Compliance Analyst

0001795173-20-000002.txt : 20200423 0001795173-20-000002.hdr.sgml : 20200423 20200423132241 ACCESSION NUMBER: 0001795173-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMA Financial Services, Inc. CENTRAL INDEX KEY: 0001795173 IRS NUMBER: 870513295 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19642 FILM NUMBER: 20810281 BUSINESS ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 BUSINESS PHONE: 8017479903 MAIL ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001795173 XXXXXXXX 03-31-2020 03-31-2020 UMA Financial Services, Inc.

310 EAST 4500 SOUTH #550 SALT LAKE CITY UT 84107

13F HOLDINGS REPORT 028-19642 N Melissa Saez Compliance Analyst 801-747-9908 Melissa Saez Salt Lake City UT 04-23-2020 0 108 218253713 false INFORMATION TABLE 2 UMAFinancial13fQ1.xml Q1 2020 13F ISHARES TR MSCI EMG MKT ETF 464287234 457 12794 SH SOLE 0 0 0 12794 ISHARES TR ULTR SH TRM BD 46434V878 902 17939 SH SOLE 0 0 0 17939 ISHARES TR S&P 500 VAL ETF 464287408 366 3563 SH SOLE 0 0 0 3563 3M CO COM 88579Y101 1147 7988 SH SOLE 0 0 0 7988 INTEL CORP COM 458140100 230 3825 SH SOLE 0 0 0 3825 WP CAREY INC COM 92936U109 268 4531 SH SOLE 0 0 0 4531 MCDONALDS CORP COM 580135101 297 1592 SH SOLE 0 0 0 1592 STARBUCKS CORP COM 855244109 209 2696 SH SOLE 0 0 0 2696 MICROSOFT CORP COM 594918104 2353 13562 SH SOLE 0 0 0 13562 ISHARES TR SH TR CRPORT ETF 464288646 2680 50147 SH SOLE 0 0 0 50147 ISHARES TR US TREAS BD ETF 46429B267 3857 136984 SH SOLE 0 0 0 136984 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 284 6337 SH SOLE 0 0 0 6337 VANGUARD WELLINGTON FD US MULTIFACTOR 921935607 467 7930 SH SOLE 0 0 0 7930 ALPHABET INC CAP STK CL C 02079K107 263 208 SH SOLE 0 0 0 208 LULULEMON ATHLETICA INC COM 550021109 255 1200 SH SOLE 0 0 0 1200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 257 7271 SH SOLE 0 0 0 7271 ISHARES TR ESG MSCI USA ETF 46435G425 7154 114328 SH SOLE 0 0 0 114328 ISHARES TR USA QUALITY FCTR 46432F339 1013 11625 SH SOLE 0 0 0 11625 MACQUARIE / FIRST TR GLOBAL COM 55607W100 175 22597 SH SOLE 0 0 0 22597 NOVARTIS A G SPONSORED ADR 66987V109 355 4026 SH SOLE 0 0 0 4026 GOLDMAN SACHS BDC INC SHS 38147U107 143 10522 SH SOLE 0 0 0 10522 ISHARES TR CORE MSCI TOTAL 46432F834 3026 62196 SH SOLE 0 0 0 62196 ISHARES TR CORE S&P500 ETF 464287200 46452 165863 SH SOLE 0 0 0 165863 MEDTRONIC PLC SHS G5960L103 214 2229 SH SOLE 0 0 0 2229 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 43 10000 SH SOLE 0 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 896 4804 SH SOLE 0 0 0 4804 NUVEEN AMT FREE MUN CR INC F COM 67071L106 389 26822 SH SOLE 0 0 0 26822 EXPEDITORS INTL WASH INC COM 302130109 358 5081 SH SOLE 0 0 0 5081 DISNEY WALT CO