FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/03/2019 |
3. Issuer Name and Ticker or Trading Symbol
Strongbridge Biopharma plc [ SBBP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 40,811(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 10/06/2015 | 10/06/2019 | Common Stock | 31,818 | $8.06 | D | |
Stock Option (Right to Buy) | 10/06/2016 | 10/06/2019 | Common Stock | 31,818 | $10.74 | D | |
Stock Option (Right to Buy) | 10/06/2017 | 10/06/2019 | Common Stock | 36,363 | $13.43 | D | |
Stock Option (Right to Buy) | (2) | 06/25/2025 | Common Stock | 7,575 | $14.37 | D | |
Stock Option (Right to Buy) | (3) | 06/25/2025 | Common Stock | 7,575 | $14.37 | D | |
Stock Option (Right to Buy) | (4) | 06/25/2025 | Common Stock | 7,577 | $14.37 | D | |
Stock Option (Right to Buy) | (5) | 02/26/2026 | Common Stock | 63,000 | $3.94 | D | |
Stock Option (Right to Buy) | (6) | 02/23/2027 | Common Stock | 175,000 | $2.9 | D | |
Stock Option (Right to Buy) | (7) | 02/05/2028 | Common Stock | 114,000 | $6.65 | D | |
Stock Option (Right to Buy) | (8) | 02/20/2029 | Common Stock | 110,000 | $4.67 | D |
Explanation of Responses: |
1. Of the 40,811 shares, 24,500 ordinary shares are held in the form of restricted stock units, which vest in full on February 20, 2021, provided the Reporting Person is employed by the Issuer on such date. |
2. This option vested in 16 equal, quarterly installments beginning August 26, 2015, and is fully exercisable. |
3. This option vested in 16 equal, quarterly installments beginning October 16, 2015, and is fully exercisable. |
4. This option becomes 100% exercisable upon a change of control of the Issuer, provided the Reporting Person is employed by the Issuer on such date. |
5. This option vests in sixteen equal quarterly installments beginning May 26, 2016, provided the Reporting Person is employed by the Issuer on each vesting date. |
6. This option vests in sixteen equal quarterly installments beginning May 23, 2017, provided the Reporting Person is employed by the Issuer on each vesting date. |
7. This option vests in sixteen equal quarterly installments beginning May 5, 2018, provided the Reporting Person is employed by the Issuer on each vesting date. |
8. This option vests in sixteen equal quarterly installments beginning May 20, 2019, provided the Reporting Person is employed by the Issuer on each vesting date. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
/s/ Stephen J. Long, as attorney-in-fact | 09/03/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |