0001783139-20-000007.txt : 20201211 0001783139-20-000007.hdr.sgml : 20201211 20201211155303 ACCESSION NUMBER: 0001783139-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 EFFECTIVENESS DATE: 20201211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 201383552 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001783139 XXXXXXXX 09-30-2020 09-30-2020 true 2 RESTATEMENT III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler 5615444400 Scott Wyler Boca Raton FL 12-11-2020 0 76 553782 false INFORMATION TABLE 2 Amended-September2020.xml Aerojet Rocketdyne Holdings Inc Convertible Bond 007800AB1 23906 15000000 PRN SOLE 15000000 0 0 Alibaba Group Holding Ltd COM 01609W102 2586 445 SH Call SOLE 445 0 0 Alphabet Inc COM 02079K107 1322 900 SH SOLE 900 0 0 Altair Engineering Inc Convertible Bond 021369AA1 6107 5500000 PRN SOLE 5500000 0 0 AMPLIFY ENERGY CORP COM 03212B103 0 211 SH SOLE 211 0 0 Aspirational Consumer Lifestyle Corp COM G05436129 500 50000 SH SOLE 50000 0 0 Becton Dickinson and Co COM 075887109 3536 15200 SH SOLE 15200 0 0 Booking Holdings Inc COM 09857L108 350 40 SH Call SOLE 40 0 0 Booking Holdings Inc COM 09857L108 2309 1350 SH SOLE 1350 0 0 Chegg Inc Convertible Bond 163092AD1 25656 16900000 PRN SOLE 16900000 0 0 Cinemark Holdings Inc COM 17243V102 218 21891 SH SOLE 21891 0 0 Cohn Robbins Holdings Corp COM G23726121 335 33261 SH SOLE 33261 0 0 Cornerstone Building Brands Inc COM 21925D109 1939 243015 SH SOLE 243015 0 0 Danaher Corp COM 235851300 16247 11000 SH SOLE 11000 0 0 Dell Technologies Inc COM 24703L202 1353 20000 SH SOLE 20000 0 0 DISH Network Corp COM 25470M109 580 20000 SH SOLE 20000 0 0 DocuSign Inc Convertible Bond 256163AB2 49938 16500000 PRN SOLE 16500000 0 0 Etsy Inc COM 29786A106 1 500 SH Put SOLE 500 0 0 Etsy Inc Convertible Bond 29786AAJ5 2983 1893000 PRN SOLE 1893000 0 0 Extra Space Storage Inc COM 30225T102 27 200 SH Call SOLE 200 0 0 Facebook Inc COM 30303M102 1309 5000 SH SOLE 5000 0 0 FTI Consulting Inc Convertible Bond 302941AP4 10493 8500000 PRN SOLE 8500000 0 0 Gaming and Leisure Properties Inc COM 36467J108 1987 53806 SH SOLE 53806 0 0 GFL Environmental Inc COM 36168Q120 5334 100000 SH SOLE 100000 0 0 GO Acquisition Corp COM 362019200 756 75000 SH SOLE 75000 0 0 Guidewire Software Inc Convertible Bond 40171VAA8 9218 8070000 PRN SOLE 8070000 0 0 IH Merger Sub LLC Convertible Bond 19625XAB8 18549 14349000 PRN SOLE 14349000 0 0 Illumina Inc COM 452327109 56 115 SH Call SOLE 115 0 0 Ionis Pharmaceuticals Inc COM 462222100 195 1000 SH Put SOLE 1000 0 0 iQIYI Inc COM 46267X108 570 9500 SH Put SOLE 9500 0 0 iQIYI Inc Convertible Bond 46267XAD0 5074 5325000 PRN SOLE 5325000 0 0 J2 Global Inc COM 48123V102 90 1250 SH Put SOLE 1250 0 0 J2 Global Inc Convertible Bond 48123VAC6 11413 10000000 PRN SOLE 10000000 0 0 Kismet Acquisition One Corp COM G52753129 319 25000 SH SOLE 25000 0 0 Liberty Broadband Corp COM 