Chief Compliance Officer

0001794543-20-000005.txt : 20201120 0001794543-20-000005.hdr.sgml : 20201120 20201119192545 ACCESSION NUMBER: 0001794543-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201119 EFFECTIVENESS DATE: 20201120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kathmere Capital Management, LLC CENTRAL INDEX KEY: 0001794543 IRS NUMBER: 811449683 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19983 FILM NUMBER: 201330110 BUSINESS ADDRESS: STREET 1: 1000 CONTINENTAL DRIVE STREET 2: SUITE 430 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6109893900 MAIL ADDRESS: STREET 1: 1000 CONTINENTAL DRIVE STREET 2: SUITE 430 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001794543 XXXXXXXX 09-30-2020 09-30-2020 true 1 RESTATEMENT Kathmere Capital Management, LLC

1000 CONTINENTAL DRIVE SUITE 430 KING OF PRUSSIA PA 19406

13F HOLDINGS REPORT 028-19983 N Ian Meiksins Chief Compliance Officer 4143797554 Ian Meiksins WASHINGTON DC 11-19-2020 0 407 402534 false INFORMATION TABLE 2 Q2202013FV2.xml ISHARES TR S&P MC 400VL ETF 464287705 27 203 SH SOLE 0 0 203 ISHARES TR CORE S&P SCP ETF 464287804 140 1992 SH SOLE 0 0 1992 ISHARES TR S&P SML 600 GWT 464287887 15 83 SH SOLE 0 0 83 ISHARES TR CORE S&P500 ETF 464287200 134 398 SH SOLE 0 0 398 ISHARES TR RUS 1000 ETF 464287622 66 351 SH SOLE 0 0 351 ISHARES TR RUSSELL 2000 ETF 464287655 70 467 SH SOLE 0 0 467 ISHARES TR CORE S&P US VLU 464287663 0 4 SH SOLE 0 0 4 ISHARES TR CORE S&P US GWT 464287671 0 4 SH SOLE 0 0 4 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 47 139 SH SOLE 0 0 139 SPDR S&P 500 ETF TR TR UNIT 78462F103 577 1724 SH SOLE 0 0 1724 AMAZON COM INC COM 023135106 341 108 SH SOLE 0 0 108 BRISTOL-MYERS SQUIBB CO COM 110122108 153 2531 SH SOLE 0 0 2531 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 497 2334 SH SOLE 0 0 2334 EMERSON ELEC CO COM 291011104 92 1398 SH SOLE 0 0 1398 BOEING CO COM 097023105 9 53 SH SOLE 0 0 53 HERSHEY CO COM 427866108 5 32 SH SOLE 0 0 32 AMGEN INC COM 031162100 482 1896 SH SOLE 0 0 1896 ABBOTT LABS COM 002824100 229 2101 SH SOLE 0 0 2101 BEST BUY INC COM 086516101 134 1206 SH SOLE 0 0 1206 CONAGRA BRANDS INC COM 205887102 280 7828 SH SOLE 0 0 7828 EBAY INC. COM 278642103 0 6 SH SOLE 0 0 6 ALTRIA GROUP INC COM 02209S103 33 845 SH SOLE 0 0 845 FEDEX CORP COM 31428X106 13 50 SH SOLE 0 0 50 GRAINGER W W INC COM 384802104 294 824 SH SOLE 0 0 824 INTEL CORP COM 458140100 172 3314 SH SOLE 0 0 3314 ILLINOIS TOOL WKS INC COM 452308109 116 598 SH SOLE 0 0 598 ORACLE CORP COM 68389X105 31 516 SH SOLE 0 0 516 QUALCOMM INC COM 747525103 129 1094 SH SOLE 0 0 1094 DISNEY WALT CO COM DISNEY 254687106 46 369 SH SOLE 0 0 369 SHERWIN WILLIAMS CO COM 824348106 67 96 SH SOLE 0 0 96 SYSCO CORP COM 871829107 139 2234 SH SOLE 0 0 2234 US BANCORP DEL COM NEW 902973304 31 853 SH SOLE 0 0 853 JOHNSON & JOHNSON COM 478160104 626 4206 SH SOLE 0 0 4206 HAIN CELESTIAL GROUP INC COM 405217100 107 3108 SH SOLE 0 0 3108 PFIZER INC COM 717081103 24 653 SH SOLE 0 0 653 EXELON CORP COM 30161N101 33 918 SH SOLE 0 0 918 KROGER CO COM 501044101 253 7452 SH SOLE 0 0 7452 LOWES COS INC COM 548661107 675 4072 SH SOLE 0 0 4072 ISHARES TR MSCI EAFE ETF 464287465 46 720 SH SOLE 0 0 720 AMERISOURCEBERGEN CORP COM 03073E105 187 1927 SH SOLE 0 0 1927 CHEVRON CORP NEW COM 166764100 33 465 SH SOLE 0 0 465 