0001783139-21-000001.txt : 20210216 0001783139-21-000001.hdr.sgml : 20210216 20210216160022 ACCESSION NUMBER: 0001783139-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 21637676 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001783139 XXXXXXXX 12-31-2020 12-31-2020 III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler 561-544-4400 Scott Wyler Boca Raton FL 02-16-2021 0 96 790909 false INFORMATION TABLE 2 13FDec2020.xml Alibaba Group Holding Ltd COM 01609W102 338 125 SH Call SOLE 125 0 0 Alphabet Inc COM 02079K107 1401 800 SH SOLE 800 0 0 Amplify Energy Corp COM 03212B103 0 211 SH SOLE 211 0 0 Aspirational Consumer Lifestyle Corp COM G05436129 318 30460 SH SOLE 30460 0 0 Atlas Air Worldwide Holdings Inc Convertible Bond 049164BH8 4887 4700000 PRN SOLE 4700000 0 0 Becton Dickinson and Co COM 075887109 3753 15000 SH SOLE 15000 0 0 Blackline Inc Convertible Bond 09239BAB5 12662 6725000 PRN SOLE 6725000 0 0 Booking Holdings Inc COM 09857L108 1113 500 SH SOLE 500 0 0 Booking Holdings Inc Convertible Bond 741503AX4 10313 8855000 PRN SOLE 8855000 0 0 Boston Scientific Corp COM 101137107 228 1000 SH Call SOLE 1000 0 0 Boston Scientific Corp COM 101137107 9311 259000 SH SOLE 259000 0 0 Boyd Gaming Corp COM 103304101 1502 35000 SH SOLE 35000 0 0 Cascade Acquisition Corp COM 147151203 783 75000 SH SOLE 75000 0 0 Change Healthcare Inc COM 15912K209 3251 50000 SH SOLE 50000 0 0 Cohn Robbins Holdings Corp COM G23726121 145 13556 SH SOLE 13556 0 0 Conx Corp COM 212873202 783 75000 SH SOLE 75000 0 0 Cornerstone Building Brands Inc COM 21925D109 2255 243015 SH SOLE 243015 0 0 Dell Technologies Inc COM 24703L202 1612 22000 SH SOLE 22000 0 0 Delta Air Lines Inc COM 247361702 3015 75000 SH SOLE 75000 0 0 DexCom Inc Convertible Bond 252131AH0 16775 7450000 PRN SOLE 7450000 0 0 DISH Network Corp Convertible Bond 25470MAB5 7946 8300000 PRN SOLE 8300000 0 0 DocuSign Inc Convertible Bond 256163AB2 62828 20000000 PRN SOLE 20000000 0 0 Empower Ltd COM G3R39W128 1298 124889 SH SOLE 124889 0 0 Envestnet Inc Convertible Bond 29404KAB2 3294 2500000 PRN SOLE 2500000 0 0 Etsy Inc COM 29786A106 0 500 SH Put SOLE 500 0 0 Etsy Inc Convertible Bond 29786AAJ5 13820 6500000 PRN SOLE 6500000 0 0 Facebook Inc COM 30303M102 1365 5000 SH SOLE 5000 0 0 Frazier Lifesciences Acquisition Corp COM G3710A121 155 15000 SH SOLE 15000 0 0 FTI Consulting Inc Convertible Bond 302941AP4 16328 13000000 PRN SOLE 13000000 0 0 Gaming and Leisure Properties Inc COM 36467J108 1751 41319 SH SOLE 41319 0 0 GFL Environmental Inc COM 36168Q120 3477 50000 SH SOLE 50000 0 0 GO Acquisition Corp COM 362019200 317 29861 SH SOLE 29861 0 0 Guess Inc Convertible Bond 401617AD7 8254 7400000 PRN SOLE 7400000 0 0 Guidewire Software Inc Convertible Bond 40171VAA8 11640 8988000 PRN SOLE 8988000 0 0 HIG Acquisition Corp COM G44898115 555 53222 SH SOLE 53222 0 0 IH Merger Sub LLC Convertible Bond 19625XAB8 24702 18491000 PRN SOLE 18491000 0 0 Illumina Inc COM 452327109 77 115 SH Call SOLE 115 0 0 Insight Enterprises Inc Convertible Bond 45765UAB9 3809 3000000 PRN SOLE 3000000 0 0 Ionis Pharmaceuticals Inc COM 462222100 75 1000 SH Put SOLE 1000 0 0 Ionis Pharmaceuticals Inc Convertible Bond 462222AB6 4734 4600000 PRN SOLE 4600000 0 0 iQIYI Inc COM 46267X108 452 9500 SH Put SOLE 9500 0 0 iQIYI Inc Convertible Bond 46267XAE8 4951 5000000 PRN SOLE 5000000 0 0 J2 Global Inc Convertible Bond 48123VAC6 43801 29942000 PRN SOLE 29942000 0 0 JOYY Inc COM 46591M109 391 1158 SH Put SOLE 1158 0 0 JOYY Inc Convertible Bond 98426TAD8 3050 3000000 PRN SOLE 3000000 0 0 JOYY Inc Convertible Bond 