0001398344-21-009708.txt : 20210505
0001398344-21-009708.hdr.sgml : 20210505
20210505121224
ACCESSION NUMBER: 0001398344-21-009708
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
EFFECTIVENESS DATE: 20210505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Professional Financial Advisors, LLC
CENTRAL INDEX KEY: 0001798221
IRS NUMBER: 470901141
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19857
FILM NUMBER: 21892048
BUSINESS ADDRESS:
STREET 1: 1400 S DEWEY ST
STREET 2: SUITE 300
CITY: NORTH PLATTE
STATE: NE
ZIP: 69101
BUSINESS PHONE: 308-534-8210
MAIL ADDRESS:
STREET 1: 1400 S DEWEY ST
STREET 2: SUITE 300
CITY: NORTH PLATTE
STATE: NE
ZIP: 69101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001798221
XXXXXXXX
03-31-2021
03-31-2021
false
Professional Financial Advisors, LLC
1400 S DEWEY ST
SUITE 300
NORTH PLATTE
NE
69101
13F HOLDINGS REPORT
028-19857
N
MARC WERKMEISTER
Member/Chief Compliance Officer
308-534-8210
/s/ MARC WERKMEISTER
NORTH PLATTE
NE
05-05-2021
0
376
161031
INFORMATION TABLE
2
fp0064545_13fhr-table.xml
13F INFORMATION TABLE
ABBVIE INC
COM
00287Y109
171
1582
SH
SOLE
0
0
1582
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
35
2142
SH
SOLE
0
0
2142
ACCO BRANDS CORP
COM
00081T108
1
110
SH
SOLE
0
0
110
ADVANCED MICRO DEVICES INC
COM
007903107
0
3
SH
SOLE
0
0
3
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
20
90
SH
SOLE
0
0
90
ALLEGIANCE BANCSHARES INC
COM
01748H107
378
9327
SH
SOLE
0
0
9327
ALLIANT ENERGY CORP
COM
018802108
15
275
SH
SOLE
0
0
275
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
9
600
SH
SOLE
0
0
600
ALLSTATE CORP
COM
020002101
66
570
SH
SOLE
0
0
570
ALPHA ARCHITECT ETF TR
US QUAN MOMENTUM
02072L409
25
473
SH
SOLE
0
0
473
ALPHABET INC
CAP STK CL A
02079K305
93
45
SH
SOLE
0
0
45
ALPHABET INC
CAP STK CL C
02079K107
1074
519
SH
SOLE
0
0
519
ALPS ETF TR
SECTR DIV DOGS
00162Q858
2
35
SH
SOLE
0
0
35
ALTRIA GROUP INC
COM
02209S103
30
588
SH
SOLE
0
0
588
AMAZON COM INC
COM
023135106
1315
425
SH
SOLE
0
0
425
AMC ENTMT HLDGS INC
CL A COM
00165C104
1
115
SH
SOLE
0
0
115
AMERICAN AIRLS GROUP INC
COM
02376R102
0
10
SH
SOLE
0
0
10
AMERICAN FINL GROUP INC OHIO
COM
025932104
9
82
SH
SOLE
0
0
82
AMERICAN INTL GROUP INC
COM NEW
026874784
1
27
SH
SOLE
0
0
27
AMERICAN TOWER CORP NEW
COM
03027X100
8
32
SH
SOLE
0
0
32
AMPLIFY ETF TR
BLOCKCHAIN LDR
032108607
0
4
SH
SOLE
0
0
4
ANTERO MIDSTREAM CORP
COM
03676B102
12
1292
SH
SOLE
0
0
1292
APHRIA INC
COM
03765K104
0
25
SH
SOLE
0
0
25
APPLE INC
COM
037833100
2005
16411
SH
SOLE
0
0
16411
APPLIED MATLS INC
COM
038222105
185
1385
SH
SOLE
0
0
1385
ARISTA NETWORKS INC
COM
040413106
3
9
SH
SOLE
0
0
9
ARK ETF TR
INNOVATION ETF
00214Q104
20
166
SH
SOLE
0
0
166
ASTRAZENECA PLC
SPONSORED ADR
046353108
3
56
SH
SOLE
0
0
56
AT&T INC
COM
00206R102
321
10594
SH
SOLE
0
0
10594
AURINIA PHARMACEUTICALS INC
COM
05156V102
3
260
SH
SOLE
0
0
260
AUTODESK INC
COM
052769106
2
6
SH
SOLE
0
0
6
AVIS BUDGET GROUP
COM
053774105
4
