Compliance Analyst

0001795173-19-000001.txt : 20191126 0001795173-19-000001.hdr.sgml : 20191126 20191126124001 ACCESSION NUMBER: 0001795173-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 EFFECTIVENESS DATE: 20191126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UMA Financial Services, Inc. CENTRAL INDEX KEY: 0001795173 IRS NUMBER: 870513295 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19642 FILM NUMBER: 191249277 BUSINESS ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 BUSINESS PHONE: 8017479903 MAIL ADDRESS: STREET 1: 310 EAST 4500 SOUTH STREET 2: #550 CITY: SALT LAKE CITY STATE: UT ZIP: 84107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001795173 XXXXXXXX 09-30-2019 09-30-2019 UMA Financial Services, Inc.

310 EAST 4500 SOUTH #550 SALT LAKE CITY UT 84107

13F HOLDINGS REPORT 028-19642 N Melissa Saez Compliance Analyst 8017479908 Melissa Saez Salt Lake City UT 11-26-2019 0 107 204749 false INFORMATION TABLE 2 umafinancial13f.xml UMA FINANCIAL SERVICES 13F ISHARES TR MSCI EMG MKT ETF 464287234 726 16762 SH SOLE 0 0 0 16762 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 617 14292 SH SOLE 0 0 0 14292 ISHARES TR ULTR SH TRM BD 46434V878 602 11945 SH SOLE 0 0 0 11945 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 305 4733 SH SOLE 0 0 0 4733 3M CO COM 88579Y101 1359 7982 SH SOLE 0 0 0 7982 INTEL CORP COM 458140100 222 3769 SH SOLE 0 0 0 3769 ISHARES TR S&P 500 VAL ETF 464287408 532 4187 SH SOLE 0 0 0 4187 ISHARES TR MBS ETF 464288588 1558 14405 SH SOLE 0 0 0 14405 ISHARES TR TIPS BD ETF 464287176 317 2722 SH SOLE 0 0 0 2722 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 555 9918 SH SOLE 0 0 0 9918 VENTAS INC COM 92276F100 209 3625 SH SOLE 0 0 0 3625 STARBUCKS CORP COM 855244109 231 2763 SH SOLE 0 0 0 2763 UNION PACIFIC CORP COM 907818108 1326 7373 SH SOLE 0 0 0 7373 MICROSOFT CORP COM 594918104 2089 13811 SH SOLE 0 0 0 13811 ISHARES TR USA SIZE FACTOR 46432F370 871 9135 SH SOLE 0 0 0 9135 ISHARES TR US TREAS BD ETF 46429B267 4694 179288 SH SOLE 0 0 0 179288 ISHARES TR SH TR CRPORT ETF 464288646 228 4243 SH SOLE 0 0 0 4243 VANGUARD WELLINGTON FD US MULTIFACTOR 921935607 617 7755 SH SOLE 0 0 0 7755 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 463 8131 SH SOLE 0 0 0 8131 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 497 9321 SH SOLE 0 0 0 9321 ALPHABET INC CAP STK CL C 02079K107 333 255 SH SOLE 0 0 0 255 LULULEMON ATHLETICA INC COM 550021109 343 1545 SH SOLE 0 0 0 1545 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 299 7019 SH SOLE 0 0 0 7019 ISHARES TR USA QUALITY FCTR 46432F339 3098 31578 SH SOLE 0 0 0 31578 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 226 4460 SH SOLE 0 0 0 4460 NOVARTIS A G SPONSORED ADR 66987V109 353 3863 SH SOLE 0 0 0 3863 ISHARES TR CORE MSCI TOTAL 46432F834 3374 55613 SH SOLE 0 0 0 55613 ISHARES TR CORE S&P500 ETF 464287200 50548 160419 SH SOLE 0 0 0 160419 BERKSHIRE HATHAWAY INC DEL CL A 084670108 328 1 SH SOLE 0 0 0 1 MEDTRONIC PLC SHS G5960L103 370 3312 SH SOLE 0 0 0 3312 UNITED TECHNOLOGIES CORP COM 913017109 394 2672 SH SOLE 0 0 0 2672 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 64 10000 SH SOLE 0 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 686 3133 SH SOLE 0 0 0 3133 NUVEEN AMT FREE MUN CR INC F COM 67071L106 438 27087 SH SOLE 0 0 0 27087 SPDR SERIES TRUST PORTFLI INTRMDIT 78464A672 319 10235 SH SOLE 0 0 0 10235 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 311 13899 SH SOLE 0 0 0 13899 EXPEDITORS INTL WASH INC COM 302130109 389 5081 SH SOLE 0 0 0 5081 DISNEY WALT CO COM DISNEY 254687106 296 1979 SH SOLE 0 0 0 1979 BOOKING HLDGS INC COM 09857L108 328 173 SH SOLE 0 0 0 173 PAYPAL HLDGS INC COM 70450Y103 213 2041 SH SOLE 0 0 0 2041 MACQUARIE FT TR GB INF UT DI COM 55607W100 228 22597 SH SOLE 0 0 0 22597 WALMART INC COM 931142103 369 3105 SH SOLE 0 0 0 3105 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 645 24202 SH SOLE 0 0 0 24202 ISHARES TR CORE DIV GRWTH 46434V621 3462 84139 SH SOLE 0 0 0 84139 ISHARES TR CORE S&P TTL STK 464287150 14735 207826 SH SOLE 0 0 0 207826 VANGUARD INDEX FDS LARGE CAP ETF 922908637 464 3220 SH SOLE 0 0 0 3220 VERIZON