MICROSOFT CORP COM 594918104 629 2992 SH SOLE 0 0 2992 AT&T INC COM 00206R102 12 404 SH SOLE 0 0 404 TRUIST FINL CORP COM 89832Q109 169 4452 SH SOLE 0 0 4452 CITIGROUP INC COM NEW 172967424 9 200 SH SOLE 0 0 200 CISCO SYS INC COM 17275R102 114 2895 SH SOLE 0 0 2895 INTERNATIONAL BUSINESS MACHS COM 459200101 0 1 SH SOLE 0 0 1 COCA COLA CO COM 191216100 139 2821 SH SOLE 0 0 2821 PEPSICO INC COM 713448108 149 1072 SH SOLE 0 0 1072 VERIZON COMMUNICATIONS INC COM 92343V104 46 765 SH SOLE 0 0 765 SPDR SER TR S&P 600 SMCP VAL 78464A300 5 94 SH SOLE 0 0 94 SPDR SER TR S&P 600 SMCP GRW 78464A201 0 1 SH SOLE 0 0 1 ISHARES TR RUS MID CAP ETF 464287499 16 271 SH SOLE 0 0 271 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 99 4129 SH SOLE 0 0 4129 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 21 270 SH SOLE 0 0 270 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 429 3677 SH SOLE 0 0 3677 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5 80 SH SOLE 0 0 80 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 110 750 SH SOLE 0 0 750 ISHARES INC MSCI FRANCE ETF 464286707 43 1532 SH SOLE 0 0 1532 WALGREENS BOOTS ALLIANCE INC COM 931427108 58 1605 SH SOLE 0 0 1605 BK OF AMERICA CORP COM 060505104 31 1275 SH SOLE 0 0 1275 STARBUCKS CORP COM 855244109 47 547 SH SOLE 0 0 547 EXXON MOBIL CORP COM 30231G102 1246 36282 SH SOLE 0 0 36282 AFLAC INC COM 001055102 125 3434 SH SOLE 0 0 3434 WALMART INC COM 931142103 12 85 SH SOLE 0 0 85 APPLIED MATLS INC COM 038222105 104 1752 SH SOLE 0 0 1752 ANTHEM INC COM 036752103 120 448 SH SOLE 0 0 448 WABTEC COM 929740108 0 5 SH SOLE 0 0 5 UNION PAC CORP COM 907818108 7 35 SH SOLE 0 0 35 ASTRAZENECA PLC SPONSORED ADR 046353108 88 1611 SH SOLE 0 0 1611 TEXAS INSTRS INC COM 882508104 95 668 SH SOLE 0 0 668 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 118 1459 SH SOLE 0 0 1459 CARDINAL HEALTH INC COM 14149Y108 1 31 SH SOLE 0 0 31 TARGET CORP COM 87612E106 94 600 SH SOLE 0 0 600 COLGATE PALMOLIVE CO COM 194162103 117 1522 SH SOLE 0 0 1522 COSTCO WHSL CORP NEW COM 22160K105 89 250 SH SOLE 0 0 250 MERCK & CO. INC COM 58933Y105 311 3750 SH SOLE 0 0 3750 MICRON TECHNOLOGY INC COM 595112103 86 1836 SH SOLE 0 0 1836 PROCTER AND GAMBLE CO COM 742718109 14 100 SH SOLE 0 0 100 GENERAL ELECTRIC CO COM 369604103 9 1397 SH SOLE 0 0 1397 GOLDMAN SACHS GROUP INC COM 38141G104 20 100 SH SOLE 0 0 100 HOME DEPOT INC COM 437076102 114 412 SH SOLE 0 0 412 MCDONALDS CORP COM 580135101 3 14 SH SOLE 0 0 14 NIKE INC CL B 654106103 7 52 SH SOLE 0 0 52 JPMORGAN CHASE & CO COM 46625H100 288 2995 SH SOLE 0 0 2995 BOOKING HOLDINGS INC COM 09857L108 190 111 SH SOLE 0 0 111 WELLS FARGO CO NEW COM 949746101 11 466 SH SOLE 0 0 466 PROGRESSIVE CORP COM 743315103 0 0 SH SOLE 0 0 0 FISERV INC COM 337738108 1357 13170 SH SOLE 0 0 13170 GLOBAL PMTS INC COM 37940X102 118 666 SH SOLE 0 0 666 FORD MTR CO DEL COM 345370860 33 5000 SH SOLE 0 0 5000 UNITEDHEALTH GROUP INC COM 91324P102 650 2085 SH SOLE 0 0 2085 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 139 613 SH SOLE 0 0 613 CROWN CASTLE INTL CORP NEW COM 22822V101 83 498 SH SOLE 0 0 498 RAYTHEON TECHNOLOGIES CORP COM 75513E101 60 1043 SH SOLE 0 0 1043 INTUIT COM 461202103 100 307 SH SOLE 0 0 307 MARSH & MCLENNAN COS INC COM 571748102 225 1960 SH SOLE 0 0 1960 3M CO COM 88579Y101 137 856 SH SOLE 0 0 856 COMCAST CORP NEW