60
SH
SOLE
0
0
60
BARCLAYS BANK PLC
IPSPGS TTL ETN
06738C794
563
43474
SH
SOLE
0
0
43474
BED BATH & BEYOND INC
COM
075896100
0
6
SH
SOLE
0
0
6
BELLEROPHON THERAPEUTICS INC
COM NEW
078771300
3
500
SH
SOLE
0
0
500
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2249
8805
SH
SOLE
0
0
8805
BK OF AMERICA CORP
COM
060505104
12
300
SH
SOLE
0
0
300
BLACK HILLS CORP
COM
092113109
2
32
SH
SOLE
0
0
32
BLACKBERRY LTD
COM
09228F103
0
15
SH
SOLE
0
0
15
BLACKSTONE GROUP INC
COM
09260D107
38
514
SH
SOLE
0
0
514
BLOCK H & R INC
COM
093671105
2
100
SH
SOLE
0
0
100
BOEING CO
COM
097023105
46
181
SH
SOLE
0
0
181
BOOKING HOLDINGS INC
COM
09857L108
28
12
SH
SOLE
0
0
12
BP PLC
SPONSORED ADR
055622104
8
336
SH
SOLE
0
0
336
BRIGHTHOUSE FINL INC
COM
10922N103
45
1009
SH
SOLE
0
0
1009
BRISTOL-MYERS SQUIBB CO
COM
110122108
6
100
SH
SOLE
0
0
100
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
2
37
SH
SOLE
0
0
37
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
6
150
SH
SOLE
0
0
150
BUCKLE INC
COM
118440106
50
1283
SH
SOLE
0
0
1283
CADENCE DESIGN SYSTEM INC
COM
127387108
9
64
SH
SOLE
0
0
64
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
1447
45257
SH
SOLE
0
0
45257
CALLAWAY GOLF CO
COM
131193104
0
15
SH
SOLE
0
0
15
CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
18
292
SH
SOLE
0
0
292
CAMBRIA ETF TR
CANNABIS ETF
132061821
14
679
SH
SOLE
0
0
679
CAMBRIA ETF TR
TAIL RISK
132061862
13
700
SH
SOLE
0
0
700
CAMBRIA ETF TR
GLB ASSET ALLO
132061607
1649
53690
SH
SOLE
0
0
53690
CAMBRIA ETF TR
GLB MOMENT ETF
132061508
300
10495
SH
SOLE
0
0
10495
CAMBRIA ETF TR
GLOBAL VALUE ETF
132061409
39
1755
SH
SOLE
0
0
1755
CANOPY GROWTH CORP
COM
138035100
9
266
SH
SOLE
0
0
266
CARMAX INC
COM
143130102
1185
8934
SH
SOLE
0
0
8934
CARNIVAL CORP
UNIT 99/99/9999
143658300
1
35
SH
SOLE
0
0
35
CARVANA CO
CL A
146869102
285
1087
SH
SOLE
0
0
1087
CATERPILLAR INC
COM
149123101
8
35
SH
SOLE
0
0
35
CERNER CORP
COM
156782104
37
512
SH
SOLE
0
0
512
CHEVRON CORP NEW
COM
166764100
2
15
SH
SOLE
0
0
15
CISCO SYS INC
COM
17275R102
19
375
SH
SOLE
0
0
375
CITIGROUP INC
COM NEW
172967424
5
74
SH
SOLE
0
0
74
CLEARWATER PAPER CORP
COM
18538R103
383
10172
SH
SOLE
0
0
10172
COCA COLA CO
COM
191216100
22
421
SH
SOLE
0
0
421
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
141
1799
SH
SOLE
0
0
1799
CONAGRA BRANDS INC
COM
205887102
1544
41070
SH
SOLE
0
0
41070
CONOCOPHILLIPS
COM
20825C104
21
392
SH
SOLE
0
0
392
COSTCO WHSL CORP NEW
COM
22160K105
53
151
SH
SOLE
0
0
151
CROSSAMERICA PARTNERS LP
UT LTD PTN INT
22758A105
17
894
SH
SOLE
0
0
894
CROWDSTRIKE HLDGS INC
CL A
22788C105
342
1872
SH
SOLE
0
0
1872
CSX CORP
COM
126408103
9
97
SH
SOLE
0
0
97
CUMMINS INC
COM
231021106
2
7
SH
SOLE
0
0
7
CUSTOMERS BANCORP INC
COM
23204G100
390
12268
SH
SOLE
0
0
12268
CVS HEALTH CORP
COM
126650100
8
100
SH
SOLE
0
0
100
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
96
4412
SH
SOLE
0
0
4412
DEERE & CO
COM
244199105
26
70
SH
SOLE
0
0
70
