Managing Member/CCO

0001398344-21-003294.txt : 20210212 0001398344-21-003294.hdr.sgml : 20210212 20210212172853 ACCESSION NUMBER: 0001398344-21-003294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001794153 IRS NUMBER: 262942242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19634 FILM NUMBER: 21629955 BUSINESS ADDRESS: STREET 1: 50 SOUTH 6TH STREET, SUITE 1405 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 355 - 4360 MAIL ADDRESS: STREET 1: 50 SOUTH 6TH STREET, SUITE 1405 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001794153 XXXXXXXX 12-31-2020 12-31-2020 false SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

50 SOUTH 6TH STREET, SUITE 1405 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-19634 N Benjamin J Wheeler Managing Member/CCO 612-355-4363 /s/ Benjamin J Wheeler Minneapolis MN 02-12-2021 0 113 207954 INFORMATION TABLE 2 fp002320_13fhr-table.xml 13F INFORMATION TABLE BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 26688 115100 SH SOLE 0 0 115099 APPLE INC Stock 037833100 22569 170084 SH SOLE 0 0 170084 ISHARES TR CORE DIVID GROWTH ETF ETF 46434V621 9128 203659 SH SOLE 0 0 203659 JUMIA TECHNOLOGIES AG SPONSORED ADS ADR 48138M105 8908 220775 SH SOLE 0 0 220775 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 8297 549835 SH SOLE 0 0 549835 ALPHABET INC CAP STK CL A Stock 02079K305 7840 4473 SH SOLE 0 0 4473 SELECT COMFORT CORP Stock 83125X103 6354 77616 SH SOLE 0 0 77616 ISHARES DJ SELECT DIVIDEND ETF 464287168 5864 60968 SH SOLE 0 0 60968 VANGUARD EUROPEAN ETF 922042874 5843 96981 SH SOLE 0 0 96981 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 4729 93113 SH SOLE 0 0 93113 VIRTUS ALLIANZGI EQUITY & CONV COM CEF 018829101 4461 157734 SH SOLE 0 0 157734 UNITEDHEALTH GROUP Stock 91324P102 4069 11603 SH SOLE 0 0 11603 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3950 78819 SH SOLE 0 0 78818 ZILLOW GROUP INC CL C CAP STK Stock 98954M200 3733 28756 SH SOLE 0 0 28756 DISNEY WALT CO COM Stock 254687106 3703 20440 SH SOLE 0 0 20439 PELOTON INTERACTIVE INC CL A COM Stock 70614W100 3392 22360 SH SOLE 0 0 22360 COSTCO WHOLESALE CORP Stock 22160K105 3200 8492 SH SOLE 0 0 8492 ALPHABET INC CAP STK CL C Stock 02079K107 2992 1708 SH SOLE 0 0 1708 STARBUCKS CORP Stock 855244109 2889 27006 SH SOLE 0 0 27005 HONEYWELL INTL INC Stock 438516106 2772 13032 SH SOLE 0 0 13032 GLADSTONE LD CORP COM REIT 376549101 2519 172080 SH SOLE 0 0 172080 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 2432 82539 SH SOLE 0 0 82538 MICROSOFT Stock 594918104 2426 10908 SH SOLE 0 0 10908 WEYERHAEUSER CO REIT 962166104 2347 69993 SH SOLE 0 0 69993 AMAZON.COM INC Stock 023135106 2310 709 SH SOLE 0 0 709 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 2298 34076 SH SOLE 0 0 34076 TARGET CORP COM Stock 87612E106 2211 12389 SH SOLE 0 0 12389 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 