0001814287-23-000052.txt : 20231120 0001814287-23-000052.hdr.sgml : 20231120 20231120185724 ACCESSION NUMBER: 0001814287-23-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gusky Adam Samuel CENTRAL INDEX KEY: 0001792912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39403 FILM NUMBER: 231424051 MAIL ADDRESS: STREET 1: RAND CAPITAL CORPORATION STREET 2: 14 LAFAYETTE SQUARE, SUITE 2200 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Abacus Life, Inc. CENTRAL INDEX KEY: 0001814287 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 851210472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 170 CITY: ORLANDO STATE: FL ZIP: 32835 BUSINESS PHONE: (800) 561-4148 MAIL ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 170 CITY: ORLANDO STATE: FL ZIP: 32835 FORMER COMPANY: FORMER CONFORMED NAME: East Resources Acquisition Co DATE OF NAME CHANGE: 20200605 4 1 wk-form4_1700524633.xml FORM 4 X0508 4 2023-11-16 0 0001814287 Abacus Life, Inc. ABL 0001792912 Gusky Adam Samuel 2101 PARK CENTER DRIVE, SUITE 170 ORLANDO FL 32835 1 0 0 0 0 Common Stock 2023-11-16 4 P 0 7200 6.164 A 17718 D Common Stock 2023-11-17 4 P 0 5000 6.02 A 22718 D The reported price in Column 4 is a weighted average purchase price. The shares acquired on November 16, 2023 were purchased in multiple transactions at prices ranging from $6.04 to $6.18 per share. The shares acquired on November 17, 2023 were purchased in multiple transactions at prices ranging from $5.85 to $6.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. /s/ Jay Jackson, Power of Attorney for Adam Gusky 2023-11-20