DELEK LOGISTICS PARTNERS LP
COM UNT RP INT
24664T103
122
3388
SH
SOLE
0
0
3388
DELL TECHNOLOGIES INC
CL C
24703L202
195
2213
SH
SOLE
0
0
2213
DELTA AIR LINES INC DEL
COM NEW
247361702
7
135
SH
SOLE
0
0
135
DENTSPLY SIRONA INC
COM
24906P109
153
2402
SH
SOLE
0
0
2402
Direxion Shares Etf Trust Daily Rgnal Bull Etf
DLY TECH BULL 3X
25459W102
19
80
SH
SOLE
0
0
80
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
1
15
SH
SOLE
0
0
15
DIREXION SHS ETF TR
DLY TECH BULL 3X
25459W102
15
352
SH
SOLE
0
0
352
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
1
10
SH
SOLE
0
0
10
DISCOVER FINL SVCS
COM
254709108
25
262
SH
SOLE
0
0
262
DISH NETWORK CORPORATION
CL A
25470M109
14
400
SH
SOLE
0
0
400
DISNEY WALT CO
COM
254687106
140
759
SH
SOLE
0
0
759
DOLBY LABORATORIES INC
COM CL A
25659T107
4
40
SH
SOLE
0
0
40
DOLLAR TREE INC
COM
256746108
3
22
SH
SOLE
0
0
22
DOMINION ENERGY INC
COM
25746U109
16
213
SH
SOLE
0
0
213
DONALDSON INC
COM
257651109
6
103
SH
SOLE
0
0
103
DRAFTKINGS INC
COM CL A
26142R104
5
80
SH
SOLE
0
0
80
DUKE ENERGY CORP NEW
COM NEW
26441C204
22
231
SH
SOLE
0
0
231
ECHO GLOBAL LOGISTICS INC
COM
27875T101
378
12049
SH
SOLE
0
0
12049
EMERSON ELEC CO
COM
291011104
7
79
SH
SOLE
0
0
79
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
10
1549
SH
SOLE
0
0
1549
ENBRIDGE INC
COM
29250N105
22
604
SH
SOLE
0
0
604
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
39
5140
SH
SOLE
0
0
5140
ENPRO INDS INC
COM
29355X107
2
22
SH
SOLE
0
0
22
ENTERPRISE PRODS PARTNERS L
COM
293792107
18
795
SH
SOLE
0
0
795
ENVIVA PARTNERS LP
COM UNIT
29414J107
23
473
SH
SOLE
0
0
473
EQUITRANS MIDSTREAM CORP
COM
294600101
6
714
SH
SOLE
0
0
714
ETF SER SOLUTIONS
PRMSE CP DIVRSFD
26922A768
625
20021
SH
SOLE
0
0
20021
ETF SER SOLUTIONS
US GLB JETS
26922A842
0
10
SH
SOLE
0
0
10
ETHAN ALLEN INTERIORS INC
COM
297602104
379
13713
SH
SOLE
0
0
13713
EXCHANGE TRADED CONCEPTS TR
CAPITAL LINK GBL
301505764
2
53
SH
SOLE
0
0
53
EXELON CORP
COM
30161N101
49
1130
SH
SOLE
0
0
1130
EXP WORLD HLDGS INC
COM
30212W100
1
16
SH
SOLE
0
0
16
EXXON MOBIL CORP
COM
30231G102
58
1038
SH
SOLE
0
0
1038
FACEBOOK INC
CL A
30303M102
1048
3559
SH
SOLE
0
0
3559
FIDELITY COVINGTON TRUST
CONSMR STAPLES
316092303
6
141
SH
SOLE
0
0
141
FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
16
264
SH
SOLE
0
0
264
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
41
390
SH
SOLE
0
0
390
FIDELITY COVINGTON TRUST
MSCI RL EST ETF
316092857
25
895
SH
SOLE
0
0
895
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
5
128
SH
SOLE
0
0
128
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
2
43
SH
SOLE
0
0
43
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
744
16656
SH
SOLE
0
0
16656
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R878
47
1378
SH
SOLE
0
0
1378
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
7
100
SH
SOLE
0
0
100
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
3
65
SH
SOLE
0
0
65
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
