0001209191-23-029588.txt : 20230515
0001209191-23-029588.hdr.sgml : 20230515
20230515174848
ACCESSION NUMBER: 0001209191-23-029588
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Kyle Steven
CENTRAL INDEX KEY: 0001796795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39958
FILM NUMBER: 23924751
MAIL ADDRESS:
STREET 1: C/O TRINITY CAPITAL INC.
STREET 2: 3075 WEST RAY ROAD, SUITE 525
CITY: CHANDLER
STATE: AZ
ZIP: 85226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trinity Capital Inc.
CENTRAL INDEX KEY: 0001786108
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
BUSINESS PHONE: 480.374.5350
MAIL ADDRESS:
STREET 1: 1 N. 1ST ST.
STREET 2: 3RD FLOOR
CITY: PHOENIX
STATE: AZ
ZIP: 85004
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-11
0
0001786108
Trinity Capital Inc.
TRIN
0001796795
Brown Kyle Steven
C/O TRINITY CAPITAL INC.
1 N. 1ST STREET, 3RD FLOOR
PHOENIX
AZ
85004
1
1
0
0
President and CIO
0
Common Stock
2023-05-11
4
P
0
2148
11.61
A
48288
I
By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Common Stock
10825
I
By KBIZ Corp., which Mr. K. Brown solely owns and controls
Common Stock
840507
D
Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
Includes (1) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021
Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.
Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.
/s/ Sarah Stanton, on behalf of Kyle Brown
2023-05-15