100 0 0 NORTHROP GRUMMAN CORP COM 666807102 1041 3205 SH DFND 3205 0 0 NOVAGOLD RES INC COM NEW 66987E206 3 300 SH DFND 300 0 0 NOVARTIS A G SPONSORED ADR 66987V109 230 2744 SH DFND 2744 0 0 NVIDIA CORP COM 67066G104 82 315 SH DFND 315 0 0 NUTRIEN LTD COM 67077M108 46 1333 SH DFND 1333 0 0 BARCLAYS PLC ADR 06738E204 6 1300 SH DFND 1300 0 0 OCCIDENTAL PETE CORP COM 674599105 25 1840 SH DFND 1840 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 2 73 SH DFND 73 0 0 ONEOK INC NEW COM 682680103 0 15 SH DFND 15 0 0 ORGANIGRAM HLDGS INC COM 68620P101 1 400 SH DFND 400 0 0 OTIS WORLDWIDE CORP COM 68902V107 0 6 SH DFND 6 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 2 4800 SH DFND 4800 0 0 PAN AMERN SILVER CORP COM 697900108 2 110 SH DFND 110 0 0 PAYCOM SOFTWARE INC COM 70432V102 18 99 SH DFND 99 0 0 PAYPAL HLDGS INC COM 70450Y103 85 851 SH DFND 851 0 0 PEGASYSTEMS INC COM 705573103 36 500 SH DFND 500 0 0 PEMBINA PIPELINE CORP COM 706327103 3 135 SH DFND 135 0 0 PEPSICO INC COM 713448108 1541 11827 SH DFND 11827 0 0 PFIZER INC COM 717081103 71 2123 SH DFND 2123 0 0 PHILIP MORRIS INTL INC COM 718172109 7 100 SH DFND 100 0 0 PHILLIPS 66 COM 718546104 51 871 SH DFND 871 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 3938 36684 SH DFND 36684 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 13 155 SH DFND 155 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1 250 SH DFND 250 0 0 PRECISION DRILLING CORP COM 2010 74022D308 1 2800 SH DFND 2800 0 0 PROCTER & GAMBLE CO COM 742718109 40 354 SH DFND 354 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 14 150 SH DFND 150 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 14 450 SH DFND 450 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 2 100 SH DFND 100 0 0 QUALCOMM INC COM 747525103 10 140 SH DFND 140 0 0 QUANTA SVCS INC COM 74762E102 113 3480 SH DFND 3480 0 0 RAYTHEON CO COM NEW 755111507 9 75 SH DFND 75 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 6 150 SH DFND 150 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 1088 24341 SH DFND 24341 0 0 ROKU INC COM CL A 77543R102 45 515 SH DFND 515 0 0 ROYAL BK CDA COM 780087102 1302 21316 SH DFND 21316 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 49 1365 SH DFND 1365 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 51 193 SH DFND 193 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 100 640 SH DFND 640 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 393 13464 SH DFND 13464 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 114 4725 SH DFND 4725 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 12 339 SH DFND 339 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 2 60 SH DFND 60 0 0 SPDR SER TR BLOMBERG INTL TR 78464A516 14 495 SH DFND 495 0 0 SPDR SER TR S&P DIVID ETF 78464A763 22 267 SH DFND 267 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 12 400 SH DFND 400 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 167 3471 SH DFND 3471 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 91 400 SH DFND 400 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 12 384 SH DFND 384 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 81 2153 SH DFND 2153 0 0 SCHLUMBERGER LTD COM 806857108 33 1991 SH DFND 1991 0 0 SCHWAB CHARLES CORP COM 808513105 4 102 SH DFND 102 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3 136 SH DFND 136 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4 80 SH DFND 80 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 452 4995 SH DFND 4995 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 82 1440 SH DFND 1440 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10 100 SH DFND 100 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 13 390 SH DFND 390 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15 690 SH DFND 690 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2 54 SH DFND 54 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 163 2965 SH DFND 2965 0 0 SERVICE CORP INTL COM 817565104 5 140 SH DFND 140 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 20 1255 SH DFND 1255 0 0 SHOPIFY INC CL A 82509L107 18 47 SH DFND 47 0 0 STARBUCKS CORP COM 855244109 507 7805 SH DFND 7805 0 0 STRYKER CORP COM 863667101 2 11 SH DFND 11 0 0 SUN LIFE FINL INC COM 866796105 36 1115 SH DFND 1115 0 0 SUNCOR ENERGY INC NEW COM 867224107 759 46227 SH DFND 46227 0 0 SYSCO CORP COM 871829107 10 225 SH DFND 225 0 0 TASEKO MINES LTD COM 876511106 0 1000 SH DFND 1000 0 0 TC ENERGY CORP COM 87807B107 1570 34464 SH DFND 34464 0 0 TECK RESOURCES LTD CL B 878742204 173 20875 SH DFND 20875 0 0 TELEFONICA S A SPONSORED ADR 879382208 1 200 SH DFND 200 0 0 TELUS CORPORATION COM 87971M103 462 28188 SH DFND 28188 0 0 TESLA INC COM 88160R101 106 195 SH DFND 195 0 0 THOMSON REUTERS CORP COM NEW 884903709 14 207 SH DFND 207 0 0 BEYOND MEAT INC COM 08862E109 23 340 SH DFND 340 0 0 TILRAY INC COM CL 2 88688T100 8 1206 SH