SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lutz Robert Matthew

(Last) (First) (Middle)
900 NORTHBROOK DRIVE
SUITE 200

(Street)
TREVOSE PA 19053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2019
3. Issuer Name and Ticker or Trading Symbol
Strongbridge Biopharma plc [ SBBP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 40,811(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 10/06/2015 10/06/2019 Common Stock 31,818 $8.06 D
Stock Option (Right to Buy) 10/06/2016 10/06/2019 Common Stock 31,818 $10.74 D
Stock Option (Right to Buy) 10/06/2017 10/06/2019 Common Stock 36,363 $13.43 D
Stock Option (Right to Buy) (2) 06/25/2025 Common Stock 7,575 $14.37 D
Stock Option (Right to Buy) (3) 06/25/2025 Common Stock 7,575 $14.37 D
Stock Option (Right to Buy) (4) 06/25/2025 Common Stock 7,577 $14.37 D
Stock Option (Right to Buy) (5) 02/26/2026 Common Stock 63,000 $3.94 D
Stock Option (Right to Buy) (6) 02/23/2027 Common Stock 175,000 $2.9 D
Stock Option (Right to Buy) (7) 02/05/2028 Common Stock 114,000 $6.65 D
Stock Option (Right to Buy) (8) 02/20/2029 Common Stock 110,000 $4.67 D
Explanation of Responses:
1. Of the 40,811 shares, 24,500 ordinary shares are held in the form of restricted stock units, which vest in full on February 20, 2021, provided the Reporting Person is employed by the Issuer on such date.
2. This option vested in 16 equal, quarterly installments beginning August 26, 2015, and is fully exercisable.
3. This option vested in 16 equal, quarterly installments beginning October 16, 2015, and is fully exercisable.
4. This option becomes 100% exercisable upon a change of control of the Issuer, provided the Reporting Person is employed by the Issuer on such date.
5. This option vests in sixteen equal quarterly installments beginning May 26, 2016, provided the Reporting Person is employed by the Issuer on each vesting date.
6. This option vests in sixteen equal quarterly installments beginning May 23, 2017, provided the Reporting Person is employed by the Issuer on each vesting date.
7. This option vests in sixteen equal quarterly installments beginning May 5, 2018, provided the Reporting Person is employed by the Issuer on each vesting date.
8. This option vests in sixteen equal quarterly installments beginning May 20, 2019, provided the Reporting Person is employed by the Issuer on each vesting date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Stephen J. Long, as attorney-in-fact 09/03/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.