| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2020 |
3. Issuer Name and Ticker or Trading Symbol
COTY INC. [ COTY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 11/19/2019 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A common stock(1) | 245,700(1)(2) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units(1) | (3) | (3) | Class A common stock | 88,888(4) | (3) | D | |
| Explanation of Responses: |
| 1. This submission is made to amend the Reporting Person's submission of an Initial Statement of Beneficial Ownership of Securities filed on November 19, 2019 and a Statement of Changes in Beneficial Ownership of Securities filed on November 19, 2019 (the "Original Submission"). After making the Original Submission, the Reporting Person determined in consultation with Coty Inc. (the "Issuer") that the Reporting Person was not designated an officer of the Issuer until January 1, 2020. As such, none of the holdings or transactions previously reported in the Reporting Person's Original Submission were subject to reporting under Section 16 until that date. |
| 2. When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 245,700 shares of Class A Common Stock. |
| 3. Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024. |
| 4. When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 88,888 Restricted Stock Units. An amended Statement of Changes in Beneficial Ownership is being filed to correct the Original Submission because the award of Restricted Stock Units was not subject to reporting under Section 16 until January 1, 2020. |
| Remarks: |
| Exhibit List: Exhibit 24 - Power of Attorney |
| Christina Kiely, Attorney-In-Fact | 09/09/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||