CL A 20030N101 5 107 SH SOLE 0 0 107 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2099 12324 SH SOLE 0 0 12324 NORFOLK SOUTHN CORP COM 655844108 6 30 SH SOLE 0 0 30 NEXTERA ENERGY INC COM 65339F101 180 650 SH SOLE 0 0 650 CROWN HLDGS INC COM 228368106 48 630 SH SOLE 0 0 630 APPLE INC COM 037833100 4944 42688 SH SOLE 0 0 42688 AMERICAN AIRLS GROUP INC COM 02376R102 7 545 SH SOLE 0 0 545 RPM INTL INC COM 749685103 139 1680 SH SOLE 0 0 1680 AMERICAN WTR WKS CO INC NEW COM 030420103 21 142 SH SOLE 0 0 142 CATERPILLAR INC DEL COM 149123101 77 513 SH SOLE 0 0 513 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 100 977 SH SOLE 0 0 977 ISHARES TR MSCI EMG MKT ETF 464287234 181 4099 SH SOLE 0 0 4099 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 18 106 SH SOLE 0 0 106 ROSS STORES INC COM 778296103 280 3004 SH SOLE 0 0 3004 NETAPP INC COM 64110D104 75 1709 SH SOLE 0 0 1709 ROYAL CARIBBEAN GROUP COM V7780T103 3 50 SH SOLE 0 0 50 AMERICAN EXPRESS CO COM 025816109 63 630 SH SOLE 0 0 630 INTERPUBLIC GROUP COS INC COM 460690100 0 16 SH SOLE 0 0 16 SIMON PPTY GROUP INC NEW COM 828806109 24 374 SH SOLE 0 0 374 EDWARDS LIFESCIENCES CORP COM 28176E108 227 2850 SH SOLE 0 0 2850 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 71 1300 SH SOLE 0 0 1300 3-D SYS CORP DEL COM NEW 88554D205 0 30 SH SOLE 0 0 30 KLA CORP COM NEW 482480100 111 572 SH SOLE 0 0 572 SOUTHERN CO COM 842587107 47 875 SH SOLE 0 0 875 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11660 269659 SH SOLE 0 0 269659 PAYCHEX INC COM 704326107 32 400 SH SOLE 0 0 400 ISHARES TR MSCI AC ASIA ETF 464288182 648 8402 SH SOLE 0 0 8402 DXC TECHNOLOGY CO COM 23355L106 1 29 SH SOLE 0 0 29 ALIGN TECHNOLOGY INC COM 016255101 0 1 SH SOLE 0 0 1 WESTERN DIGITAL CORP. COM 958102105 5 150 SH SOLE 0 0 150 ROCKWELL AUTOMATION INC COM 773903109 122 551 SH SOLE 0 0 551 PNC FINL SVCS GROUP INC COM 693475105 622 5658 SH SOLE 0 0 5658 NETFLIX INC COM 64110L106 21 41 SH SOLE 0 0 41 IONIS PHARMACEUTICALS INC COM 462222100 2 50 SH SOLE 0 0 50 ICU MED INC COM 44930G107 5 25 SH SOLE 0 0 25 AUTOZONE INC COM 053332102 88 75 SH SOLE 0 0 75 WP CAREY INC COM 92936U109 419 6434 SH SOLE 0 0 6434 BIOGEN INC COM 09062X103 103 362 SH SOLE 0 0 362 ISHARES TR SELECT DIVID ETF 464287168 12 150 SH SOLE 0 0 150 ISHARES TR TIPS BD ETF 464287176 10 77 SH SOLE 0 0 77 CLOROX CO DEL COM 189054109 84 400 SH SOLE 0 0 400 DARDEN RESTAURANTS INC COM 237194105 5 50 SH SOLE 0 0 50 DOLLAR GEN CORP NEW COM 256677105 200 956 SH SOLE 0 0 956 ESSENTIAL UTILS INC COM 29670G102 210 5209 SH SOLE 0 0 5209 CONSOLIDATED EDISON INC COM 209115104 1 13 SH SOLE 0 0 13 MID-AMER APT CMNTYS INC COM 59522J103 213 1841 SH SOLE 0 0 1841 CHECK POINT SOFTWARE TECH LT ORD M22465104 92 761 SH SOLE 0 0 761 CMS ENERGY CORP COM 125896100 111 1800 SH SOLE 0 0 1800 NOBLE ENERGY INC COM 655044105 1 100 SH SOLE 0 0 100 MASCO CORP COM 574599106 113 2044 SH SOLE 0 0 2044 UNITED RENTALS INC COM 911363109 108 620 SH SOLE 0 0 620 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 93 1345 SH SOLE 0 0 1345 STANLEY BLACK & DECKER INC COM 854502101 220 1358 SH SOLE 0 0 1358 CHURCH & DWIGHT INC COM 171340102 40 432 SH SOLE 0 0 432 HENRY JACK & ASSOC INC COM 426281101 57 351 SH SOLE 0 0 351 VAXART INC COM NEW 92243A200 13 2000 SH SOLE 0 0 2000 CUMMINS INC COM 231021106 117 556 SH SOLE 0 0 556 GERDAU