98426TAF3 7969 8000000 PRN SOLE 8000000 0 0 Lamar Advertising Co COM 512816109 707 8500 SH SOLE 8500 0 0 LendingTree Inc Convertible Bond 52603BAA5 7149 5000000 PRN SOLE 5000000 0 0 Liberty Broadband Corp COM 530307305 2491 15730 SH SOLE 15730 0 0 Liberty Media Corp-Liberty SiriusXM COM 531229409 2137 49500 SH SOLE 49500 0 0 Live Oak Acquisition Corp II COM 53804W205 108 10000 SH SOLE 10000 0 0 Lumentum Holdings Inc Convertible Bond 55024UAB5 23263 14045000 PRN SOLE 14045000 0 0 MDC Holdings Inc COM 552676108 364 7500 SH SOLE 7500 0 0 Motive Capital Corp COM G6293A129 1581 150000 SH SOLE 150000 0 0 NavSight Holdings Inc COM 639358209 105 10196 SH SOLE 10196 0 0 NextEra Energy Inc COM 65339F739 7661 150000 SH SOLE 150000 0 0 NextEra Energy Inc COM 65339F770 13881 275000 SH SOLE 275000 0 0 NextEra Energy Partners LP COM 65341B106 1890 28200 SH SOLE 28200 0 0 NextGen Acquisition Corp COM G65305115 1606 156111 SH SOLE 156111 0 0 NIO Inc COM 62914V106 64 12406 SH Put SOLE 12406 0 0 NIO Inc COM 62914V106 4791 98300 SH SOLE 98300 0 0 NIO Inc Convertible Bond 62914VAB2 14292 2730000 PRN SOLE 2730000 0 0 Nuance Communications Inc Convertible Bond 67020YAG5 42912 20000000 PRN SOLE 20000000 0 0 ON Semiconductor Corp COM 682189105 8 1607 SH Put SOLE 1607 0 0 Pacira BioSciences Inc Convertible Bond 695127AD2 5690 5000000 PRN SOLE 5000000 0 0 Palo Alto Networks Inc Convertible Bond 697435AD7 4953 3500000 PRN SOLE 3500000 0 0 Pan American Silver Corp COM 697900108 2122 61506 SH SOLE 61506 0 0 PG&E Corp COM 69331C140 21429 175000 SH SOLE 175000 0 0 Pinduoduo Inc COM 722304102 5 250 SH Put SOLE 250 0 0 Proofpoint Inc Convertible Bond 743424AF0 10056 9000000 PRN SOLE 9000000 0 0 PulteGroup Inc COM 745867101 689 16000 SH SOLE 16000 0 0 Q2 Holdings Inc Convertible Bond 74736LAB5 24889 11175000 PRN SOLE 11175000 0 0 Qurate Retail Inc COM 74915M100 767 70000 SH SOLE 70000 0 0 Repligen Corp Convertible Bond 759916AB5 13022 7408000 PRN SOLE 7408000 0 0 RH Convertible Bond 74967XAA1 11816 5000000 PRN SOLE 5000000 0 0 Sailpoint Technologies Holdings Inc Convertible Bond 78781PAB1 3901 2000000 PRN SOLE 2000000 0 0 Sea Ltd Convertible Bond 81141RAD2 47178 12000000 PRN SOLE 12000000 0 0 Senseonics Holdings Inc Convertible Bond 81727UAA3 1051 2500000 PRN SOLE 2500000 0 0 ServiceNow Inc Convertible Bond 81762PAC6 13686 3385000 PRN SOLE 3385000 0 0 Silicon Laboratories Inc Convertible Bond 826919AB8 4176 3000000 PRN SOLE 3000000 0 0 Square Inc Convertible Bond 852234AD5 75604 26970000 PRN SOLE 26970000 0 0 Supernova Partners Acquisition Co Inc COM 86846V207 580 50000 SH SOLE 50000 0 0 Synaptics Inc COM 87157D109 107 1000 SH Put SOLE 1000 0 0 Synaptics Inc Convertible Bond 87157DAD1 17806 12829000 PRN SOLE 12829000 0 0 Tesla Inc COM 88160R101 4 2920 SH Put SOLE 2920 0 0 Thayer Ventures Acquisition Corp COM 88332T209 104 10000 SH SOLE 10000 0 0 TS Innovation Acquisitions Corp COM 87284T209 1054 100000 SH SOLE 100000 0 0 Turmeric Acquisition Corp COM G9127T116 133 13005 SH SOLE 13005 0 0 VICI Properties Inc COM 925652109 2462 96562 SH SOLE 96562 0 0 WillScot Mobile Mini Holdings Corp COM 971378104 3487 150500 SH SOLE 150500 0 0 Wix.com Ltd Convertible Bond 92940WAB5 9335 5000000 PRN SOLE 5000000 0 0 Workday Inc Convertible Bond 98138HAF8 70574 41990000 PRN SOLE 41990000 0 0 Workiva Inc Convertible Bond 98139AAB1 14918 11175000 PRN SOLE 11175000 0 0 World Wrestling Entertainment Inc COM 98156Q108 48 1010 SH SOLE 1010 0 0 Yellowstone Acquisition Co COM 98566K204 679 63840 SH SOLE 63840 0 0 Zynga Inc Convertible Bond 98986TAC2 2090 2000000 PRN SOLE 2000000 0 0