2
52
SH
SOLE
0
0
52
FORD MTR CO DEL
COM
345370860
35
2860
SH
SOLE
0
0
2860
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
29
300
SH
SOLE
0
0
300
GENERAL DYNAMICS CORP
COM
369550108
26
145
SH
SOLE
0
0
145
GENERAL ELECTRIC CO
COM
369604103
11
851
SH
SOLE
0
0
851
GENERAL MTRS CO
COM
37045V100
17
298
SH
SOLE
0
0
298
GLOBAL PARTNERS LP
COM UNITS
37946R109
16
738
SH
SOLE
0
0
738
GLOBAL X FDS
AUTONMOUS EV ETF
37954Y624
2
75
SH
SOLE
0
0
75
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
50
1018
SH
SOLE
0
0
1018
GW PHARMACEUTICALS PLC
ADS
36197T103
5
25
SH
SOLE
0
0
25
HANESBRANDS INC
COM
410345102
6
306
SH
SOLE
0
0
306
HANMI FINL CORP
COM NEW
410495204
388
19647
SH
SOLE
0
0
19647
HCA HEALTHCARE INC
COM
40412C101
24
125
SH
SOLE
0
0
125
HEALTHPEAK PROPERTIES INC
COM
42250P103
27
850
SH
SOLE
0
0
850
HOME DEPOT INC
COM
437076102
159
520
SH
SOLE
0
0
520
HOST HOTELS & RESORTS INC
COM
44107P104
42
2498
SH
SOLE
0
0
2498
HUNT J B TRANS SVCS INC
COM
445658107
0
2
SH
SOLE
0
0
2
INTEL CORP
COM
458140100
16
251
SH
SOLE
0
0
251
INTERNATIONAL BUSINESS MACHS
COM
459200101
133
1000
SH
SOLE
0
0
1000
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
2
149
SH
SOLE
0
0
149
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
957
57622
SH
SOLE
0
0
57622
INVESCO DB MULTI-SECTOR COMM
PRECIOUS METAL
46140H502
6
122
SH
SOLE
0
0
122
INVESCO EXCH TRADED FD TR II
S&P 500 ENHNCD
46138E396
173
4338
SH
SOLE
0
0
4338
INVESCO EXCH TRADED FD TR II
S&P 500 MOMNTM
46138E339
2787
52560
SH
SOLE
0
0
52560
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
1497
99823
SH
SOLE
0
0
99823
INVESCO EXCH TRADED FD TR II
S&P SMLCP HELT
46138E149
86
469
SH
SOLE
0
0
469
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
35
766
SH
SOLE
0
0
766
INVESCO EXCH TRADED FD TR II
S&P SMALLCAP 600
46138G664
126
1106
SH
SOLE
0
0
1106
INVESCO EXCHANGE TRADED FD T
S&P SMLCP MOMENT
46137V498
28
530
SH
SOLE
0
0
530
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
2
100
SH
SOLE
0
0
100
INVESCO LTD
SHS
G491BT108
34
1331
SH
SOLE
0
0
1331
INVESCO QQQ TR
UNIT SER 1
46090E103
490
1536
SH
SOLE
0
0
1536
ISHARES INC
CORE MSCI EMKT
46434G103
18
280
SH
SOLE
0
0
280
ISHARES INC
MSCI GBL MIN VOL
464286525
2061
20890
SH
SOLE
0
0
20890
ISHARES INC
MSCI JPN ETF NEW
46434G822
379
5526
SH
SOLE
0
0
5526
ISHARES INC
MSCI EMERG MKT
46434G889
5
101
SH
SOLE
0
0
101
ISHARES SILVER TR
ISHARES
46428Q109
19
824
SH
SOLE
0
0
824
ISHARES TR
CONSER ALLOC ETF
464289883
374
9678
SH
SOLE
0
0
9678
ISHARES TR
CORE MSCI TOTAL
46432F834
30
427
SH
SOLE
0
0
427
ISHARES TR
CORE S&P SCP ETF
464287804
833
7675
SH
SOLE
0
0
7675
ISHARES TR
CORE S&P TTL STK
464287150
16563
180820
SH
SOLE
0
0
180820
ISHARES TR
MSCI GBL MULTIFC
46434V316
2
67
SH
SOLE
0
0
67
ISHARES TR
MSCI USA MMENTM
46432F396
4923
30606
SH
SOLE
0
0
30606
ISHARES TR
MSCI INTL SML CP
46434V266
59
1697
SH
SOLE
0
0
1697
ISHARES TR
MSCI USA MIN VOL
46429B697
361
5217
SH
SOLE
0
0
5217
ISHARES TR
MSCI ACWI ETF
464288257