2087 6 SH SOLE 0 0 6 MCDONALDS CORP COM Stock 580135101 1902 8866 SH SOLE 0 0 8866 JOHNSON & JOHNSON COM Stock 478160104 1780 11313 SH SOLE 0 0 11313 JPMORGAN CHASE & CO COM Stock 46625H100 1766 13900 SH SOLE 0 0 13900 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 1759 7557 SH SOLE 0 0 7557 WELLS FARGO CO NEW COM Stock 949746101 1702 56404 SH SOLE 0 0 56404 CVS HEALTH CORP COM Stock 126650100 1611 23590 SH SOLE 0 0 23590 VISA INC Stock 92826C839 1475 6744 SH SOLE 0 0 6744 PROCTER AND GAMBLE CO COM Stock 742718109 1444 10380 SH SOLE 0 0 10380 PHILIP MORRIS INTL INC Stock 718172109 1278 15437 SH SOLE 0 0 15437 MARKET VECTORS ETF TRUST AGRIBUSINESS ETF 92189F700 1235 15852 SH SOLE 0 0 15852 ABERDEEN ASIA PACIFIC INCOME FUND INC CEF 003009107 1208 271392 SH SOLE 0 0 271392 FACEBOOK INC CL A Stock 30303M102 1127 4125 SH SOLE 0 0 4125 MEDTRONIC PLC SHS Stock G5960L103 1067 9108 SH SOLE 0 0 9108 BOEING CO COM Stock 097023105 991 4631 SH SOLE 0 0 4631 MAXAR TECHNOLOGIES INC COM Stock 57778K105 965 25000 SH SOLE 0 0 25000 HOME DEPOT Stock 437076102 951 3582 SH SOLE 0 0 3582 3M CO COM Stock 88579Y101 837 4787 SH SOLE 0 0 4786 VERIZON COMMUNICATIONS Stock 92343V104 757 12877 SH SOLE 0 0 12877 GENERAL MLS INC COM Stock 370334104 721 12262 SH SOLE 0 0 12262 PACER TRENDPILOT US BOND ETF ETF 69374H642 716 26000 SH SOLE 0 0 26000 EXXON MOBIL CORP COM Stock 30231G102 700 16981 SH SOLE 0 0 16980 BROOKFIELD REAL ASSETS INCOME SHS BEN INT CEF 112830104 669 37541 SH SOLE 0 0 37541 PRICELINE.COM INC Stock 09857L108 633 284 SH SOLE 0 0 284 ENERGY SELECT SECTOR SPDR ETF 81369Y506 612 16138 SH SOLE 0 0 16138 BEAZER HOMES USA INCCOM NEW Stock 07556Q881 606 40000 SH SOLE 0 0 40000 PAYPAL HLDGS INC COM Stock 70450Y103 599 2558 SH SOLE 0 0 2558 SPDR GOLD ETF ETF 78463V107 578 3239 SH SOLE 0 0 3238 FEDEX CORP Stock 31428X106 561 2160 SH SOLE 0 0 2160 ENTERPRISE PRODS PARTNERS L P Stock 293792107 554 28293 SH SOLE 0 0 28293 ETSY INC COM Stock 29786A106 534 3000 SH SOLE 0 0 3000 WINMARK CORP COM Stock 974250102 525 2825 SH SOLE 0 0 2825 MOLSON COORS BEVERAGE CO CL B Stock 60871R209 513 11359 SH SOLE 0 0 11359 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 509 9930 SH SOLE 0 0 9930 AMERICAN TOWER CORP REIT 03027X100 504 2245 SH SOLE 0 0 2245 NOVO-NORDISK A/S ADR ADR CMN ADR 670100205 484 6924 SH SOLE 0 0 6924 NIKE INC CLASS B Stock 654106103 474 3354 SH SOLE 0 0 3354 KKR & CO LP Stock 48251W104 452 11175 SH SOLE 0 0 11175 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 444 7149 SH SOLE 0 0 7149 DOUBLELINE INCOME SOLUTIONS FUND CEF 258622109 422 25425 SH SOLE 0 0 25425 COCA COLA CO COM Stock 191216100 409 7462 SH SOLE 0 0 7462 CONSTELLATION BRANDS INC CL A Stock 21036P108 404 1843 SH SOLE 0 0 1843 AIRBNB INC COM CL A Stock 009066101 399 2715 SH SOLE 0 0 2715 RCI HOSPITALITY HLDGS INC COM Stock 74934Q108 394 10000 SH SOLE 0 0 10000 