SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lin Alfred

(Last) (First) (Middle)
C/O DOORDASH, INC.
303 2ND STREET, SOUTH TOWER, 8TH FLOOR

(Street)
SAN FRANCISCO CA 94107

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DoorDash Inc [ DASH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/11/2020 C 20,582,199 A $0.00 20,582,199 I Sequoia Capital USV XIV Holdco, Ltd.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 7,956,090 A $0.00 7,956,090 I Sequoia Capital U.S. Growth Fund VI, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 398,515 A $0.00 398,515 I Sequoia Capital U.S. Growth VI Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 7,460,360 A $0.00 7,460,360 I Sequoia Capital U.S. Growth Fund VII, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 472,385 A $0.00 472,385 I Sequoia Capital U.S. Growth VII Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 13,973,885 A $0.00 13,973,885 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 171,415 A $0.00 171,415 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 740,920 A $0.00 740,920 I Sequoia Capital Global Growth Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 C 21,500 A $0.00 21,500 I Sequoia Capital Global Growth Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 20,582,199 D $0.00 0 I Sequoia Capital USV XIV Holdco, Ltd.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 7,956,090 D $0.00 0 I Sequoia Capital U.S. Growth Fund VI, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 398,515 D $0.00 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 7,460,360 D $0.00 0 I Sequoia Capital U.S. Growth Fund VII, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 472,385 D $0.00 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 13,973,885 D $0.00 0 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 171,415 D $0.00 0 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 740,920 D $0.00 0 I Sequoia Capital Global Growth Fund, L.P.(2)(3)(4)(5)
Common Stock(1) 12/11/2020 J(6) 21,500 D $0.00 0 I Sequoia Capital Global Growth Principals Fund, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 20,582,199 A $0.00 20,582,199 I Sequoia Capital USV XIV Holdco, Ltd.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 7,956,090 A $0.00 7,956,090 I Sequoia Capital U.S. Growth Fund VI, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 398,515 A $0.00 398,515 I Sequoia Capital U.S. Growth VI Principals Fund, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 7,460,360 A $0.00 7,460,360 I Sequoia Capital U.S. Growth Fund VII, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 472,385 A $0.00 472,385 I Sequoia Capital U.S. Growth VII Principals Fund, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 13,973,885 A $0.00 13,973,885 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 171,415 A $0.00 171,415 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 740,920 A $0.00 740,920 I Sequoia Capital Global Growth Fund, L.P.(2)(3)(4)(5)
Class A Common Stock(1) 12/11/2020 J(6) 21,500 A $0.00 21,500 I Sequoia Capital Global Growth Principals Fund, L.P.(2)(3)(4)(5)
Class A Common Stock 12/11/2020 P 244,650 A $102 244,650 I Sequoia Capital Global Growth Fund, III- U.S./India Annex Fund, L.P.(2)(3)(4)(5)
Class A Common Stock 12/11/2020 P 5,350 A $102 5,350 I Sequoia Capital Global Growth Fund, III- U.S./India Annex Principals Fund,-L.P.(2)(3)(4)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) 12/11/2020 C 20,399,725 (1) (1) Common Stock 20,399,725 $0.00 0 I Sequoia Capital USV XIV Holdco, Ltd.(2)(3)(4)(5)
Series B Convertible Preferred Stock (1) 12/11/2020 C 176,110 (1) (1) Common Stock 182,474 $0.00 0 I Sequoia Capital USV XIV Holdco, Ltd.(2)(3)(4)(5)
Series C Convertible Preferred Stock (1) 12/11/2020 C 7,956,090 (1) (1) Common Stock 7,956,090 $0.00 0 I Sequoia Capital U.S. Growth Fund VI, L.P.(2)(3)(4)(5)
Series C Convertible Preferred Stock (1) 12/11/2020 C 398,515 (1) (1) Common Stock 398,515 $0.00 0 I Sequoia Capital U.S. Growth VI Principals Fund, L.P.(2)(3)(4)(5)
Series D Convertible Preferred Stock (1) 12/11/2020 C 7,222,035 (1) (1) Common Stock 7,222,035 $0.00 0 I Sequoia Capital U.S. Growth Fund VII, L.P.(2)(3)(4)(5)
Series D Convertible Preferred Stock (1) 12/11/2020 C 469,980 (1) (1) Common Stock 469,980 $0.00 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P.(2)(3)(4)(5)
