0001793904-20-000008.txt : 20201113 0001793904-20-000008.hdr.sgml : 20201113 20201113171538 ACCESSION NUMBER: 0001793904-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth Alliance CENTRAL INDEX KEY: 0001793904 IRS NUMBER: 832902030 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19913 FILM NUMBER: 201312552 BUSINESS ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 670-0682 MAIL ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001793904 XXXXXXXX 09-30-2020 09-30-2020 Wealth Alliance

105 BROADHOLLOW ROAD MELLVILLE NY 11747

13F HOLDINGS REPORT 028-19913 N WILLIAM FRANEY (631) 670-0682 WILLIAM FRANEY MELVILLE NY 11-13-2020 2 335 278205 false 1 55I LLC 2 ATRIA INVESTMENTS LLC INFORMATION TABLE 2 13FWealthalliance20200930.xml ALERIAN MLP ETF ETF 00162Q452 3396 169973 SH DFND 1 0 0 169973 AT&T INC COM Stock 00206R102 1790 62792 SH DFND 1 0 0 62792 ABBOTT LABS COM Stock 002824100 1255 11536 SH DFND 1 0 0 11536 ABBVIE INC COM Stock 00287Y109 1560 17809 SH DFND 1 0 0 17809 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1435 2926 SH DFND 1 0 0 2926 ADVANCED MICRO DEVICES INC COM Stock 007903107 224 2727 SH DFND 1 0 0 2727 AIR PRODS & CHEMS INC COM Stock 009158106 546 1832 SH DFND 1 0 0 1832 ALEXION PHARMACEUTICALS INC COM Stock 015351109 249 2177 SH DFND 1 0 0 2177 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 2120 7212 SH DFND 1 0 0 7212 ALIGN TECHNOLOGY INC COM Stock 016255101 342 1044 SH DFND 1 0 0 1044 ALLSTATE CORP COM Stock 020002101 487 5176 SH DFND 1 0 0 5176 ALPHABET INC CAP STK CL C Stock 02079K107 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0 3213 SPOTIFY TECHNOLOGY S A SHS Stock L8681T102 278 1145 SH DFND 1 0 0 1145 CYBERARK SOFTWARE LTD SHS Stock M2682V108 264 2551 SH DFND 1 0 0 2551 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 1059 2867 SH DFND 1 0 0 2867 ELASTIC N V ORD SHS Stock N14506104 265 2453 SH DFND 1 0 0 2453 NXP SEMICONDUCTORS N V COM Stock N6596X109 807 6467 SH DFND 1 0 0 6467 ABBOTT LABS COM Stock 002824100 32 292 SH DFND 2 0 0 292 APPLE INC COM Stock 037833100 293 2528 SH DFND 2 0 0 2528 INTUIT COM Stock 461202103 29 90 SH DFND 2 0 0 90 ISHARES CORE S&P 500 ETF ETF 464287200 623 1853 SH DFND 2 0 0 1853 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 16 138 SH DFND 2 0 0 138 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 203 1510 SH DFND 2 0 0 1510 ISHARES S&P 500 GROWTH ETF ETF 464287309 25 108 SH DFND 2 0 0 108 ISHARES S&P 500 VALUE ETF ETF 464287408 24 216 SH DFND 2 0 0 216 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 33 202 SH DFND 2 0 0 202 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 22 252 SH DFND 2 0 0 252 ISHARES S&P MID-CAP ETF ETF 464287507 10 54 SH DFND 2 0 0 54 ISHARES S&P SMALL-CAP ETF ETF 464287804 127 1808 SH DFND 2 0 0 1808 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 123 1059 SH DFND 2 0 0 1059 ISHARES SHORT TREASURY BOND ETF ETF 464288679 22 197 SH DFND 2 0 0 197 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 265 2945 SH DFND 2 0 0 2945 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 186 6657 SH DFND 2 0 0 6657 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 42 845 SH DFND 2 0 0 845 ISHARES CORE MSCI EAFE ETF ETF 46432F842 137 2265 SH DFND 2 0 0 2265 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 9 175 SH DFND 2 0 0 175 ISHARES MSCI USA ESG OPTIMIZED ETF ETF 46435G425 396 5192 SH DFND 2 0 0 5192 MICROSOFT CORP COM Stock 594918104 48 228 SH DFND 2 0 0 228 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 29 593 SH DFND 2 0 0 593 VANGUARD EXTENDED MARKET ETF ETF 922908652 15 118 SH DFND 2 0 0 118 ALLIANZGI NFJ DIVIDEND INT & PREM FUND CEF 01883A107 786 66581 SH SOLE 0 0 0 66581 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 320 1 SH SOLE 0 0 0 1 BLACKROCK LIMITED DURATION INCOME TRUST ETF CEF 09249W101 450 30574 SH SOLE 0 0 0 30574 EATON VANCE TX MGD DIV EQ INCM COM CEF 27828N102 116 10627 SH SOLE 0 0 0 10627 EATON VANCE TAX-MANAGED GLOBAL COM CEF 27829F108 74 10027 SH SOLE 0 0 0 10027 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 509 7480 SH SOLE 0 0 0 7480 INNOVATOR S&P 500 POWER BUFFER ETF - JUNE ETF 45782C748 1561 53769 SH SOLE 0 0 0 53769 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 351 6943 SH SOLE 0 0 0 6943 IOVANCE BIOTHERAPEUTICS INC COM Stock 462260100 211 6400 SH SOLE 0 0 0 6400 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 2349 42574 SH SOLE 0 0 0 42574 ISHARES TIPS BOND ETF ETF 464287176 4094 32360 SH SOLE 0 0 0 32360 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 344 7805 SH SOLE 0 0 0 7805 ISHARES GLOBAL ENERGY ETF ETF 464287341 218 13275 SH SOLE 0 0 0 13275 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 3821 31362 SH SOLE 0 0 0 31362 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 3297 38114 SH SOLE 0 0 0 38114 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 1061 19548 SH SOLE 0 0 0 19548 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 1048 13104 SH SOLE 0 0 0 13104 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 356 7108 SH SOLE 0 0 0 7108 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 1530 26221 SH SOLE 0 0 0 26221 ISHARES CORE MSCI EAFE ETF ETF 46432F842 3709 61530 SH SOLE 0 0 0 61530 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 1314 24892 SH SOLE 0 0 0 24892 ISHARES MSCI USA ESG OPTIMIZED ETF ETF 46435G425 170 2233 SH SOLE 0 0 0 2233 NORTHERN DYNASTY MINERALS LTD COM NEW Stock 66510M204 14 14425 SH SOLE 0 0 0 14425 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 2586 52447 SH SOLE 0 0 0 52447 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 406 4600 SH SOLE 0 0 0 4600 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 669 8262 SH SOLE 0 0 0 8262 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 1424 24469 SH SOLE 0 0 0 24469 VANGUARD CONSUMER DISCRETIONARY INDEX FUND ETF 92204A108 366 1560 SH SOLE 0 0 0 1560 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 505 2475 SH SOLE 0 0 0 2475 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 281 903 SH SOLE 0 0 0 903 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 248 2439 SH SOLE 0 0 0 2439 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 246 1147 SH SOLE 0 0 0 1147 VANGUARD MID-CAP INDEX FUND ETF 922908629 2127 12067 SH SOLE 0 0 0 12067 VANGUARD EXTENDED MARKET ETF ETF 922908652 2603 20063 SH SOLE 0 0 0 20063 VANGUARD GROWTH INDEX FUND ETF 922908736 581 2553 SH SOLE 0 0 0 2553