0001628280-23-004038.txt : 20230217 0001628280-23-004038.hdr.sgml : 20230217 20230217162446 ACCESSION NUMBER: 0001628280-23-004038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zayas Orlando CENTRAL INDEX KEY: 0001866017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39116 FILM NUMBER: 23642970 MAIL ADDRESS: STREET 1: 5204 TENNYSON PKWY STREET 2: SUITE 500 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Katapult Holdings, Inc. CENTRAL INDEX KEY: 0001785424 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 842704291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2123701300 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: FinServ Acquisition Corp. DATE OF NAME CHANGE: 20190814 4 1 wf-form4_167666904954402.xml FORM 4 X0306 4 2023-02-15 0 0001785424 Katapult Holdings, Inc. KPLT 0001866017 Zayas Orlando 5204 TENNYSON PARKWAY ST. 500 PLANO TX 75024-7141 1 1 0 0 Chief Executive Officer Common Stock 2023-02-15 4 M 0 22961 0 A 2898547 D Common Stock 2023-02-15 4 F 0 6830 0.963 D 2891717 D Common Stock 2023-02-15 4 S 0 17382 0.962 D 2874335 D Restricted Stock Units 2023-02-15 4 M 0 22961 0 D Common Stock 22961.0 183688 D Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.926 to $0.995. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. /s/ By: Christopher Towers, as Attorney-in-Fact for Orlando Zayas 2023-02-17