SA SPON ADR REP PFD 373737105 260 70268 SH SOLE 0 0 70268 COMMUNITY HEALTH SYS INC NEW COM 203668108 3 600 SH SOLE 0 0 600 MICROCHIP TECHNOLOGY INC. COM 595017104 175 1702 SH SOLE 0 0 1702 ALPHABET INC CAP STK CL A 02079K305 232 158 SH SOLE 0 0 158 SPDR GOLD TR GOLD SHS 78463V107 148 835 SH SOLE 0 0 835 DOMINOS PIZZA INC COM 25754A201 0 1 SH SOLE 0 0 1 VANGUARD INDEX FDS VALUE ETF 922908744 3531 33783 SH SOLE 0 0 33783 REGENERON PHARMACEUTICALS COM 75886F107 160 286 SH SOLE 0 0 286 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1 5 SH SOLE 0 0 5 VANGUARD INDEX FDS SM CP VAL ETF 922908611 234 2116 SH SOLE 0 0 2116 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1 8 SH SOLE 0 0 8 BLACKROCK INC COM 09247X101 56 100 SH SOLE 0 0 100 CANADIAN NATL RY CO COM 136375102 91 853 SH SOLE 0 0 853 VANGUARD INDEX FDS SMALL CP ETF 922908751 12036 78257 SH SOLE 0 0 78257 VANGUARD INDEX FDS GROWTH ETF 922908736 4395 19309 SH SOLE 0 0 19309 CARMAX INC COM 143130102 258 2802 SH SOLE 0 0 2802 AMERIPRISE FINL INC COM 03076C106 185 1199 SH SOLE 0 0 1199 VANGUARD INDEX FDS SML CP GRW ETF 922908595 11 50 SH SOLE 0 0 50 UNDER ARMOUR INC CL A 904311107 0 30 SH SOLE 0 0 30 BOSTON PRIVATE FINL HLDGS IN COM 101119105 6 1058 SH SOLE 0 0 1058 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 10 110 SH SOLE 0 0 110 NRG ENERGY INC COM NEW 629377508 4 125 SH SOLE 0 0 125 VIACOMCBS INC CL B 92556H206 108 3873 SH SOLE 0 0 3873 SPDR SER TR S&P DIVID ETF 78464A763 183 1979 SH SOLE 0 0 1979 CHIPOTLE MEXICAN GRILL INC COM 169656105 40 32 SH SOLE 0 0 32 UNITED AIRLS HLDGS INC COM 910047109 3 100 SH SOLE 0 0 100 PIXELWORKS INC COM NEW 72581M305 1 500 SH SOLE 0 0 500 M & T BK CORP COM 55261F104 52 566 SH SOLE 0 0 566 ENBRIDGE INC COM 29250N105 2 77 SH SOLE 0 0 77 COMPASS MINERALS INTL INC COM 20451N101 1 9 SH SOLE 0 0 9 UNITED STS OIL FD LP UNITS 91232N207 29 1025 SH SOLE 0 0 1025 SPDR SER TR S&P 400 MDCP VAL 78464A839 0 1 SH SOLE 0 0 1 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 13 56 SH SOLE 0 0 56 SPDR SER TR NUVEEN BLMBRG SR 78468R739 23 456 SH SOLE 0 0 456 CEL-SCI CORP COM PAR NEW 150837607 0 15 SH SOLE 0 0 15 CITIZENS & NORTHN CORP COM 172922106 46 2848 SH SOLE 0 0 2848 KITE RLTY GROUP TR COM NEW 49803T300 49 4267 SH SOLE 0 0 4267 MASTERCARD INCORPORATED CL A 57636Q104 420 1243 SH SOLE 0 0 1243 J & J SNACK FOODS CORP COM 466032109 769 5900 SH SOLE 0 0 5900 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1 26 SH SOLE 0 0 26 ISHARES TR CORE S&P TTL STK 464287150 12 153 SH SOLE 0 0 153 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3476 22218 SH SOLE 0 0 22218 ARCA BIOPHARMA INC COM 00211Y506 0 27 SH SOLE 0 0 27 PROSPECT CAP CORP COM 74348T102 183 36339 SH SOLE 0 0 36339 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 10 750 SH SOLE 0 0 750 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 0 400 SH SOLE 0 0 400 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1 95 SH SOLE 0 0 95 SPDR SER TR S&P 400 MDCP GRW 78464A821 0 0 SH SOLE 0 0 0 GLOBALSTAR INC COM 378973408 1 2500 SH SOLE 0 0 2500 PROSHARES TR SHORT S&P 500 NE 74347B425 23 1130 SH SOLE 0 0 1130 HOUSTON WIRE & CABLE CO COM 44244K109 23 9063 SH SOLE 0 0 9063 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 243 4826 SH SOLE 0 0 4826 ISHARES TR IBOXX HI YD ETF 464288513 498 5935 SH SOLE 0 0 5935 ISHARES TR ISHS 