12
131
SH
SOLE
0
0
131
ISHARES TR
EAFE SML CP ETF
464288273
10351
144084
SH
SOLE
0
0
144084
ISHARES TR
EAFE VALUE ETF
464288877
3
62
SH
SOLE
0
0
62
ISHARES TR
MSCI EMG MKT ETF
464287234
454
8514
SH
SOLE
0
0
8514
ISHARES TR
RUSSELL 2000 ETF
464287655
385
1744
SH
SOLE
0
0
1744
ISHARES TR
AGGRES ALLOC ETF
464289859
127
1891
SH
SOLE
0
0
1891
ISHARES TR
MRNGSTR INC ETF
46432F875
5
214
SH
SOLE
0
0
214
ISHARES TR
ISHS 1-5YR INVS
464288646
21
376
SH
SOLE
0
0
376
ISHARES TR
CORE DIV GRWTH
46434V621
5253
108834
SH
SOLE
0
0
108834
ISHARES TR
CORE S&P500 ETF
464287200
40
101
SH
SOLE
0
0
101
ISHARES TR
EAFE GRWTH ETF
464288885
1535
15278
SH
SOLE
0
0
15278
ISHARES TR
MSCI INTL MOMENT
46434V449
1786
47489
SH
SOLE
0
0
47489
ISHARES TR
ESG AWR MSCI USA
46435G425
169
1857
SH
SOLE
0
0
1857
ISHARES TR
GLOBAL 100 ETF
464287572
23
351
SH
SOLE
0
0
351
ISHARES TR
GLOBAL REIT ETF
46434V647
198
7789
SH
SOLE
0
0
7789
ISHARES TR
GRWT ALLOCAT ETF
464289867
925
17263
SH
SOLE
0
0
17263
ISHARES TR
INTL TREA BD ETF
464288117
8
163
SH
SOLE
0
0
163
ISHARES TR
MODERT ALLOC ETF
464289875
148
3403
SH
SOLE
0
0
3403
ISHARES TR
MSCI INTL QUALTY
46434V456
1643
45093
SH
SOLE
0
0
45093
ISHARES TR
MSCI USA SMCP MN
46435G433
1752
47538
SH
SOLE
0
0
47538
ISHARES TR
MSCI USA VALUE
46432F388
43
422
SH
SOLE
0
0
422
ISHARES TR
U.S. MED DVC ETF
464288810
28
84
SH
SOLE
0
0
84
ISHARES TR
MSCI USA QLT FCT
46432F339
46
377
SH
SOLE
0
0
377
ISHARES TR
MSCI USA SZE FT
46432F370
27
225
SH
SOLE
0
0
225
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
4
134
SH
SOLE
0
0
134
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
63
1026
SH
SOLE
0
0
1026
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
13
300
SH
SOLE
0
0
300
JOHNSON & JOHNSON
COM
478160104
22
131
SH
SOLE
0
0
131
KANSAS CITY SOUTHERN
COM NEW
485170302
33
125
SH
SOLE
0
0
125
KINDER MORGAN INC DEL
COM
49456B101
22
1347
SH
SOLE
0
0
1347
KOHLS CORP
COM
500255104
47
781
SH
SOLE
0
0
781
KRAFT HEINZ CO
COM
500754106
2
51
SH
SOLE
0
0
51
LAMB WESTON HLDGS INC
COM
513272104
1130
14586
SH
SOLE
0
0
14586
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
20
661
SH
SOLE
0
0
661
LEMONADE INC
COM
52567D107
1
10
SH
SOLE
0
0
10
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
0
9
SH
SOLE
0
0
9
LIFEVANTAGE CORP
COM NEW
53222K205
24
2517
SH
SOLE
0
0
2517
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
7
462
SH
SOLE
0
0
462
LOCKHEED MARTIN CORP
COM
539830109
122
330
SH
SOLE
0
0
330
LUMEN TECHNOLOGIES INC
COM
156700106
130
9748
SH
SOLE
0
0
9748
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
0
15
SH
SOLE
0
0
15
M & T BK CORP
COM
55261F104
10
66
SH
SOLE
0
0
66
MACYS INC
COM
55616P104
0
30
SH
SOLE
0
0
30
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
24
565
SH
SOLE
0
0
565
MARKEL CORP
COM
570535104
3
3
SH
SOLE
0
0
3
MASTERCARD INCORPORATED
CL A
57636Q104
921
2585
SH
SOLE
0
0
2585
MAXAR TECHNOLOGIES INC
COM
57778K105
3
71
SH
SOLE
0
0
71
MCDONALDS CORP
COM
580135101
19
85
SH