DFND 1206 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1840 43161 SH DFND 43161 0 0 TURQUOISE HILL RES LTD COM 900435108 2 4150 SH DFND 4150 0 0 TWITTER INC COM 90184L102 8 295 SH DFND 295 0 0 UNDER ARMOUR INC CL A 904311107 2 200 SH DFND 200 0 0 UNILEVER PLC SPON ADR NEW 904767704 370 7335 SH DFND 7335 0 0 UNION PAC CORP COM 907818108 262 1800 SH DFND 1800 0 0 UNITED PARCEL SERVICE INC CL B 911312106 12 126 SH DFND 126 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 34 250 SH DFND 250 0 0 VALERO ENERGY CORP COM 91913Y100 320 6676 SH DFND 6676 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 159 6105 SH DFND 6105 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 77 17025 SH DFND 17025 0 0 VANECK VECTORS ETF TR INDIA SMALL CAP 92189F767 1 40 SH DFND 40 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 103 962 SH DFND 962 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 24 569 SH DFND 569 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 28 600 SH DFND 600 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 4 42 SH DFND 42 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 33 405 SH DFND 405 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 100 1163 SH DFND 1163 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 10 290 SH DFND 290 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6 110 SH DFND 110 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 68 1642 SH DFND 1642 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 33 952 SH DFND 952 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 14 315 SH DFND 315 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1 30 SH DFND 30 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 331 4172 SH DFND 4172 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1124 12879 SH DFND 12879 0 0 VENTAS INC COM 92276F100 7 250 SH DFND 250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 116 478 SH DFND 478 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 7 86 SH DFND 86 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 10 75 SH DFND 75 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 45 647 SH DFND 647 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 0 2 SH DFND 2 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 31 227 SH DFND 227 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 119 742 SH DFND 742 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 99 1086 SH DFND 1086 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 468 3547 SH DFND 3547 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 298 5227 SH DFND 5227 0 0 VERMILION ENERGY INC COM 923725105 2 400 SH DFND 400 0 0 VIEMED HEALTHCARE INC COM 92663R105 3 500 SH DFND 500 0 0 VISA INC COM CL A 92826C839 1553 9223 SH DFND 9223 0 0 VMWARE INC CL A COM 928563402 9 70 SH DFND 70 0 0 WEC ENERGY GROUP INC COM 92939U106 2 19 SH DFND 19 0 0 WABTEC COM 929740108 1 11 SH DFND 11 0 0 WALMART INC COM 931142103 1676 13749 SH DFND 13749 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 27 620 SH DFND 620 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 9 400 SH DFND 400 0 0 WASTE CONNECTIONS INC COM 94106B101 878 10705 SH DFND 10705 0 0 WASTE MGMT INC DEL COM 94106L109 37 400 SH DFND 400 0 0 WELLS FARGO CO NEW COM 949746101 80 2783 SH DFND 2783 0 0 WEYERHAEUSER CO COM 962166104 129 7460 SH DFND 7460 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 43 1473 SH DFND 1473 0 0 WILLIAMS COS INC COM 969457100 197 13002 SH DFND 13002 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1 35 SH DFND 35 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 6 142 SH DFND 142 0 0 XCEL ENERGY INC COM 98389B100 2 28 SH DFND 28 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 8 70 SH DFND 70 0 0 EURONAV NV ANTWERPEN SHS B38564108 0 13 SH DFND 13 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 24 7050 SH DFND 7050 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 49 299 SH DFND 299 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 47 1818 SH DFND 1818 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 1 100 SH DFND 100 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 6 150 SH DFND 150 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 438 10285 SH DFND 10285 0 0 HERMITAGE OFFSHORE SERVICE L SHS G4511M108 0 5 SH DFND 5 0 0 LINDE PLC SHS G5494J103 2 11 SH DFND 11 0 0 MEDTRONIC PLC SHS G5960L103 235 2489 SH DFND 2489 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 4 1200 SH DFND 1200 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1 50 SH DFND 50 0 0 VALARIS PLC SHS CLASS A G9402V109 0 30 SH DFND 30 0 0 ALCON INC ORD SHS H01301128 31 610 SH DFND 610 0 0 CHUBB LIMITED COM H1467J104 56 500 SH DFND 500 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 2 50 SH DFND 50 0 0 NYMOX PHARMACEUTICAL CORP COM P73398102 3 1406 SH DFND 1406 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 7 200 SH DFND 200 0 0