Series D Convertible Preferred Stock (1) 12/11/2020 C 13,453,175 (1) (1) Common Stock 13,453,175 $0.00 0 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Series D Convertible Preferred Stock (1) 12/11/2020 C 166,155 (1) (1) Common Stock 166,155 $0.00 0 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Series E Convertible Preferred Stock (1) 12/11/2020 C 238,325 (1) (1) Common Stock 238,325 $0.00 0 I Sequoia Capital U.S. Growth Fund VII, L.P.(2)(3)(4)(5)
Series E Convertible Preferred Stock (1) 12/11/2020 C 2,405 (1) (1) Common Stock 2,405 $0.00 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P.(2)(3)(4)(5)
Series E Convertible Preferred Stock (1) 12/11/2020 C 476,660 (1) (1) Common Stock 476,660 $0.00 0 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Series E Convertible Preferred Stock (1) 12/11/2020 C 4,815 (1) (1) Common Stock 4,815 $0.00 0 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Series F Convertible Preferred Stock (1) 12/11/2020 C 44,050 (1) (1) Common Stock 44,050 $0.00 0 I Sequoia Capital Global Growth Fund II, L.P.(2)(3)(4)(5)
Series F Convertible Preferred Stock (1) 12/11/2020 C 445 (1) (1) Common Stock 445 $0.00 0 I Sequoia Capital Global Growth II Principals Fund, L.P.(2)(3)(4)(5)
Series H Convertible Preferred Stock (1) 12/11/2020 C 740,920 (1) (1) Common Stock 740,920 $0.00 0 I Sequoia Capital Global Growth Fund, L.P.(2)(3)(4)(5)
Series H Convertible Preferred Stock (1) 12/11/2020 C 21,500 (1) (1) Common Stock 21,500 $0.00 0 I Sequoia Capital Global Growth Principals Fund, L.P.(2)(3)(4)(5)
Explanation of Responses:
1. Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, the Issuer's Common Stock was reclassified as Class A Common Stock. Immediately prior to completion of the Issuer's initialpublic offering of Class A Common Stock, each share of Series A Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, and Series H Convertible Preferred Stock was automatically converted into Common Stock, which was immediately reclassified as Class A Common Stock, on a one-to-one basis and had no expiration date. Immediately prior to completion of the Issuer's initial public offering of Class A Common Stock, each share of Series B Convertible Preferred Stock automatically converted into Common Stock, which was immediately reclassified as Class A Common Stock, on a 1:1.036138784 basis and had no expiration date.
2. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P., and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds, which together own 100% of the outstanding ordinary shares of Sequoia Capital USV XIV Holdco, Ltd. (SC USV XIV Holdco); (ii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. (SC GGFII) and Sequoia Capital Global Growth II Principals Fund, L.P. (SC GGFII PF), or collectively, the SC GGFII Funds; (iii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (SC US GFVI) and
3. (Continued from Footnote 2) Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds; Sequoia Capital U.S. Growth VI Principals Fund, L.P. (SC US GFVI PF), or collectively, the SC US GFVI Funds; (iv) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. (SC US GFVII) and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (SC US GFVII PF), or collectively, the SC US GFVII Funds; (v) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (SC GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (SC GGF PF), or collectively, the SC GGF Funds; and
4. (Continued from Footnote 3) (vi) the general partner of SCGGF III - U.S./India Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. (SC GGFIII) and Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. (SC GGFIII PF), or collectively, the SC GGFIII Funds.As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco, the SC GGFII Funds, the SC US GFVI Funds, the SC US GFVII Funds, the SC GGF Funds and the SC GGFIII Funds.
5. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
6. Represents a reclassification of the Issuer's common stock into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering, which reclassification is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-7 thereunder.
Remarks:
/s/ Jung Yeon Son, by power of attorney 12/15/2020
** Signature of Reporting Person Date
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