0001225208-22-012056.txt : 20221201 0001225208-22-012056.hdr.sgml : 20221201 20221201162528 ACCESSION NUMBER: 0001225208-22-012056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221129 FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Timperman Jurgen CENTRAL INDEX KEY: 0001808090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 221439090 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0306 4 2022-11-29 0001783180 CARRIER GLOBAL Corp CARR 0001808090 Timperman Jurgen 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 President, Fire & Security Common Stock 2022-11-29 4 M 0 155534.0000 20.1900 A 155534.0000 D Common Stock 2022-11-29 4 M 0 34397.0000 21.4300 A 189931.0000 D Common Stock 2022-11-29 4 M 0 2724.0000 18.5300 A 192655.0000 D Common Stock 2022-11-29 4 D 0 1157.0000 43.6000 D 191498.0000 D Common Stock 2022-11-29 4 S 0 1567.0000 43.5618 D 189931.0000 D Common Stock 2022-11-29 4 D 0 16906.0000 43.6000 D 173025.0000 D Common Stock 2022-11-29 4 S 0 17491.0000 43.5618 D 155534.0000 D Common Stock 2022-11-29 4 D 0 23169.0000 43.5700 D 132365.0000 D Common Stock 2022-11-29 4 D 0 23196.0000 43.5200 D 109169.0000 D Common Stock 2022-11-29 4 D 0 25675.0000 43.6700 D 83494.0000 D Common Stock 2022-11-29 4 S 0 26804.0000 43.5015 D 56690.0000 D Common Stock 2022-11-29 4 S 0 26831.0000 43.5835 D 29859.0000 D Common Stock 2022-11-29 4 S 0 29859.0000 43.6357 D 0.0000 D Common Stock 2022-11-29 4 S 0 39475.0000 43.5445 D 39474.0000 I By Family Trust Stock Appreciation Right 21.4300 2022-11-29 4 M 0 34397.0000 0.0000 D 2021-01-02 2028-01-01 Common Stock 34397.0000 0.0000 D Stock Appreciation Right 18.5300 2022-11-29 4 M 0 2724.0000 0.0000 D 2020-01-03 2027-01-03 Common Stock 2724.0000 0.0000 D Stock Appreciation Right 20.1900 2022-11-29 4 M 0 155534.0000 0.0000 D 2022-02-05 2029-02-04 Common Stock 155534.0000 0.0000 D The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.54 to $43.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.49 to $43.56 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.58 to $43.64 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.61 to $43.70 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ William Langston as Attorney-in-Fact 2022-11-30