COM DISNEY 254687106 325 3221 SH SOLE 0 0 0 3221 BOOKING HLDGS INC COM 09857L108 390 288 SH SOLE 0 0 0 288 HUNTSMAN CORP COM 447011107 287 18882 SH SOLE 0 0 0 18882 PAYPAL HLDGS INC COM 70450Y103 299 2592 SH SOLE 0 0 0 2592 ISHARES TR IBOXX INV CP ETF 464287242 4978 38457 SH SOLE 0 0 0 38457 WALMART INC COM 931142103 410 3112 SH SOLE 0 0 0 3112 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 296 13687 SH SOLE 0 0 0 13687 ISHARES TR CORE DIV GRWTH 46434V621 4987 143052 SH SOLE 0 0 0 143052 ISHARES TR CORE S&P TTL STK 464287150 11707 189165 SH SOLE 0 0 0 189165 GLOBAL X FDS GLOBAL X SILVER 37954Y848 203 6700 SH SOLE 0 0 0 6700 ANNALY CAPITAL MANAGEMENT IN COM 035710409 83 13816 SH SOLE 0 0 0 13816 VANGUARD INDEX FDS LARGE CAP ETF 922908637 495 3849 SH SOLE 0 0 0 3849 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 606 17613 SH SOLE 0 0 0 17613 ISHARES INC ESG MSCI EM ETF 46434G863 3681 127456 SH SOLE 0 0 0 127456 VERIZON COMMUNICATIONS INC COM 92343V104 233 4019 SH SOLE 0 0 0 4019 ISHARES TR CORE US AGGBD ET 464287226 2772 23667 SH SOLE 0 0 0 23667 ISHARES TR JPMORGAN USD EMG 464288281 238 2435 SH SOLE 0 0 0 2435 ISHARES TR MIN VOL EAFE ETF 46429B689 5972 93783 SH SOLE 0 0 0 93783 ISHARES TR CORE S&P SCP ETF 464287804 3557 62086 SH SOLE 0 0 0 62086 AMAZON COM INC COM 023135106 929 393 SH SOLE 0 0 0 393 VANGUARD WORLD FD MEGA CAP INDEX 921910873 874 8850 SH SOLE 0 0 0 8850 ISHARES TR EDGE MSCI USA VL 46432F388 1509 22943 SH SOLE 0 0 0 22943 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 89 10000 SH SOLE 0 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 456 1473 SH SOLE 0 0 0 1473 MERCK & CO. INC COM 58933Y105 369 4608 SH SOLE 0 0 0 4608 SERVICENOW INC COM 81762P102 354 1180 SH SOLE 0 0 0 1180 ISHARES INC MIN VOL EMRG MKT 464286533 5882 119837 SH SOLE 0 0 0 119837 INVESCO QQQ TR UNIT SER 1 46090E103 476 2255 SH SOLE 0 0 0 2255 VANGUARD WORLD FDS INF TECH ETF 92204A702 3215 13944 SH SOLE 0 0 0 13944 EXTRA SPACE STORAGE INC COM 30225T102 812 8877 SH SOLE 0 0 0 8877 UNILEVER PLC SPON ADR NEW 904767704 254 4802 SH SOLE 0 0 0 4802 VISA INC COM CL A 92826C839 460 2763 SH SOLE 0 0 0 2763 ISHARES TR EAFE SML CP ETF 464288273 2092 44913 SH SOLE 0 0 0 44913 ISHARES TR USA MOMENTUM FCT 46432F396 884 7630 SH SOLE 0 0 0 7630 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1481 20269 SH SOLE 0 0 0 20269 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 391 7232 SH SOLE 0 0 0 7232 PIMCO ETF TR ACTIVE BD ETF 72201R775 677 6215 SH SOLE 0 0 0 6215 ISHARES TR 20 YR TR BD ETF 464287432 435 2566 SH SOLE 0 0 0 2566 PFIZER INC COM 717081103 360 9925 SH SOLE 0 0 0 9925 SPDR SER TR NUVEEN BLMBRG SR 78468R739 255 5204 SH SOLE 0 0 0 5204 ISHARES TR GLOBAL