1-5YR INVS 464288646 208 3780 SH SOLE 0 0 3780 DELTA AIR LINES INC DEL COM NEW 247361702 2 75 SH SOLE 0 0 75 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 475 5385 SH SOLE 0 0 5385 BLACKSTONE GROUP INC COM CL A 09260D107 65 1244 SH SOLE 0 0 1244 ISHARES TR MBS ETF 464288588 80 729 SH SOLE 0 0 729 ISHARES TR PFD AND INCM SEC 464288687 74 2039 SH SOLE 0 0 2039 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 253 1200 SH SOLE 0 0 1200 BANK NEW YORK MELLON CORP COM 064058100 2 50 SH SOLE 0 0 50 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 20 138 SH SOLE 0 0 138 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 22 274 SH SOLE 0 0 274 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 11269 275537 SH SOLE 0 0 275537 ISHARES TR NATIONAL MUN ETF 464288414 0 0 SH SOLE 0 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 153 2947 SH SOLE 0 0 2947 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5 44 SH SOLE 0 0 44 SPDR SER TR BLMBRG BRC CNVRT 78464A359 6 86 SH SOLE 0 0 86 GRAN TIERRA ENERGY INC COM 38500T101 0 200 SH SOLE 0 0 200 ISHARES TR ISHS 5-10YR INVT 464288638 88 1443 SH SOLE 0 0 1443 SPDR SER TR BLOOMBERG BRCLYS 78468R622 28 268 SH SOLE 0 0 268 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 19 754 SH SOLE 0 0 754 ISHARES TR EAFE SML CP ETF 464288273 4 73 SH SOLE 0 0 73 ISHARES TR RESIDENTIAL MULT 464288562 0 1 SH SOLE 0 0 1 MSCI INC COM 55354G100 123 344 SH SOLE 0 0 344 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 32 1680 SH SOLE 0 0 1680 VISA INC COM CL A 92826C839 518 2590 SH SOLE 0 0 2590 NEUROMETRIX INC COM 641255807 0 2 SH SOLE 0 0 2 PHILIP MORRIS INTL INC COM 718172109 233 3101 SH SOLE 0 0 3101 ORAGENICS INC COM PAR 684023302 0 25 SH SOLE 0 0 25 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1 25 SH SOLE 0 0 25 ZIOPHARM ONCOLOGY INC COM 98973P101 1 560 SH SOLE 0 0 560 ASPIRA WOMENS HEALTH INC COM 04537Y109 6 1850 SH SOLE 0 0 1850 LIMESTONE BANCORP INC COM 53262L105 2 167 SH SOLE 0 0 167 LUNA INNOVATIONS COM 550351100 13 2097 SH SOLE 0 0 2097 FIRST LONG IS CORP COM 320734106 35 2383 SH SOLE 0 0 2383 BANC OF CALIFORNIA INC COM 05990K106 31 3078 SH SOLE 0 0 3078 REPUBLIC FIRST BANCORP INC COM 760416107 2 1000 SH SOLE 0 0 1000 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 26 324 SH SOLE 0 0 324 ISHARES TR CONSER ALLOC ETF 464289883 13 342 SH SOLE 0 0 342 ISHARES TR GRWT ALLOCAT ETF 464289867 58 1190 SH SOLE 0 0 1190 ISHARES TR SHRT NAT MUN ETF 464288158 157 1456 SH SOLE 0 0 1456 ISHARES TR AGGRES ALLOC ETF 464289859 64 1095 SH SOLE 0 0 1095 FS KKR CAPITAL CORP COM 302635206 187 11784 SH SOLE 0 0 11784 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 4 350 SH SOLE 0 0 350 PROSHARES TR SHRT 20+YR TRE 74347X849 6 391 SH SOLE 0 0 391 VERISK ANALYTICS INC COM 92345Y106 35 190 SH SOLE 0 0 190 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 84806 831761 SH SOLE 0 0 831761 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 148 4698 SH SOLE 0 0 4698 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 235 3441 SH SOLE 0 0 3441 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 13 112 SH SOLE 0 0 112 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 9 175 SH SOLE 0 0 175 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 17 320 SH SOLE 0 0 320 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 12 