SOLE
0
0
85
MERCADOLIBRE INC
COM
58733R102
6
4
SH
SOLE
0
0
4
MERCK & CO. INC
COM
58933Y105
8
101
SH
SOLE
0
0
101
MICROSOFT CORP
COM
594918104
1445
6130
SH
SOLE
0
0
6130
MODERNA INC
COM
60770K107
20
156
SH
SOLE
0
0
156
MONDELEZ INTL INC
CL A
609207105
9
150
SH
SOLE
0
0
150
MORGAN STANLEY
COM NEW
617446448
41
525
SH
SOLE
0
0
525
MPLX LP
COM UNIT REP LTD
55336V100
12
464
SH
SOLE
0
0
464
NATWEST GROUP PLC
SPONS ADR 2 ORD
639057108
0
1
SH
SOLE
0
0
1
NCR CORP NEW
COM
62886E108
8
200
SH
SOLE
0
0
200
NETFLIX INC
COM
64110L106
41
78
SH
SOLE
0
0
78
NEXTERA ENERGY INC
COM
65339F101
46
608
SH
SOLE
0
0
608
NIKOLA CORP
COM
654110105
14
1000
SH
SOLE
0
0
1000
NIO INC
SPON ADS
62914V106
1
19
SH
SOLE
0
0
19
NOKIA CORP
SPONSORED ADR
654902204
2
445
SH
SOLE
0
0
445
NORTHERN LTS FD TR IV
FORMULA FOLIOS
66538H674
137
4041
SH
SOLE
0
0
4041
NORTHERN LTS FD TR IV
FRMLAFLIO TACT
66538H575
1223
42713
SH
SOLE
0
0
42713
NUCOR CORP
COM
670346105
14
180
SH
SOLE
0
0
180
NUSTAR ENERGY LP
UNIT COM
67058H102
9
528
SH
SOLE
0
0
528
OASIS MIDSTREAM PARTNERS LP
COM UNITS REPS
67420T206
92
4125
SH
SOLE
0
0
4125
OCCIDENTAL PETE CORP
COM
674599105
12
466
SH
SOLE
0
0
466
ORACLE CORP
COM
68389X105
114
1620
SH
SOLE
0
0
1620
OSI ETF TR
OSHARES US SMLCP
67110P100
1
15
SH
SOLE
0
0
15
PAYPAL HLDGS INC
COM
70450Y103
7
30
SH
SOLE
0
0
30
PELOTON INTERACTIVE INC
CL A COM
70614W100
3
25
SH
SOLE
0
0
25
PENN NATL GAMING INC
COM
707569109
11
106
SH
SOLE
0
0
106
PEPSICO INC
COM
713448108
84
595
SH
SOLE
0
0
595
PFIZER INC
COM
717081103
13
353
SH
SOLE
0
0
353
PHILLIPS 66
COM
718546104
13
154
SH
SOLE
0
0
154
PINDUODUO INC
SPONSORED ADS
722304102
395
2954
SH
SOLE
0
0
2954
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5
509
SH
SOLE
0
0
509
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
383
6009
SH
SOLE
0
0
6009
PRINCIPAL EXCHANGE-TRADED FD
HELTHCARE INDX
74255Y409
3
50
SH
SOLE
0
0
50
PROCTER AND GAMBLE CO
COM
742718109
441
3259
SH
SOLE
0
0
3259
PROSHARES TR
PSHS ULT MCAP400
74347R404
16
267
SH
SOLE
0
0
267
PROSHARES TR
PSHS ULT S&P 500
74347R107
28
271
SH
SOLE
0
0
271
PROSHARES TR
PSHS ULTRUSS2000
74347R842
18
159
SH
SOLE
0
0
159
PROSHARES TR
ULTR RUSSL2000
74347X799
5
43
SH
SOLE
0
0
43
PROSHARES TR
ULTRAPRO QQQ
74347X831
3
28
SH
SOLE
0
0
28
PROSHARES TR
MSCI EMRG ETF
74347X302
8
76
SH
SOLE
0
0
76
PRUDENTIAL FINL INC
COM
744320102
2
24
SH
SOLE
0
0
24
QUANTUMSCAPE CORP
COM CL A
74767V109
1
20
SH
SOLE
0
0
20
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
10
133
SH
SOLE
0
0
133
REALTY INCOME CORP
COM
756109104
17
260
SH
SOLE
0
0
260
REKOR SYSTEMS INC
COM
759419104
362
18105
SH
SOLE
0
0
18105
ROCKWELL AUTOMATION INC
COM
773903109
186
700
SH
SOLE
0
0
700
SCHWAB CHARLES CORP
COM
808513105
1019
15635
SH
SOLE
0
0
15635
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
9
286
SH
SOLE
0
0
286
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2
25
SH
SOLE
0
0
25
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
30
402
SH
SOLE
0
0
402