530307305 3390 23730 SH SOLE 23730 0 0 Liberty Media Corp-Liberty SiriusXM COM 531229409 1641 49500 SH SOLE 49500 0 0 Lionheart Acquisition Corp II COM 53625R203 747 75000 SH SOLE 75000 0 0 Live Nation Entertainment Inc Convertible Bond 538034AQ2 3326 3010000 PRN SOLE 3010000 0 0 Lumentum Holdings Inc Convertible Bond 55024UAB5 18089 12932000 PRN SOLE 12932000 0 0 MDC Holdings Inc COM 552676108 353 7500 SH SOLE 7500 0 0 NavSight Holdings Inc COM 639358209 251 25000 SH SOLE 25000 0 0 Neurocrine Biosciences Inc Convertible Bond 64125CAD1 17262 12500000 PRN SOLE 12500000 0 0 NextEra Energy Inc COM 65339F739 7136 150000 SH SOLE 150000 0 0 NextEra Energy Inc COM 65339F770 8883 189755 SH SOLE 189755 0 0 NextEra Energy Partners LP COM 65341B106 5 31 SH Put SOLE 31 0 0 NIO Inc COM 62914V106 294 12406 SH Put SOLE 12406 0 0 NIO Inc COM 62914V106 2202 103800 SH SOLE 103800 0 0 NIO Inc Convertible Bond 62914VAB2 6495 2730000 PRN SOLE 2730000 0 0 NuVasive Inc Convertible Bond 670704AG0 5794 5620000 PRN SOLE 5620000 0 0 ON Semiconductor Corp COM 682189105 36 1607 SH Put SOLE 1607 0 0 Outfront Media Inc COM 69007J106 367 25278 SH SOLE 25278 0 0 Palo Alto Networks Inc Convertible Bond 697435AD7 3390 3000000 PRN SOLE 3000000 0 0 Pan American Silver Corp COM 697900108 2138 66506 SH SOLE 66506 0 0 PG&E Corp COM 69331C140 12267 125000 SH SOLE 125000 0 0 Pinduoduo Inc COM 722304102 10 250 SH Put SOLE 250 0 0 Pinduoduo Inc Convertible Bond 722304AB8 5428 3000000 PRN SOLE 3000000 0 0 Proofpoint Inc Convertible Bond 743424AF0 7567 7568000 PRN SOLE 7568000 0 0 PulteGroup Inc COM 745867101 740 16000 SH SOLE 16000 0 0 Pure Storage Inc Convertible Bond 74624MAB8 966 1000000 PRN SOLE 1000000 0 0 Qurate Retail Inc COM 74915M100 1220 170000 SH SOLE 170000 0 0 Royal Caribbean Cruises Ltd COM V7780T103 1 10 SH Put SOLE 10 0 0 Senseonics Holdings Inc Convertible Bond 81727UAA3 1153 2500000 PRN SOLE 2500000 0 0 ServiceNow Inc Convertible Bond 81762PAC6 17353 4835000 PRN SOLE 4835000 0 0 Southern Co/The COM 842587602 2329 50000 SH SOLE 50000 0 0 Splunk Inc Convertible Bond 848637AC8 6964 5000000 PRN SOLE 5000000 0 0 Square Inc Convertible Bond 852234AD5 32386 15000000 PRN SOLE 15000000 0 0 Synaptics Inc COM 87157D109 130 1000 SH Put SOLE 1000 0 0 Synaptics Inc Convertible Bond 87157DAD1 18416 14829000 PRN SOLE 14829000 0 0 Tesla Inc COM 88160R101 62 2920 SH Put SOLE 2920 0 0 Tesla Inc Convertible Bond 88160RAC5 104084 17500000 PRN SOLE 17500000 0 0 Viavi Solutions Inc Convertible Bond 925550AE5 5852 5250000 PRN SOLE 5250000 0 0 VICI Properties Inc COM 925652109 3004 128562 SH SOLE 128562 0 0 WillScot Mobile Mini Holdings Corp COM 971378104 2260 135500 SH SOLE 135500 0 0 Wix.com Ltd Convertible Bond 92940WAB5 15984 8500000 PRN SOLE 8500000 0 0 World Wrestling Entertainment Inc COM 98156Q108 40 1010 SH SOLE 1010 0 0 Zynga Inc Convertible Bond 98986TAB4 28511 22500000 PRN SOLE 22500000 0 0