COMMUNICATIONS INC COM 92343V104 221 3723 SH SOLE 0 0 0 3723 ISHARES TR CORE US AGGBD ET 464287226 2912 25775 SH SOLE 0 0 0 25775 ISHARES TR MIN VOL EAFE ETF 46429B689 6842 90719 SH SOLE 0 0 0 90719 MERCK & CO INC COM 58933Y105 349 4078 SH SOLE 0 0 0 4078 ISHARES TR INTRM TR CRP ETF 464288638 1347 23199 SH SOLE 0 0 0 23199 ISHARES TR CORE S&P SCP ETF 464287804 4244 51735 SH SOLE 0 0 0 51735 AMAZON COM INC COM 023135106 644 363 SH SOLE 0 0 0 363 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1171 10775 SH SOLE 0 0 0 10775 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 108 10000 SH SOLE 0 0 0 10000 SERVICENOW INC COM 81762P102 385 1375 SH SOLE 0 0 0 1375 INVESCO QQQ TR UNIT SER 1 46090E103 337 1648 SH SOLE 0 0 0 1648 ISHARES INC MIN VOL EMRG MKT 464286533 6659 114478 SH SOLE 0 0 0 114478 VANGUARD WORLD FDS INF TECH ETF 92204A702 2880 12226 SH SOLE 0 0 0 12226 UNILEVER PLC SPON ADR NEW 904767704 217 3713 SH SOLE 0 0 0 3713 VISA INC COM CL A 92826C839 444 2452 SH SOLE 0 0 0 2452 ISHARES TR USA MOMENTUM FCT 46432F396 1064 8649 SH SOLE 0 0 0 8649 ISHARES TR EAFE SML CP ETF 464288273 2447 40078 SH SOLE 0 0 0 40078 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1549 16865 SH SOLE 0 0 0 16865 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 739 10000 SH SOLE 0 0 0 10000 PIMCO ETF TR ACTIVE BD ETF 72201R775 876 8067 SH SOLE 0 0 0 8067 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 273 3385 SH SOLE 0 0 0 3385 PFIZER INC COM 717081103 331 8563 SH SOLE 0 0 0 8563 ISHARES TR 20 YR TR BD ETF 464287432 559 3983 SH SOLE 0 0 0 3983 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 551 6542 SH SOLE 0 0 0 6542 W P CAREY INC COM 92936U109 397 4761 SH SOLE 0 0 0 4761 ISHARES TR GLOBAL TECH ETF 464287291 302 1499 SH SOLE 0 0 0 1499 AMBEV SA SPONSORED ADR 02319V103 52 12080 SH SOLE 0 0 0 12080 ISHARES TR SP SMCP600VL ETF 464287879 2628 16619 SH SOLE 0 0 0 16619 PROCTER & GAMBLE CO COM 742718109 342 2837 SH SOLE 0 0 0 2837 HEALTHEQUITY INC COM 42226A107 5421 85129 SH SOLE 0 0 0 85129 ISHARES TR SHRT NAT MUN ETF 464288158 842 7891 SH SOLE 0 0 0 7891 VANGUARD INDEX FDS MID CAP ETF 922908629 203 1163 SH SOLE 0 0 0 1163 JOHNSON & JOHNSON COM 478160104 431 3144 SH SOLE 0 0 0 3144 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1206 8968 SH SOLE 0 0 0 8968 ISHARES INC CORE MSCI EMKT 46434G103 5935 114091 SH SOLE 0 0 0 114091 ISHARES TR U.S. REAL ES ETF 464287739 292 3173 SH SOLE 0 0 0 3173 TWO HBRS INVT CORP COM NEW 90187B408 172 11908 SH SOLE 0 0 0 11908 PEPSICO INC COM 713448108 1227 9165 SH SOLE 0 0 0 9165 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1014 13508 SH SOLE 0 0 0 13508 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 335 5680 SH SOLE 0 0 0 5680 ANNALY CAP MGMT INC COM 035710409 128 13816 SH SOLE 0 0 0 13816 ISHARES TR MSCI MIN VOL ETF 46429B697 5054 78581 SH SOLE 0 0 0 78581 FACEBOOK INC CL A 30303M102 623 3116 SH SOLE 0 0 0 3116 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1957 26103 SH SOLE 0 0 0 26103 MASTERCARD INC CL A 57636Q104 606 2107 SH SOLE 0 0 0 2107 ISHARES TR NATIONAL MUN ETF 464288414 742 6509 SH SOLE 0 0 0 6509 ALPHABET INC CAP STK CL A 02079K305 543 416 SH SOLE 0 0 0 416 ISHARES TR MICRO-CAP ETF 464288869 2162 23006 SH SOLE 0 0 0 23006 SPDR S&P 500 ETF TR TR UNIT 78462F103 690 2202 SH SOLE 0 0 0 2202 AMEREN CORP COM 023608102 248 3350 SH SOLE 0 0 0 3350 APPLE INC COM 037833100 3203 12026 SH SOLE 0 0 0 12026 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2134 7416 SH SOLE 0 0 0 7416 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 4194 152795 SH SOLE 0 0 0 152795 ISHARES TR CORE MSCI EAFE 46432F842 15477 240510 SH SOLE 0 0 0 240510 ISHARES TR CORE S&P MCP ETF 464287507 2731 13584 SH SOLE 0 0 0 13584 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 600 11580 SH SOLE 0 0 0 11580 ISHARES US ETF TR SHT MAT BD ETF 46431W507 2300 45696 SH SOLE 0 0 0 45696 INTERNATIONAL BUSINESS MACHS COM 459200101 709 5213 SH SOLE 0 0 0 5213 AT&T INC COM 00206R102 341 9144 SH SOLE 0 0 0 9144 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 242 8075 SH SOLE 0 0 0 8075 ISHARES TR MSCI EAFE ETF 464287465 1486 21694 SH SOLE 0 0 0 21694