0001628280-23-004038.txt : 20230217
0001628280-23-004038.hdr.sgml : 20230217
20230217162446
ACCESSION NUMBER: 0001628280-23-004038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230215
FILED AS OF DATE: 20230217
DATE AS OF CHANGE: 20230217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zayas Orlando
CENTRAL INDEX KEY: 0001866017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39116
FILM NUMBER: 23642970
MAIL ADDRESS:
STREET 1: 5204 TENNYSON PKWY
STREET 2: SUITE 500
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Katapult Holdings, Inc.
CENTRAL INDEX KEY: 0001785424
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359]
IRS NUMBER: 842704291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2123701300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: FinServ Acquisition Corp.
DATE OF NAME CHANGE: 20190814
4
1
wf-form4_167666904954402.xml
FORM 4
X0306
4
2023-02-15
0
0001785424
Katapult Holdings, Inc.
KPLT
0001866017
Zayas Orlando
5204 TENNYSON PARKWAY ST. 500
PLANO
TX
75024-7141
1
1
0
0
Chief Executive Officer
Common Stock
2023-02-15
4
M
0
22961
0
A
2898547
D
Common Stock
2023-02-15
4
F
0
6830
0.963
D
2891717
D
Common Stock
2023-02-15
4
S
0
17382
0.962
D
2874335
D
Restricted Stock Units
2023-02-15
4
M
0
22961
0
D
Common Stock
22961.0
183688
D
Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.
This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.926 to $0.995. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.
/s/ By: Christopher Towers, as Attorney-in-Fact for Orlando Zayas
2023-02-17