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2
17
SH
SOLE
0
0
17
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
19
548
SH
SOLE
0
0
548
SELECT SECTOR SPDR TR
ENERGY
81369Y506
5
102
SH
SOLE
0
0
102
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
96
573
SH
SOLE
0
0
573
SENECA FOODS CORP NEW
CL A
817070501
2
47
SH
SOLE
0
0
47
SERVICENOW INC
COM
81762P102
409
818
SH
SOLE
0
0
818
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
37
2780
SH
SOLE
0
0
2780
SIRIUS XM HOLDINGS INC
COM
82968B103
6
1000
SH
SOLE
0
0
1000
SMARTSHEET INC
COM CL A
83200N103
268
4196
SH
SOLE
0
0
4196
SMUCKER J M CO
COM NEW
832696405
7
52
SH
SOLE
0
0
52
SNAP ON INC
COM
833034101
15
64
SH
SOLE
0
0
64
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
2
6
SH
SOLE
0
0
6
SOUTHWEST AIRLS CO
COM
844741108
3
50
SH
SOLE
0
0
50
SPDR GOLD TR
GOLD SHS
78463V107
699
4370
SH
SOLE
0
0
4370
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
31
655
SH
SOLE
0
0
655
SPDR INDEX SHS FDS
MSCI WRLD STRGIC
78463X418
27
276
SH
SOLE
0
0
276
SPDR INDEX SHS FDS
PORTFLI MSCI GBL
78463X475
901
17219
SH
SOLE
0
0
17219
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1030
29133
SH
SOLE
0
0
29133
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
514
11743
SH
SOLE
0
0
11743
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
10
186
SH
SOLE
0
0
186
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
9
185
SH
SOLE
0
0
185
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
41
1090
SH
SOLE
0
0
1090
SPDR S&P 500 ETF TR
TR UNIT
78462F103
310
782
SH
SOLE
0
0
782
SPDR SER TR
PORTFOLIO S&P500
78464A854
782
16772
SH
SOLE
0
0
16772
SPDR SER TR
PORTFOLI S&P1500
78464A805
19832
403180
SH
SOLE
0
0
403180
SPDR SER TR
PORTFOLIO S&P600
78468R853
638
15086
SH
SOLE
0
0
15086
SPDR SER TR
PRTFLO S&P500 GW
78464A409
22
388
SH
SOLE
0
0
388
SPDR SER TR
S&P 600 SMCP GRW
78464A201
5
54
SH
SOLE
0
0
54
SPDR SER TR
PORTFLI MORTGAGE
78464A383
9
343
SH
SOLE
0
0
343
SPDR SER TR
PORTFLI TIPS ETF
78464A656
16
534
SH
SOLE
0
0
534
SPDR SER TR
PORTFOLIO LN COR
78464A367
17
566
SH
SOLE
0
0
566
SPDR SER TR
PORTFOLIO S&P400
78464A847
43
937
SH
SOLE
0
0
937
SPDR SER TR
PORTFOLIO SHORT
78464A474
11
363
SH
SOLE
0
0
363
SPDR SER TR
PRTFLO S&P500 HI
78468R788
17
437
SH
SOLE
0
0
437
SPDR SER TR
S&P PHARMAC
78464A722
3
50
SH
SOLE
0
0
50
SPDR SER TR
SPDR S&P1500VL
78464A128
230
1655
SH
SOLE
0
0
1655
SPDR SER TR
SSGA US LRG ETF
78468R804
10
77
SH
SOLE
0
0
77
SSGA ACTIVE ETF TR
GLOBL ALLO ETF
78467V400
55
1257
SH
SOLE
0
0
1257
SSGA ACTIVE TR
SPDR SSGA US SCT
78470P408
436
10645
SH
SOLE
0
0
10645
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
14
452
SH
SOLE
0
0
452
TANDEM DIABETES CARE INC
COM NEW
875372203
370
4189
SH
SOLE
0
0
4189
TARGET CORP
COM
87612E106
1
5
SH
SOLE
0
0
5
TELADOC HEALTH INC
COM
87918A105
338
1857
SH
SOLE
0
0
1857
TERADATA CORP DEL
COM
88076W103
8
200
SH
SOLE
0
0
200
TESLA INC
COM
88160R101
608
910
SH
SOLE
0
0
910
THOMSON REUTERS CORP.