464 SH SOLE 0 0 464 CROSSAMERICA PARTNERS LP UT LTD PTN INT 22758A105 77 5157 SH SOLE 0 0 5157 TESLA INC COM 88160R101 99 231 SH SOLE 0 0 231 BWX TECHNOLOGIES INC COM 05605H100 18 312 SH SOLE 0 0 312 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 124 2412 SH SOLE 0 0 2412 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 184 3141 SH SOLE 0 0 3141 KKR & CO INC COM 48251W104 113 3296 SH SOLE 0 0 3296 ALPS ETF TR ALERIAN MLP 00162Q452 60 2980 SH SOLE 0 0 2980 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 276 897 SH SOLE 0 0 897 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1 12 SH SOLE 0 0 12 GENERAL MTRS CO COM 37045V100 7 220 SH SOLE 0 0 220 SHOPIFY INC CL A 82509L107 183 179 SH SOLE 0 0 179 ISHARES TR 0-5 YR TIPS ETF 46429B747 81 781 SH SOLE 0 0 781 INVESCO EXCHANGE TRADED FD T S&P SML 600 EQ 46137V183 0 0 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 0 1 SH SOLE 0 0 1 VANGUARD STAR FDS VG TL INTL STK F 921909768 356 6829 SH SOLE 0 0 6829 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 56 2306 SH SOLE 0 0 2306 SURO CAPITAL CORP COM NEW 86887Q109 7 668 SH SOLE 0 0 668 SPDR SER TR NUVEEN BBG BRCLY 78464A284 25 436 SH SOLE 0 0 436 DBX ETF TR XTRACK MSCI EAFE 233051200 7 215 SH SOLE 0 0 215 ISHARES TR FLTG RATE NT ETF 46429B655 72 1413 SH SOLE 0 0 1413 ISHARES TR MSCI USA MIN VOL 46429B697 13771 216079 SH SOLE 0 0 216079 ISHARES TR MSCI EAFE MIN VL 46429B689 12879 189039 SH SOLE 0 0 189039 ISHARES INC MSCI EMERG MRKT 464286533 6413 116224 SH SOLE 0 0 116224 PHILLIPS 66 COM 718546104 41 790 SH SOLE 0 0 790 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 105 3198 SH SOLE 0 0 3198 PIMCO ETF TR ACTIVE BD ETF 72201R775 38 340 SH SOLE 0 0 340 SPDR SER TR BLOOMBERG SRT TR 78468R408 3 125 SH SOLE 0 0 125 FACEBOOK INC CL A 30303M102 487 1860 SH SOLE 0 0 1860 FIVE BELOW INC COM 33829M101 11 85 SH SOLE 0 0 85 FS KKR CAP CORP II COM 35952V303 845 57450 SH SOLE 0 0 57450 ISHARES INC CORE MSCI EMKT 46434G103 731 13853 SH SOLE 0 0 13853 ISHARES TR CORE MSCI EAFE 46432F842 357 5928 SH SOLE 0 0 5928 ISHARES TR CORE 1 5 YR USD 46432F859 10 196 SH SOLE 0 0 196 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 16 320 SH SOLE 0 0 320 ABBVIE INC COM 00287Y109 106 1211 SH SOLE 0 0 1211 KINDRED BIOSCIENCES INC COM 494577109 6 1348 SH SOLE 0 0 1348 ISHARES TR MSCI USA MMENTM 46432F396 14186 96244 SH SOLE 0 0 96244 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 31 530 SH SOLE 0 0 530 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 2 24 SH SOLE 0 0 24 CDW CORP COM 12514G108 49 409 SH SOLE 0 0 409 ISHARES TR MSCI USA VALUE 46432F388 19230 260638 SH SOLE 0 0 260638 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 36 1189 SH SOLE 0 0 1189 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1904 57595 SH SOLE 0 0 57595 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 181 7641 SH SOLE 0 0 7641 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 3 80 SH SOLE 0 0 80 ISHARES TR MSCI USA QLT FCT 46432F339 22444 216344 SH SOLE 0 0 216344 ISHARES TR 0-5YR HI YL CP 46434V407 25969 590866 SH SOLE 0 0 590866 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 0 10 SH SOLE 0 0 10 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 9 550 SH SOLE 0 0 550 ARAMARK COM 03852U106 11 418 SH SOLE 0 0 418 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 