0000950170-24-027236.txt : 20240306 0000950170-24-027236.hdr.sgml : 20240306 20240306164159 ACCESSION NUMBER: 0000950170-24-027236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klee Ann R. CENTRAL INDEX KEY: 0001796076 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39729 FILM NUMBER: 24726555 MAIL ADDRESS: STREET 1: 30 ISABELLA ST. CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotera Health Co CENTRAL INDEX KEY: 0001822479 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 473531161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300 CITY: BROADVIEW HEIGHTS STATE: OH ZIP: 44147 BUSINESS PHONE: 440-262-1410 MAIL ADDRESS: STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300 CITY: BROADVIEW HEIGHTS STATE: OH ZIP: 44147 FORMER COMPANY: FORMER CONFORMED NAME: Sotera Health Topco, Inc. DATE OF NAME CHANGE: 20200824 4 1 ownership.xml 4 X0508 4 2024-03-04 0001822479 Sotera Health Co SHC 0001796076 Klee Ann R. C/O SOTERA HEALTH COMPANY 9100 SOUTH HILLS BLVD., SUITE 300 BROADVIEW HEIGHTS OH 44147 true false false false false Common Stock, $0.01 par value per share ("Common Stock") 2024-03-04 4 S false 5750 14.3075 D 86735 D On March 4, 2024, the Reporting Person sold a total of 5,750 shares of Common Stock of the Issuer in an underwritten public secondary offering (the "Offering"). Reflects a price equal to the Offering price per share less underwriting discounts and commissions payable thereon, as disclosed in the Issuer's Prospectus 424(b)(7), filed with the United States Securities and Exchange Commission on February 29, 2024. Consists of 15,712 Restricted Stock Units and 71,023 shares of Common Stock, including 62,537 shares of vested Common Stock and 8,486 shares of unvested Common Stock. The unvested shares of Common Stock will vest on a daily basis pro rata through May 27, 2025. The Power of Attorney for Ms. Klee is filed as an exhibit to the Form 3 filed with the Securities and Exchange Commission on November 20, 2020, which is hereby incorporated by reference. Matthew J. Klaben, Attorney-in-Fact 2024-03-06