COM NEW
884903709
5
57
SH
SOLE
0
0
57
T-MOBILE US INC
COM
872590104
9
75
SH
SOLE
0
0
75
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1
4
SH
SOLE
0
0
4
TRUSTCO BK CORP N Y
COM
898349105
389
52744
SH
SOLE
0
0
52744
TWIST BIOSCIENCE CORP
COM
90184D100
0
2
SH
SOLE
0
0
2
TWITTER INC
COM
90184L102
13
200
SH
SOLE
0
0
200
TYSON FOODS INC
CL A
902494103
86
1156
SH
SOLE
0
0
1156
UBER TECHNOLOGIES INC
COM
90353T100
321
5880
SH
SOLE
0
0
5880
UNDER ARMOUR INC
CL A
904311107
0
11
SH
SOLE
0
0
11
UNION PAC CORP
COM
907818108
4548
20635
SH
SOLE
0
0
20635
UNITED AIRLS HLDGS INC
COM
910047109
15
269
SH
SOLE
0
0
269
UNITED STS GASOLINE FD LP
UNITS
91201T102
1
21
SH
SOLE
0
0
21
UNITEDHEALTH GROUP INC
COM
91324P102
922
2477
SH
SOLE
0
0
2477
US BANCORP DEL
COM NEW
902973304
6
100
SH
SOLE
0
0
100
US FOODS HLDG CORP
COM
912008109
5
125
SH
SOLE
0
0
125
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
79
5145
SH
SOLE
0
0
5145
USD PARTNERS LP
COM UT REP LTD
903318103
8
1375
SH
SOLE
0
0
1375
V F CORP
COM
918204108
23
288
SH
SOLE
0
0
288
VANECK VECTORS ETF TR
SOCIAL SENTIMENT
92189H839
4
165
SH
SOLE
0
0
165
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
28
876
SH
SOLE
0
0
876
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
45
261
SH
SOLE
0
0
261
VANGUARD INDEX FDS
GROWTH ETF
922908736
38
146
SH
SOLE
0
0
146
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
259
1920
SH
SOLE
0
0
1920
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
10803
29655
SH
SOLE
0
0
29655
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
30
181
SH
SOLE
0
0
181
VANGUARD INDEX FDS
SMALL CP ETF
922908751
31
144
SH
SOLE
0
0
144
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1650
6007
SH
SOLE
0
0
6007
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
12773
61799
SH
SOLE
0
0
61799
VANGUARD INDEX FDS
VALUE ETF
922908744
28
215
SH
SOLE
0
0
215
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
4825
79518
SH
SOLE
0
0
79518
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
93
1473
SH
SOLE
0
0
1473
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
179
3444
SH
SOLE
0
0
3444
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
87
897
SH
SOLE
0
0
897
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
66
449
SH
SOLE
0
0
449
VANGUARD STAR FDS
VG TL INTL STK F
921909768
1010
16115
SH
SOLE
0
0
16115
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
35
720
SH
SOLE
0
0
720
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
1776
21439
SH
SOLE
0
0
21439
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
4
65
SH
SOLE
0
0
65
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
121
584
SH
SOLE
0
0
584
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
5
20
SH
SOLE
0
0
20
VANGUARD WORLD FDS
INF TECH ETF
92204A702
7
20
SH
SOLE
0
0
20
Velodyne Lidar Inc Com
COM
92259F101
1
105
SH
SOLE
0
0
105
VENTAS INC
COM
92276F100
6
111
SH
SOLE
0
0
111
VERITIV CORP
COM
923454102
3
64
SH
SOLE
0
0
64
VERIZON COMMUNICATIONS INC
COM
92343V104
99
1702
SH
SOLE
0
0
1702
VIACOMCBS INC
CL B
92556H206
5
119
SH
SOLE
0
0
119
VIATRIS INC
COM
92556V106
2
177
SH
SOLE
0
0
177
VICTORY PORTFOLIOS II
VCSHS INTL HG DV
92647N881
45
1394
SH
SOLE
0
0
1394
VISA INC
COM CL A
92826C839
870
4110
SH
SOLE
0
0
4110
WALMART INC
COM
931142103
823
6061
SH
SOLE
0
0
6061
WEC ENERGY GROUP INC
COM
92939U106
16
176
SH
SOLE
0
0
176
WELLS FARGO CO NEW
COM
949746101
154
3941
SH
SOLE
0
0
3941
WELLTOWER INC
COM
95040Q104
8
112
SH
SOLE
0
0
112
WHIRLPOOL CORP
COM
963320106
37
169
SH
SOLE
0
0
169
WILLIAMS COS INC
COM
969457100
12
523
SH
SOLE
0
0
523
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
93
2504
SH
SOLE
0
0
2504
WISDOMTREE TR
EM EX ST-OWNED
97717X578
1688
41490
SH
SOLE
0
0
41490
WISDOMTREE TR
EM MKTS QTLY DIV
97717W323
770
25895
SH
SOLE
0
0
25895
WORKDAY INC
CL A
98138H101
5
22
SH
SOLE
0
0
22
WORKHORSE GROUP INC
COM NEW
98138J206
0
24
SH
SOLE
0
0
24
WORLD GOLD TR
SPDR GLD MINIS
98149E204
103
6085
SH
SOLE
0
0
6085
YUM CHINA HLDGS INC
COM
98850P109
5
80
SH
SOLE
0
0
80
ZOETIS INC
CL A
98978V103
0
2
SH
SOLE
0
0
2
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
5
16
SH
SOLE
0
0
16