3598 35217 SH SOLE 0 0 35217 ALPHABET INC CAP STK CL C 02079K107 592 403 SH SOLE 0 0 403 JD.COM INC SPON ADR CL A 47215P106 4 47 SH SOLE 0 0 47 IQIYI INC SPONSORED ADS 46267X108 2 100 SH SOLE 0 0 100 ISHARES TR GLOBAL REIT ETF 46434V647 32 1517 SH SOLE 0 0 1517 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 279 950 SH SOLE 0 0 950 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 4132 168855 SH SOLE 0 0 168855 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 64 1177 SH SOLE 0 0 1177 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 3 185 SH SOLE 0 0 185 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 119 2315 SH SOLE 0 0 2315 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 17 375 SH SOLE 0 0 375 UBS GROUP AG SHS H42097107 0 25 SH SOLE 0 0 25 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 502 19895 SH SOLE 0 0 19895 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 2368 95260 SH SOLE 0 0 95260 AVINGER INC COM 053734604 0 64 SH SOLE 0 0 64 ISHARES TR IBONDS DEC21 ETF 46434VBK5 1166 46559 SH SOLE 0 0 46559 CANOPY GROWTH CORP COM 138035100 2 125 SH SOLE 0 0 125 ETSY INC COM 29786A106 5 45 SH SOLE 0 0 45 ISHARES TR IBONDS DEC23 ETF 46434VAX8 564 21507 SH SOLE 0 0 21507 ISHARES TR IBONDS DEC25 ETF 46434VBD1 267 9858 SH SOLE 0 0 9858 ATYR PHARMA INC COM NEW 002120202 0 10 SH SOLE 0 0 10 ISHARES TR MSCI INTL MULTFT 46434V274 90 3684 SH SOLE 0 0 3684 ISHARES TR IBONDS DEC22 ETF 46434VBA7 553 21593 SH SOLE 0 0 21593 ISHARES TR IBONDS DEC24 ETF 46434VBG4 361 13667 SH SOLE 0 0 13667 ISHARES U S ETF TR SHT MAT MUN ETF 46431W838 2584 51492 SH SOLE 0 0 51492 CHEMOURS CO COM 163851108 3 120 SH SOLE 0 0 120 ISHARES TR MSCI INTL MOMENT 46434V449 8252 242839 SH SOLE 0 0 242839 ISHARES TR MSCI INTL QUALTY 46434V456 11659 372148 SH SOLE 0 0 372148 TELADOC HEALTH INC COM 87918A105 10 45 SH SOLE 0 0 45 KRAFT HEINZ CO COM 500754106 4 137 SH SOLE 0 0 137 PAYPAL HLDGS INC COM 70450Y103 248 1256 SH SOLE 0 0 1256 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 191 3500 SH SOLE 0 0 3500 ISHARES TR IBONDS DEC2022 46435G755 281 10600 SH SOLE 0 0 10600 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 9734 143045 SH SOLE 0 0 143045 SPX FLOW INC COM 78469X107 1 13 SH SOLE 0 0 13 ISHARES TR IBONDS DEC2021 46435G789 604 23299 SH SOLE 0 0 23299 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 41 SH SOLE 0 0 41 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 140 3000 SH SOLE 0 0 3000 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 9887 301535 SH SOLE 0 0 301535 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 5849 207777 SH SOLE 0 0 207777 ISHARES TR MSCI USA MULTIFT 46434V282 49 1481 SH SOLE 0 0 1481 ISHARES TR MSCI INTL VLU FT 46435G409 10123 517264 SH SOLE 0 0 517264 NOMAD FOODS LTD USD ORD SHS G6564A105 147 5777 SH SOLE 0 0 5777 UNDER ARMOUR INC CL C 904311206 1 74 SH SOLE 0 0 74 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 301 7213 SH SOLE 0 0 7213 CHARTER COMMUNICATIONS INC N CL A 16119P108 4 7 SH SOLE 0 0 7 ALPHA ARCHITECT ETF TR INTL QUAN MOMNTM 02072L300 2504 87194 SH SOLE 0 0 87194 J P MORGAN EXCHANGE-TRADED F JPMORGAN DIVER 46641Q407 258 3485 SH SOLE 0 0 3485 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 9 839 SH SOLE 0 0 839 ALPHA ARCHITECT ETF TR US QUAN MOMENTUM 02072L409 4454 106100 SH SOLE 0 0 106100 US