TECH ETF 464287291 267 1345 SH SOLE 0 0 0 1345 ISHARES TR SP SMCP600VL ETF 464287879 2029 20005 SH SOLE 0 0 0 20005 PROCTER & GAMBLE CO COM 742718109 337 2825 SH SOLE 0 0 0 2825 HEALTHEQUITY INC COM 42226A107 3186 65309 SH SOLE 0 0 0 65309 ISHARES TR SHRT NAT MUN ETF 464288158 794 7454 SH SOLE 0 0 0 7454 VANGUARD INDEX FDS MID CAP ETF 922908629 205 1429 SH SOLE 0 0 0 1429 JOHNSON & JOHNSON COM 478160104 552 3606 SH SOLE 0 0 0 3606 ISHARES INC CORE MSCI EMKT 46434G103 3497 82197 SH SOLE 0 0 0 82197 VANGUARD INDEX FDS SM CP VAL ETF 922908611 595 6535 SH SOLE 0 0 0 6535 ISHARES TR U.S. REAL ES ETF 464287739 215 2944 SH SOLE 0 0 0 2944 ISHARES TR EAFE GRWTH ETF 464288885 3982 53422 SH SOLE 0 0 0 53422 PEPSICO INC COM 713448108 1244 9382 SH SOLE 0 0 0 9382 TWO HBRS INVT CORP COM NEW 90187B408 52 11908 SH SOLE 0 0 0 11908 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 358 4091 SH SOLE 0 0 0 4091 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 406 6204 SH SOLE 0 0 0 6204 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 256 5435 SH SOLE 0 0 0 5435 THERMO FISHER SCIENTIFIC INC COM 883556102 236 702 SH SOLE 0 0 0 702 TELEDYNE TECHNOLOGIES INC COM 879360105 530 1702 SH SOLE 0 0 0 1702 ISHARES TR 0-5YR HI YL CP 46434V407 1558 37366 SH SOLE 0 0 0 37366 FACEBOOK INC CL A 30303M102 479 2627 SH SOLE 0 0 0 2627 ISHARES TR MSCI MIN VOL ETF 46429B697 4320 73983 SH SOLE 0 0 0 73983 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1140 17162 SH SOLE 0 0 0 17162 MASTERCARD INC CL A 57636Q104 620 2413 SH SOLE 0 0 0 2413 ISHARES TR NATIONAL MUN ETF 464288414 699 6215 SH SOLE 0 0 0 6215 ALPHABET INC CAP STK CL A 02079K305 477 379 SH SOLE 0 0 0 379 ISHARES TR MICRO-CAP ETF 464288869 1693 23963 SH SOLE 0 0 0 23963 SPDR S&P 500 ETF TR TR UNIT 78462F103 528 1892 SH SOLE 0 0 0 1892 AMEREN CORP COM 023608102 257 3350 SH SOLE 0 0 0 3350 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 3648 74245 SH SOLE 0 0 0 74245 APPLE INC COM 037833100 4683 16962 SH SOLE 0 0 0 16962 UNION PAC CORP COM 907818108 1046 7114 SH SOLE 0 0 0 7114 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 3600 165508 SH SOLE 0 0 0 165508 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1607 6264 SH SOLE 0 0 0 6264 ISHARES TR CORE MSCI EAFE 46432F842 11885 232585 SH SOLE 0 0 0 232585 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 324 8886 SH SOLE 0 0 0 8886 ISHARES TR CORE S&P MCP ETF 464287507 1329 8820 SH SOLE 0 0 0 8820 INTERNATIONAL BUSINESS MACHS COM 459200101 622 5216 SH SOLE 0 0 0 5216 ISHARES TR U.S. MED DVC ETF 464288810 1344 5280 SH SOLE 0 0 0 5280 AT&T INC COM 00206R102 295 10018 SH SOLE 0 0 0 10018 ISHARES TR MSCI EAFE ETF 464287465 954 17428 SH SOLE 0 0 0 17428