MASTERCARD INC Stock 57636Q104 374 1049 SH SOLE 0 0 1049 II-VI INC COM Stock 902104108 372 4900 SH SOLE 0 0 4900 DELL TECHNOLOGIES INC CL C Stock 24703L202 366 5000 SH SOLE 0 0 5000 ISHARES S&P 500 INDEX ETF 464287200 354 943 SH SOLE 0 0 943 PRUDENTIAL FINL INC COM Stock 744320102 353 4522 SH SOLE 0 0 4522 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 353 4001 SH SOLE 0 0 4001 CAPITAL ONE FINANCIAL CORP Stock 14040H105 330 3336 SH SOLE 0 0 3336 UNION PAC CORP COM Stock 907818108 325 1563 SH SOLE 0 0 1563 NORFOLK SOUTHERN CRP Stock 655844108 322 1355 SH SOLE 0 0 1355 FRANKLIN RESOURCES INC COM Stock 354613101 322 12871 SH SOLE 0 0 12871 GOLDMAN SACHS GROUP INC Stock 38141G104 316 1199 SH SOLE 0 0 1199 CISCO SYS INC Stock 17275R102 315 7031 SH SOLE 0 0 7031 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 300 888 SH SOLE 0 0 888 MASTERCRAFT BOAT HLDGS INC COM Stock 57637H103 298 12000 SH SOLE 0 0 12000 AT&T INC COM Stock 00206R102 287 9985 SH SOLE 0 0 9985 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 282 4824 SH SOLE 0 0 4824 NUVEEN SELECT MAT MUN FD SH BEN INT CEF 67061T101 279 26100 SH SOLE 0 0 26100 AUTOZONE INC COM Stock 053332102 276 233 SH SOLE 0 0 233 KINDER MORGAN INC Stock 49456B101 275 20105 SH SOLE 0 0 20105 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 273 4735 SH SOLE 0 0 4735 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 267 5452 SH SOLE 0 0 5452 LAMAR ADVERTISING CO A CLASS A REIT 512816109 251 3018 SH SOLE 0 0 3018 DIMENSIONAL US CORE EQUITY MARKET ETF ETF 25434V104 250 9510 SH SOLE 0 0 9510 BP PLC SPONSORED ADR ADR 055622104 249 12126 SH SOLE 0 0 12126 MONDELEZ INTL INC CL A Stock 609207105 249 4253 SH SOLE 0 0 4253 BLACKROCK FLOATING RATE INCOME STRATEGIES FD INC CEF 09255X100 245 20248 SH SOLE 0 0 20248 GENERAL ELECTRIC CO COM Stock 369604103 239 22113 SH SOLE 0 0 22112 SPDR SER TR S&P DIVID ETF ETF 78464A763 238 2250 SH SOLE 0 0 2250 DOMINOS PIZZA INC Stock 25754A201 230 600 SH SOLE 0 0 600 VEEVA SYS INC CL A COM Stock 922475108 221 812 SH SOLE 0 0 812 US BANCORP DEL COM NEW Stock 902973304 218 4671 SH SOLE 0 0 4670 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 214 1960 SH SOLE 0 0 1960 TESLA MOTORS INC Stock 88160R101 212 300 SH SOLE 0 0 300 SPROTT PHYSICAL SILVER CEF 85207K107 209 22400 SH SOLE 0 0 22400 KKR REAL ESTATE FIN TR INC COM REIT 48251K100 206 11517 SH SOLE 0 0 11517 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 206 6095 SH SOLE 0 0 6095 EQUINOR ASA SPONSORED ADR ADR 29446M102 200 12150 SH SOLE 0 0 12150 MICHAELS COS INC COM Stock 59408Q106 89 6813 SH SOLE 0 0 6813 OAKTREE SPECIALTY LENDING CORP COM CEF 67401P108 86 15528 SH SOLE 0 0 15528 MICHAELS COS INC COM CALL 59408Q106 85 6500 SH Call SOLE 0 0 6500 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 81 13140 SH SOLE 0 0 13140 FACEBOOK INC CL A CALL 30303M102 55 200 SH Call SOLE 0 0 200