FOODS HLDG CORP COM 912008109 17 750 SH SOLE 0 0 750 ACUSHNET HOLDINGS CORP COM 005098108 3 100 SH SOLE 0 0 100 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 326 3248 SH SOLE 0 0 3248 SBA COMMUNICATIONS CORP NEW CL A 78410G104 136 428 SH SOLE 0 0 428 ISHARES TR CR 5 10 YR ETF 46435G417 10 198 SH SOLE 0 0 198 ISHARES TR IBONDS DEC2023 46435G318 218 8305 SH SOLE 0 0 8305 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 1 32 SH SOLE 0 0 32 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3903 76841 SH SOLE 0 0 76841 DUPONT DE NEMOURS INC COM 26614N102 14 256 SH SOLE 0 0 256 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 322 9914 SH SOLE 0 0 9914 J P MORGAN EXCHANGE-TRADED F US MOMENTUM 46641Q779 220 6329 SH SOLE 0 0 6329 J P MORGAN EXCHANGE-TRADED F US VALUE FACTR 46641Q753 308 12196 SH SOLE 0 0 12196 COLONY CR REAL ESTATE INC COM CL A 19625T101 70 14206 SH SOLE 0 0 14206 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 9382 330999 SH SOLE 0 0 330999 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 28 1011 SH SOLE 0 0 1011 MODERNA INC COM 60770K107 4 50 SH SOLE 0 0 50 INNOVATOR ETFS TR S&P 500 POWER 45782C508 10065 343291 SH SOLE 0 0 343291 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 836 27718 SH SOLE 0 0 27718 DOW INC COM 260557103 51 1081 SH SOLE 0 0 1081 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 302 11321 SH SOLE 0 0 11321 INNOVATOR ETFS TR S&P 500 ULTRA 45782C805 260 10606 SH SOLE 0 0 10606 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 176 6162 SH SOLE 0 0 6162 UBER TECHNOLOGIES INC COM 90353T100 2 43 SH SOLE 0 0 43 CORTEVA INC COM 22052L104 7 256 SH SOLE 0 0 256 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 62 2152 SH SOLE 0 0 2152 INNOVATOR ETFS TR S&P 500 ULTRA 45782C730 143 5251 SH SOLE 0 0 5251 LIVONGO HEALTH INC COM 539183103 25 175 SH SOLE 0 0 175 INNOVATOR ETFS TR S&P 500 PWR BU 45782C680 167 6186 SH SOLE 0 0 6186 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 150 5396 SH SOLE 0 0 5396 INNOVATOR ETFS TR S&P 500 BUFFER 45782C664 111 4124 SH SOLE 0 0 4124 INNOVATOR ETFS TR S&P 500 PWR 45782C656 110 4200 SH SOLE 0 0 4200 INNOVATOR ETFS TR S&P 500 ULTRA 45782C649 110 4242 SH SOLE 0 0 4242 PELOTON INTERACTIVE INC CL A COM 70614W100 31 315 SH SOLE 0 0 315 INNOVATOR ETFS TR RUSSELL 2000 P 45782C599 302 12605 SH SOLE 0 0 12605 INNOVATOR ETFS TR S&P 500 POWER 45782C573 341 12579 SH SOLE 0 0 12579 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 2 858 SH SOLE 0 0 858 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 314 11370 SH SOLE 0 0 11370 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 9 348 SH SOLE 0 0 348 INNOVATOR ETFS TR MSCI EMGR MKT 45782C516 326 12050 SH SOLE 0 0 12050 INNOVATOR ETFS TR RUSSELL 2000 P 45782C474 412 15886 SH SOLE 0 0 15886 CARRIER GLOBAL CORPORATION COM 14448C104 91 2992 SH SOLE 0 0 2992 OTIS WORLDWIDE CORP COM 68902V107 12 200 SH SOLE 0 0 200 INNOVATOR ETFS TR RUSSELL 2000 PWR 45782C342 616 23770 SH SOLE 0 0 23770 INNOVATOR ETFS TR S&P 500 PWR BUF 45782C318 1028 37471 SH SOLE 0 0 37471 INNOVATOR ETFS TR S&P 500 BUFFER E 45782C326 740 26286 SH SOLE 0 0 26286 INNOVATOR ETFS TR S&P 500 ULTRA BF 45782C292 645 24186 SH SOLE 0 0 24186 INNOVATOR ETFS TR RUSSELL 2000 PWR 45782C284 108 4543 SH SOLE 0 0 4543 PALANTIR TECHNOLOGIES INC CL A 69608A108 4 450 SH SOLE 0 0 450